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What covered companies filed with the SEC, day by day.

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‹ Thu, Feb 12, 2009

Friday, February 13, 2009

578 filings · 385 companiesAll checks passed · Updated Nov 6

Mon, Feb 16, 2009 ›
The dayFriday, February 13
Delisting noticesAUBN16:31

By time of day

76 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

15 without a time on file

Results

8 announced

Market hours6

  • 09:42ULBIUltralife Corp
  • 10:37GRCGorman Rupp Co
  • 10:52IBOCInternational Bancshares Corp
  • 10:57RANDRand Capital Corp
  • 12:23NTWKNetsol Technologies Inc
  • 13:49NRTNorth European Oil Royalty Trust

After-hours2

  • 17:54PDEXPro DEX Inc
  • 20:49MXCMexco Energy Corp

Reports

28 quarterly · 4 annual
  1. Encision IncECIA · 10-Q · Dec 31 · 17:38
    ——
  2. Barnwell Industries IncBRN · 10-Q · Dec 31 · 21:19
    ——
  3. Filana Therapeutics, Inc.FLNA · 10-K · Dec 31 · 21:43
    ——
  4. Greene County Bancorp IncGCBC · 10-Q · Dec 31 · 22:39
    ——
  5. Pluri Inc.PLUR · 10-Q · Dec 31 · 06:04
    ——
  6. UMeWorld Inc.UMEW · 10-Q · Dec 31 · 06:06
    ——
  7. Portsmouth Square IncPRSI · 10-Q · Dec 31 · 10:26
    ——
  8. Intergroup CorpINTG · 10-Q · Dec 31 · 10:27
    ——
  9. Radiant Logistics, IncRLGT · 10-Q · Dec 31 · 11:07
    ——
  10. Espey MFG & Electronics CorpESP · 10-Q · Dec 31 · 11:49
    ——

Insiders

53 filings
Purchases$6.35M31 filings
Sales$4.14M22 filings
SNGXSoligenix, Inc. · Cavazza Claudio, 10% owner$4.50MPurchase · 25,000,000 sh
SCSCScansource, Inc. · Michael L Baur, President and CEO$755.66KSale · 42,095 sh
SCSCScansource, Inc. · Michael L Baur, President and CEO$472.64KSale · 26,410 sh
GENCGencor Industries Inc · Houtkin Harvey, 10% owner$355.22KSale · 12,200 sh
RHIRobert Half Inc. · Edward W Gibbons, Director$345.50KSale · 20,000 sh
GENCGencor Industries Inc · Houtkin Harvey, 10% owner$331.28KSale · 11,039 sh
Open insider activity

Agreements

7 filings
  1. 20:38AHNRF Athena Gold Corp · Impairment · Restructuring costs · New agreement
  2. 17:27CNVS Cineverse Corp. · Unregistered shares sold · New agreement
  3. 16:50GLXZ Galaxy Gaming, Inc. · Bankruptcy · Change in control · Acquisition or sale completed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  4. 16:21LWAY Lifeway Foods, Inc. · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement
  5. 16:10SFD Smithfield Foods Inc · New agreement
  6. 15:32PNBK Patriot National Bancorp Inc · New agreement
  7. 09:44ULBI Ultralife Corp · New agreement

Officers and directors

3 filings
  1. 21:11NXPL NextPlat Corp · Bylaws or fiscal year changed · Officers or directors
  2. 16:50GLXZ Galaxy Gaming, Inc. · Bankruptcy · Change in control · Acquisition or sale completed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  3. 14:40JOE St JOE Co · Officers or directors

Filings

76 listed

17:00

  1. 17:38
    ECIA Encision Inc · Quarterly report
  2. 17:54
    PDEX Pro DEX Inc · Results, after-hours

18:00

  1. 18:00
    FITY Fifty 1 Labs, Inc. · Late filing notice

20:00

  1. 20:49
    MXC Mexco Energy Corp · Results, after-hours

21:00

  1. 21:19
    BRN Barnwell Industries Inc · Quarterly report
  2. 21:43
    FLNA Filana Therapeutics, Inc. · Annual report

22:00

  1. 22:39
    GCBC Greene County Bancorp Inc · Quarterly report

06:00

  1. 06:04
    PLUR Pluri Inc. · Quarterly report
  2. 06:06
    UMEW UMeWorld Inc. · Quarterly report
  3. 06:24
    DOX Amdocs Ltd · Tender offer

08:00

  1. 08:45
    AUBN Auburn National Bancorporation, Inc · Announcement

09:00

  1. 09:42
    ULBI Ultralife Corp · Results, market hours
  2. 09:44
    ULBI Ultralife Corp · New agreement

10:00

  1. 10:14
    TY Tri-Continental Corp · Investor disclosure
  2. 10:26
    PRSI Portsmouth Square Inc · Quarterly report
  3. 10:27
    INTG Intergroup Corp · Quarterly report
  4. 10:37
    GRC Gorman Rupp Co · Results, market hours
  5. 10:52
    IBOC International Bancshares Corp · Results, market hours
  6. 10:57
    RAND Rand Capital Corp · Results, market hours

11:00

  1. 11:07
    RLGT Radiant Logistics, Inc · Quarterly report
  2. 11:11
    GTHP Guided Therapeutics Inc · Announcement
  3. 11:49
    ESP Espey MFG & Electronics Corp · Quarterly report

12:00

  1. 12:00
    RIO Rio Tinto PLC · Stake amended
  2. 12:00
    AWRE Aware Inc · Annual report
  3. 12:09
    RIO Rio Tinto PLC · Stake amended
  4. 12:14
    CFNB California First Leasing Corp · Quarterly report
  5. 12:23
    NTWK Netsol Technologies Inc · Results, market hours
  6. 12:57
    MT ArcelorMittal · Stake amended

13:00

  1. 13:04
    — Adapti, Inc. · Quarterly report
  2. 13:16
    PLX Protalix BioTherapeutics, Inc. · Investor disclosure
  3. 13:49
    NRT North European Oil Royalty Trust · Results, market hours

14:00

  1. 14:01
    DJCO Daily Journal Corp · Quarterly report
  2. 14:30
    FRD Friedman Industries Inc · Quarterly report
  3. 14:39
    SCND Scientific Industries Inc · Quarterly report
  4. 14:40
    JOE St JOE Co · Officers or directors
  5. 14:41
    AGQ ProShares Trust II · Amended registration statement

15:00

  1. 15:02
    SVBL Silver Bull Resources, Inc. · Annual report
  2. 15:32
    PNBK Patriot National Bancorp Inc · New agreement

16:00

  1. 16:10
    SFD Smithfield Foods Inc · New agreement
  2. 16:17
    NAII Natural Alternatives International Inc · Bylaws or fiscal year changed
40 of 76

Index

Forms filed

  • Passive stake amendedSC 13G/A239
  • Passive stake reportedSC 13G93
  • Insider filing468
  • Current report8-K32
  • Annual ownership531
  • Quarterly report10-Q28
  • Foreign issuer report6-K22
  • APP NTC8
  • UPLOAD8
  • Initial ownership35
  • Annual report10-K3
  • Late filing noticeNT 10-Q3
  • POS AM3
  • Amended registration statementS-1/A3
  • S-8 POS3
  • Stake amendedSC 13D/A3
  • Institutional holdings13F-HR2
  • Prospectus supplement424B32
  • 4972
  • CORRESP2
  • EFFECT2
  • 15-12G1
  • Delisting by the exchange25-NSE1
  • 40-17G1
  • Annual report40-F1
  • Exchange listing8-A12B1
  • Annual report to shareholdersARS1
  • CERTNYS1
  • CT ORDER1
  • Exempt offering noticeD1
  • Information statementDEF 14C1
  • Proxy materialDEFA14A1
  • Preliminary proxy statementPRE 14A1
  • Registration statementS-11
  • Stake reportedSC 13D1
  • Tender offerSC TO-I1
  • SC TO-I/A1

75 companies

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