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What covered companies filed with the SEC, day by day.

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‹ Wed, Jun 3, 2009

Thursday, June 4, 2009

121 filings · 107 companiesAll checks passed · Updated Nov 5

Fri, Jun 5, 2009 ›
The dayThursday, June 4
Delisting noticesNLST15:08

By time of day

38 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

1 without a time on file

Results

2 announced

Pre-market1

  • 01:12CPRTCopart Inc

After-hours1

  • 16:41ULTAUlta Beauty, Inc.

Reports

4 quarterly · 1 annual
  1. Spectral Capital CorpFCCN · 10-Q · Mar 31 · 17:48
    ——
  2. U-Haul Holding CoUHAL · 10-K · Mar 31 · 18:19
    ——
  3. Concrete Leveling Systems IncCLEV · 10-Q · Apr 30 · 14:44
    ——
  4. Innsuites Hospitality TrustIHT · 10-Q · Apr 30 · 19:20
    ——
  5. Meridian Holdings Inc.MRDN · 10-Q · Apr 30 · 20:31
    ——

Insiders

24 filings
Purchases$76.35K13 filings
Sales$4.58M11 filings
WMGWarner Music Group Corp. · Michael D Fleisher, Vice Chairman, Strategy & Ops$2.96MSale · 400,000 sh
BCPCBalchem Corp · Dino a Rossi, President and CEO$631.69KSale · 25,157 sh
AMSCAmerican Superconductor Corp · Angelo R Santamaria, SVP Global Manufacturing$300.00KSale · 10,000 sh
OESXOrion Energy Systems, Inc. · Neal R Verfuerth, President and CEO$195.78KSale · 57,665 sh
GHMGraham Corp · Jerald D Bidlack, Director$116.96KSale · 9,000 sh
VCVInvesco California Value Municipal Income Trust · Rodney F Dammeyer, Director$108.47KSale · 10,000 sh
Open insider activity

Agreements

5 filings
  1. 20:02SMID Smith Midland Corp · New debt
  2. 16:25TOVX Theriva Biologics, Inc. · Agreement ended · New agreement
  3. 15:36FTFT Future FinTech Group Inc. · Unregistered shares sold · New agreement
  4. 14:08CDZIP Cadiz Inc · New agreement
  5. 08:30CITR CitroTech Inc. · Unregistered shares sold · New agreement

Officers and directors

3 filings
  1. 16:32LVS Las Vegas Sands Corp · Officers or directors (amended)
  2. 16:03ARMP Armata Pharmaceuticals, Inc. · Officers or directors
  3. 18:03CEVA Ceva Inc · Officers or directors

Filings

38 listed

17:00

  1. 17:48
    FCCN Spectral Capital Corp · Quarterly report

18:00

  1. 18:03
    CEVA Ceva Inc · Officers or directors
  2. 18:11
    CIA Citizens, Inc. · Code of ethics changed
  3. 18:19
    UHAL U-Haul Holding Co · Annual report

21:00

  1. 21:51
    — Simulations Plus, Inc. · Announcement

00:00

  1. 00:31
    FR First Industrial Realty Trust Inc · Investor disclosure

01:00

  1. 01:12
    CPRT Copart Inc · Results, pre-market

07:00

  1. 07:01
    CMS-PB Consumers Energy Co · Investor disclosure

08:00

  1. 08:30
    CITR CitroTech Inc. · Unregistered shares sold · New agreement

10:00

  1. 10:46
    ABVC Abvc Biopharma, Inc. · Stake reported

14:00

  1. 14:04
    EQS Equus Total Return, Inc. · Stake amended
  2. 14:08
    CDZIP Cadiz Inc · New agreement
  3. 14:44
    CLEV Concrete Leveling Systems Inc · Quarterly report
  4. 14:45
    SGRP SPAR Group, Inc. · Announcement

15:00

  1. 15:08
    NLST Netlist Inc · Delisting notice
  2. 15:17
    SIFY Sify Technologies Ltd · Stake amended
  3. 15:26
    SIFY Sify Technologies Ltd · Stake reported
  4. 15:36
    FTFT Future FinTech Group Inc. · Unregistered shares sold · New agreement

16:00

  1. 16:03
    ARMP Armata Pharmaceuticals, Inc. · Officers or directors
  2. 16:07
    SCKT Socket Mobile, Inc. · Announcement
  3. 16:21
    CZWI Citizens Community Bancorp Inc. · Announcement
  4. 16:25
    TOVX Theriva Biologics, Inc. · Agreement ended · New agreement
  5. 16:32
    LVS Las Vegas Sands Corp · Officers or directors (amended)
  6. 16:35
    ULTA Ulta Beauty, Inc. · Announcement
  7. 16:41
    ULTA Ulta Beauty, Inc. · Results, after-hours

17:00

  1. 17:07
    SEVN Seven Hills Realty Trust · Merger communication
  2. 17:07
    SEVN Seven Hills Realty Trust · Merger communication
  3. 17:08
    SEVN Seven Hills Realty Trust · Merger communication
  4. 17:23
    OMEX Odyssey Marine Exploration Inc · Announcement

19:00

  1. 19:20
    IHT Innsuites Hospitality Trust · Quarterly report

20:00

  1. 20:02
    SMID Smith Midland Corp · New debt
  2. 20:24
    JJSF J&J Snack Foods Corp · Announcement
  3. 20:31
    MRDN Meridian Holdings Inc. · Quarterly report
  4. 20:46
    PNRG Primeenergy Resources Corp · Stake amended
  5. 20:47
    PNRG Primeenergy Resources Corp · Stake amended

21:00

  1. 21:07
    SNOA Sonoma Pharmaceuticals, Inc. · Unregistered shares sold
  2. 21:16
    PLX Protalix BioTherapeutics, Inc. · Investor disclosure

—

  1. —
    — STRATA Skin Sciences, Inc. · Current report
38 of 38

Index

Forms filed

  • Insider filing431
  • Current report8-K23
  • Foreign issuer report6-K21
  • CORRESP7
  • UPLOAD7
  • Quarterly report10-Q4
  • Stake amendedSC 13D/A4
  • Merger communication4253
  • 40-17G2
  • 40-APP/A2
  • Annual report to shareholdersARS2
  • Free writing prospectusFWP2
  • Stake reportedSC 13D2
  • Annual report10-K1
  • Initial ownership31
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • Current report (amended)8-K/A1
  • Proxy materialDEFA14A1
  • DFAN14A1
  • N-CSR1
  • PRE 14C1
  • SC 13E3/A1
  • Passive stake reportedSC 13G1

41 companies

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