Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 31
  2. 2
  3. 5
  4. 6
  5. 7
  6. 8
  7. 9
  8. 12
  9. 13
‹ Mon, Jan 12, 2009

Tuesday, January 13, 2009

181 filings · 131 companiesAll checks passed · Updated Nov 6

Wed, Jan 14, 2009 ›
The dayTuesday, January 13
Delisting noticesFENC13:14

By time of day

47 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

3 announced

Market hours3

  • 10:41NTICNorthern Technologies International Corp
  • 11:29WTIW&T Offshore Inc
  • 14:42PBHPrestige Consumer Healthcare Inc.

Reports

10 quarterly · 6 annual
  1. Jewett Cameron Trading Co LtdJCTC · 10-Q · Nov 30 · 20:15
    ——
  2. Republic Airways Holdings Inc.RJET · 10-K · Sep 30 · 21:28
    ——
  3. Taylor Devices, Inc.TAYD · 10-Q · Nov 30 · 14:07
    ——
  4. Anavex Life Sciences Corp.AVXL · 10-K · Sep 30 · 14:40
    ——
  5. CHS IncCHSCP · 10-Q · Nov 30 · 14:48
    ——
  6. Mitek Systems IncMITK · 10-K · Sep 30 · 15:42
    ——
  7. NextPlat CorpNXPL · 10-Q/A · Sep 30 · 15:52
    ——
  8. Gladstone Capital CorpGLAD · 10-K/A · Sep 30 · 16:02
    ——
  9. KORU Medical Systems, Inc.KRMD · 10-Q · Nov 30 · 16:58
    ——
  10. Franklin Covey CoFC · 10-Q · Nov 29 · 17:28
    ——

Insiders

12 filings
Purchases$1.81M10 filings
Sales$106.61K2 filings
SCCOSouthern Copper Corp · Grupo Mexico, S.A.B. de C.V., 10% owner$1.58MPurchase · 100,000 sh
GEOSGeospace Technologies Corp · OYO Corp USA, 10% owner$98.97KPurchase · 5,079 sh
PUREPure Bioscience, Inc. · Tommy G Thompson, Director$97.82KSale · 29,963 sh
CLROClearone Inc · Bagley Edward D, 10% owner$59.25KPurchase · 15,000 sh
WIWWestern Asset Inflation-Linked Opportunities & Income Fund · Walsh Stephen a$31.17KPurchase · 3,000 sh
VLTInvesco High Income Trust II · Rodney F Dammeyer, Director$24.04KPurchase · 12,200 sh
Open insider activity

Agreements

6 filings
  1. 18:36AUMN Golden Minerals Co · Bankruptcy · Debt acceleration · Delisting notice · New agreement
  2. 17:25SWKHL SWK Holdings Corp · Shareholder rights changed · Bylaws or fiscal year changed · New agreement
  3. 17:05PDEX Pro DEX Inc · New debt
  4. 16:54INTI Inhibitor Therapeutics, Inc. · Auditor change · Agreement ended (amended)
  5. 13:45TRT Trio-Tech International · New agreement
  6. 08:47CBAN Colony Bankcorp Inc · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

Officers and directors

2 filings
  1. 12:35ASTC Astrotech Corp · Officers or directors
  2. 08:47CBAN Colony Bankcorp Inc · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

Filings

47 listed

19:00

  1. 19:19
    FC Franklin Covey Co · Announcement

20:00

  1. 20:15
    JCTC Jewett Cameron Trading Co Ltd · Quarterly report

21:00

  1. 21:28
    RJET Republic Airways Holdings Inc. · Annual report

01:00

  1. 01:47
    FWDI Forward Industries, Inc. · Stake amended

06:00

  1. 06:03
    RJET Republic Airways Holdings Inc. · Tender offer

08:00

  1. 08:47
    CBAN Colony Bankcorp Inc · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

10:00

  1. 10:41
    NTIC Northern Technologies International Corp · Results, market hours

11:00

  1. 11:29
    WTI W&T Offshore Inc · Results, market hours

12:00

  1. 12:12
    RES RPC Inc · Announcement
  2. 12:35
    ASTC Astrotech Corp · Officers or directors

13:00

  1. 13:14
    FENC Fennec Pharmaceuticals Inc. · Delisting notice
  2. 13:45
    TRT Trio-Tech International · New agreement

14:00

  1. 14:07
    TAYD Taylor Devices, Inc. · Quarterly report
  2. 14:40
    AVXL Anavex Life Sciences Corp. · Annual report
  3. 14:42
    PBH Prestige Consumer Healthcare Inc. · Results, market hours
  4. 14:48
    CHSCP CHS Inc · Quarterly report
  5. 14:56
    EP Empire Petroleum Corp · Auditor change

15:00

  1. 15:29
    SPE Special Opportunities Fund, Inc. · Stake amended
  2. 15:35
    GLGI Greystone Logistics, Inc. · Auditor change
  3. 15:42
    MITK Mitek Systems Inc · Annual report
  4. 15:42
    TY Tri-Continental Corp · Investor disclosure
  5. 15:52
    NXPL NextPlat Corp · Amended quarterly report

16:00

  1. 16:02
    GLAD Gladstone Capital Corp · Amended annual report
  2. 16:45
    PMM Franklin Managed Municipal Income Trust · Merger communication
  3. 16:50
    PMO Franklin Municipal Opportunities Trust · Merger communication
  4. 16:54
    INTI Inhibitor Therapeutics, Inc. · Auditor change · Agreement ended (amended)
  5. 16:55
    TY Tri-Continental Corp · Tender offer
  6. 16:58
    KRMD KORU Medical Systems, Inc. · Quarterly report

17:00

  1. 17:05
    PDEX Pro DEX Inc · New debt
  2. 17:25
    SWKHL SWK Holdings Corp · Shareholder rights changed · Bylaws or fiscal year changed · New agreement
  3. 17:28
    FC Franklin Covey Co · Quarterly report

18:00

  1. 18:28
    TOGI TurnOnGreen, Inc. · Annual report
  2. 18:36
    AUMN Golden Minerals Co · Bankruptcy · Debt acceleration · Delisting notice · New agreement

19:00

  1. 19:12
    EDUC Educational Development Corp · Auditor change
  2. 19:58
    NNVC Nanoviricides, Inc. · Auditor change

20:00

  1. 20:24
    APLD Applied Digital Corp. · Late filing notice
  2. 20:26
    CNBX CNBX Pharmaceuticals Inc. · Quarterly report
  3. 20:45
    PAXH Preaxia Health Care Payment Systems Inc. · Late filing notice

21:00

  1. 21:18
    ORMP Oramed Pharmaceuticals Inc. · Quarterly report
  2. 21:35
    LRDC Laredo Oil, Inc. · Quarterly report
40 of 47

Index

Forms filed

  • Insider filing458
  • 40-17G26
  • Current report8-K19
  • Foreign issuer report6-K15
  • Quarterly report10-Q9
  • Annual report10-K5
  • Passive stake amendedSC 13G/A5
  • Annual ownership54
  • Stake amendedSC 13D/A4
  • 10KSB3
  • Initial ownership33
  • Exempt offering noticeD3
  • F-X3
  • UPLOAD3
  • Merger communication4252
  • Current report (amended)8-K/A2
  • CORRESP2
  • F-102
  • Late filing noticeNT 10-Q2
  • Passive stake reportedSC 13G2
  • Tender offerSC TO-I2
  • Amended annual report10-K/A1
  • 10KSB/A1
  • Amended quarterly report10-Q/A1
  • Insider filing, amended4/A1
  • POS 8C1
  • Employee plan registrationS-81
  • SC 14D9/A1

51 companies

A

C

E

F

G

H

I

J

K

L

M

N

O

P

Q

R

S

T

V

W