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What covered companies filed with the SEC, day by day.

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‹ Mon, Apr 13, 2009

Tuesday, April 14, 2009

132 filings · 111 companiesAll checks passed · Updated Nov 5

Wed, Apr 15, 2009 ›
The dayTuesday, April 14
Delisting noticesARMP17:01

By time of day

52 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

8 without a time on file

Results

3 announced

Pre-market1

  • 09:15OESXOrion Energy Systems, Inc.

After-hours2

  • 21:59PLAGPlanet Green Holdings Corp.
  • 17:07PFBXPeoples Financial Corp

Reports

15 quarterly · 7 annual
  1. Patriot Gold CorpPGOL · 10-Q · Feb 28 · 20:31
    ——
  2. Spectral Capital CorpFCCN · 10-K · Dec 31 · 10:38
    ——
  3. Kingstone Companies, Inc.KINS · 10-K · Dec 31 · 11:30
    ——
  4. Northern Technologies International CorpNTIC · 10-Q · Feb 28 · 12:20
    ——
  5. Navios Maritime Holdings Inc.NMPGY · 20-F · Dec 31 · 14:02
    ——
  6. Adamant DRI Processing & Minerals GroupADMG · 10-Q · Mar 31 · 15:00
    ——
  7. Arts WAY Manufacturing Co IncARTW · 10-Q · Feb 28 · 15:11
    ——
  8. Vaso CorpVASO · 10-Q · Feb 28 · 16:06
    ——
  9. Buildablock Corp.NFTM · 10-Q · Feb 28 · 17:05
    ——
  10. Lightwave Logic, Inc.LWLG · 10-K · Dec 31 · 17:11
    ——

Insiders

11 filings
Purchases$116.17K9 filings
Sales$13.05K2 filings
SCDLMP Capital & Income Fund Inc. · Gendelman Robert$74.90KPurchase · 10,000 sh
—STRATA Skin Sciences, Inc. · Dan W Lufkin, Director$15.20KPurchase · 2,500 sh
CBANColony Bankcorp Inc · B Gene Waldron, Director$9.61KPurchase · 1,398 sh
NKSHNational Bankshares Inc · Jack Bowling, Director$7.78KPurchase · 400 sh
ARTNAArtesian Resources Corp · William C Wyer, Director$7.05KSale · 500 sh
OVTZOculus Inc. · Anton J Drescher, Corporate Secretary$6.00KSale · 100,000 sh
Open insider activity

Agreements

1 filing
  1. 16:46GAIN Gladstone Investment Corporation · Acquisition or sale completed · New agreement

Officers and directors

2 filings
  1. 18:16INTT Intest Corp · Officers or directors
  2. 09:39CFBK CF Bankshares Inc. · Officers or directors

Filings

52 listed

20:00

  1. 20:31
    PGOL Patriot Gold Corp · Quarterly report

21:00

  1. 21:59
    PLAG Planet Green Holdings Corp. · Results, after-hours

08:00

  1. 08:00
    PTBS Potomac Bancshares Inc · Proxy statement
  2. 08:58
    AXTI AXT Inc · Proxy statement

09:00

  1. 09:15
    OESX Orion Energy Systems, Inc. · Results, pre-market
  2. 09:38
    IBOC International Bancshares Corp · Announcement
  3. 09:39
    CFBK CF Bankshares Inc. · Officers or directors

10:00

  1. 10:38
    FCCN Spectral Capital Corp · Annual report
  2. 10:57
    SRV NXG Cushing Midstream Energy Fund · Proxy statement

11:00

  1. 11:30
    KINS Kingstone Companies, Inc. · Annual report

12:00

  1. 12:01
    GLBZ Glen Burnie Bancorp · Proxy statement
  2. 12:20
    NTIC Northern Technologies International Corp · Quarterly report
  3. 12:25
    ADAM Adamas Trust, Inc. · Announcement · Investor disclosure

13:00

  1. 13:53
    KRO Kronos Worldwide Inc · Proxy statement

14:00

  1. 14:02
    NMPGY Navios Maritime Holdings Inc. · Annual report

15:00

  1. 15:00
    ADMG Adamant DRI Processing & Minerals Group · Quarterly report
  2. 15:11
    ARTW Arts WAY Manufacturing Co Inc · Quarterly report
  3. 15:36
    CMTV Community Bancorp · Proxy statement

16:00

  1. 16:06
    VASO Vaso Corp · Quarterly report
  2. 16:06
    NEN New England Realty Associates Limited Partnership · Stake reported
  3. 16:14
    AIRI Air Industries Group · Restated financials
  4. 16:32
    NEN New England Realty Associates Limited Partnership · Stake reported
  5. 16:46
    GAIN Gladstone Investment Corporation · Acquisition or sale completed · New agreement

17:00

  1. 17:01
    ARMP Armata Pharmaceuticals, Inc. · Delisting notice
  2. 17:01
    SNGX Soligenix, Inc. · Amended registration statement
  3. 17:05
    NFTM Buildablock Corp. · Quarterly report
  4. 17:07
    PFBX Peoples Financial Corp · Results, after-hours
  5. 17:08
    RES RPC Inc · Announcement
  6. 17:11
    LWLG Lightwave Logic, Inc. · Annual report
  7. 17:15
    AHNRF Athena Gold Corp · Annual report
  8. 17:28
    ELTP Elite Pharmaceuticals Inc · Auditor change (amended)
  9. 17:30
    DLPN Dolphin Entertainment, Inc. · Annual report

18:00

  1. 18:16
    INTT Intest Corp · Officers or directors
  2. 18:30
    CNBX CNBX Pharmaceuticals Inc. · Quarterly report
  3. 18:31
    RAVE Rave Restaurant Group, Inc. · Stake amended

19:00

  1. 19:22
    TAYD Taylor Devices, Inc. · Quarterly report
  2. 19:40
    CLRO Clearone Inc · Announcement
  3. 19:48
    PAXH Preaxia Health Care Payment Systems Inc. · Late filing notice

20:00

  1. 20:03
    JOB GEE Group Inc. · Tender offer response
  2. 20:09
    — Simulations Plus, Inc. · Quarterly report
40 of 52

Index

Forms filed

  • Foreign issuer report6-K24
  • Insider filing418
  • Quarterly report10-Q15
  • Current report8-K14
  • Prospectus supplement424B311
  • Proxy statementDEF 14A7
  • Annual report10-K6
  • Passive stake amendedSC 13G/A5
  • Annual report to shareholdersARS4
  • CORRESP4
  • Exempt offering noticeD2
  • Late filing noticeNT 10-Q2
  • POSASR2
  • Stake reportedSC 13D2
  • Stake amendedSC 13D/A2
  • 15-12G1
  • Annual report20-F1
  • Delisting251
  • Initial ownership31
  • Prospectus supplement424B51
  • 4971
  • Current report (amended)8-K/A1
  • Proxy materialDEFA14A1
  • DFAN14A1
  • POS EX1
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81
  • S-8 POS1
  • Tender offer responseSC 14D91

57 companies

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F

  • Fuse Medical, Inc.

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