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What covered companies filed with the SEC, day by day.

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‹ Thu, Jan 8, 2009

Friday, January 9, 2009

246 filings · 185 companiesAll checks passed · Updated Nov 6

Mon, Jan 12, 2009 ›
The dayFriday, January 9
Delisting noticesOTLC17:01

By time of day

41 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

3 announced

Market hours1

  • 14:26GNSSGenasys Inc.

After-hours2

  • 16:55SKYChampion Homes, Inc.
  • 17:25SFBSServisFirst Bancshares, Inc.

Reports

5 quarterly · 0 annual
  1. Park Aerospace CorpPKE · 10-Q · Nov 30 · 15:13
    ——
  2. Pure Cycle CorpPCYO · 10-Q · Nov 30 · 16:26
    ——
  3. Champion Homes, Inc.SKY · 10-Q · Nov 30 · 16:52
    ——
  4. Lindsay CorpLNN · 10-Q · Nov 30 · 17:03
    ——
  5. Mosaic ImmunoEngineering Inc.CPMV · 10-Q · Nov 30 · —
    ——

Insiders

8 filings
Purchases$18.27K6 filings
Sales$48.17K2 filings
MSEXMiddlesex Water Co · Jeffries Shein, Director$42.82KSale · 2,500 sh
KDOZFKidoz Inc. · Tryon M Williams, Chief Executive Officer$7.50KPurchase · 100,000 sh
AWPabrdn Global Premier Properties Fund · Sheldon R Flamm, Treas. & Chief Compliance Off$5.36KSale · 400 sh
TRAKReposiTrak, Inc. · Randall K Fields, CEO$4.98KPurchase · 3,512 sh
TAITTaitron Components Inc · TZU Sheng KU, Chairman$1.91KPurchase · 2,215 sh
KEQUKewaunee Scientific Corp · David M. Rausch, VP - Construction Services$1.90KPurchase · 200 sh
Open insider activity

Agreements

4 filings
  1. 22:14— High Wire Networks, Inc. · New agreement
  2. 17:22LCNB LCNB Corp · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  3. 16:03ABVC Abvc Biopharma, Inc. · New agreement
  4. 15:30HKHC Horizon Kinetics Holding Corp · Agreement ended

Officers and directors

7 filings
  1. 19:00RLGT Radiant Logistics, Inc · Officers or directors
  2. 17:22LCNB LCNB Corp · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  3. 16:30WTBA West Bancorporation Inc · Officers or directors
  4. 15:07CTSO Cytosorbents Corp · Officers or directors
  5. 12:37DHC Diversified Healthcare Trust · Officers or directors
  6. 12:36SVC Service Properties Trust · Officers or directors
  7. 07:00GHM Graham Corp · Officers or directors

Filings

41 listed

18:00

  1. 18:15
    JOUT Johnson Outdoors Inc · Stake reported

07:00

  1. 07:00
    GHM Graham Corp · Officers or directors

11:00

  1. 11:51
    PNNT Pennantpark Investment Corp · Investor disclosure

12:00

  1. 12:27
    ISCO International Stem Cell CORP · Stake reported
  2. 12:36
    SVC Service Properties Trust · Officers or directors
  3. 12:37
    DHC Diversified Healthcare Trust · Officers or directors
  4. 12:40
    RJET Republic Airways Holdings Inc. · Bylaws or fiscal year changed

14:00

  1. 14:26
    GNSS Genasys Inc. · Results, market hours

15:00

  1. 15:07
    CTSO Cytosorbents Corp · Officers or directors
  2. 15:13
    PKE Park Aerospace Corp · Quarterly report
  3. 15:30
    HKHC Horizon Kinetics Holding Corp · Agreement ended
  4. 15:36
    SEVN Seven Hills Realty Trust · Announcement
  5. 15:54
    SRMX Saddle Ranch Media, Inc. · Stake reported

16:00

  1. 16:03
    ABVC Abvc Biopharma, Inc. · New agreement
  2. 16:10
    DTST Data Storage Corp · Bylaws or fiscal year changed
  3. 16:10
    RES RPC Inc · Announcement
  4. 16:26
    PCYO Pure Cycle Corp · Quarterly report
  5. 16:30
    WTBA West Bancorporation Inc · Officers or directors
  6. 16:52
    SKY Champion Homes, Inc. · Quarterly report
  7. 16:55
    SKY Champion Homes, Inc. · Results, after-hours
  8. 16:57
    FGPR Ferrellgas Partners L P · Announcement

17:00

  1. 17:01
    OTLC Oncotelic Therapeutics, Inc. · Delisting notice
  2. 17:03
    LNN Lindsay Corp · Quarterly report
  3. 17:16
    PCYO Pure Cycle Corp · Announcement
  4. 17:19
    LARK Landmark Bancorp Inc · Announcement
  5. 17:22
    LCNB LCNB Corp · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  6. 17:24
    VRMK ERP Operating Ltd Partnership · Impairment
  7. 17:25
    FC Franklin Covey Co · Late filing notice
  8. 17:25
    SFBS ServisFirst Bancshares, Inc. · Results, after-hours
  9. 17:30
    MIDD Middleby Corp · Acquisition or sale completed
  10. 17:41
    — Simulations Plus, Inc. · Proxy statement

19:00

  1. 19:00
    RLGT Radiant Logistics, Inc · Officers or directors
  2. 19:32
    CLFD Clearfield, Inc. · Proxy statement

22:00

  1. 22:14
    — High Wire Networks, Inc. · New agreement

—

  1. —
    NUVR Nuvera Communications, Inc. · Current report
  2. —
    AATC Autoscope Technologies Corp · Current report
  3. —
    CODI Compass Diversified Holdings · Current report
  4. —
    CPMV Mosaic ImmunoEngineering Inc. · Quarterly report
  5. —
    KTN Structured Products Corp Cred Enhance Corts TR for AON CAP a · Current report
  6. —
    WNDW SolarWindow Technologies, Inc. · Current report
40 of 41

Index

Forms filed

  • Insider filing459
  • Initial ownership333
  • N-CSR31
  • Current report8-K29
  • Foreign issuer report6-K17
  • Passive stake amendedSC 13G/A12
  • Preliminary proxy statementPRE 14A9
  • 40-APP/A8
  • CORRESP8
  • Passive stake reportedSC 13G8
  • Quarterly report10-Q5
  • Annual ownership54
  • UPLOAD4
  • Stake reportedSC 13D3
  • Proxy statementDEF 14A2
  • N-CSRS2
  • 24F-2NT1
  • 40-17G1
  • Prospectus supplement424B21
  • Prospectus supplement424B31
  • Insider filing, amended4/A1
  • Current report (amended)8-K/A1
  • Exempt offering notice, amendedD/A1
  • Proxy materialDEFA14A1
  • N-23C-21
  • Late filing noticeNT 10-Q1
  • Shelf registrationS-31
  • SC TO-C1

46 companies

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