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What covered companies filed with the SEC, day by day.

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‹ Thu, Jun 11, 2009

Friday, June 12, 2009

195 filings · 124 companiesAll checks passed · Updated Nov 5

Mon, Jun 15, 2009 ›
The dayFriday, June 12

By time of day

43 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

1 announced

After-hours1

  • 17:23THOThor Industries Inc

Reports

6 quarterly · 3 annual
  1. Optical Cable CorpOCC · 10-Q · Apr 30 · 14:59
    ——
  2. Seneca Foods CorpSENEA · 10-K · Mar 31 · 15:36
    ——
  3. Innovative Designs IncIVDN · 10-Q · Apr 30 · 15:45
    ——
  4. B-Scada, Inc.SCDA · 10-Q · Apr 30 · 15:51
    ——
  5. Rise Gold Corp.RYES · 10-Q · Apr 30 · 16:02
    ——
  6. R F Industries LtdRFIL · 10-Q · Apr 30 · 16:06
    ——
  7. Riverview Bancorp IncRVSB · 10-K · Mar 31 · 16:43
    ——
  8. Digerati Technologies, Inc.DTGI · 10-Q · Apr 30 · —
    ——
  9. Yubo International Biotech LtdYBGJ · 10-K · Feb 28 · —
    ——

Insiders

19 filings
Purchases$137.44K6 filings
Sales$2.60M13 filings
AMSCAmerican Superconductor Corp · Charles W Stankiewicz, EVP & GM, AMSC Power Systems$1.21MSale · 43,351 sh
POWLPowell Industries Inc · Thomas W Powell, CEO, Chairman of the Board$414.05KSale · 10,000 sh
POWLPowell Industries Inc · Thomas W Powell, CEO, Chairman of the Board$201.20KSale · 5,000 sh
POWLPowell Industries Inc · Thomas W Powell, CEO, Chairman of the Board$161.50KSale · 3,978 sh
PLAGPlanet Green Holdings Corp. · SI Chen, Chief Executive Officer$150.00KSale · 103,449 sh
ODCOil-Dri Corp of America · Daniel S Jaffee, President and CEO$120.64KSale · 6,700 sh
Open insider activity

Agreements

2 filings
  1. 16:45NTIP NETWORK-1 Technologies, Inc. · New agreement
  2. 11:03OTLC Oncotelic Therapeutics, Inc. · New agreement · Officers or directors (amended)

Officers and directors

9 filings
  1. 20:32CAPR Capricor Therapeutics, Inc. · Officers or directors
  2. 17:14LNN Lindsay Corp · Officers or directors
  3. 17:00ULBI Ultralife Corp · Officers or directors (amended)
  4. 16:26KFY Korn Ferry · Officers or directors
  5. 15:01PRSO Peraso Inc. · Officers or directors
  6. 12:12LCUT Lifetime Brands, Inc · Officers or directors
  7. 11:03OTLC Oncotelic Therapeutics, Inc. · New agreement · Officers or directors (amended)
  8. 10:04CREX Creative Realities, Inc. · Officers or directors

Filings

43 listed

17:00

  1. 17:45
    CITR CitroTech Inc. · Stake amended

18:00

  1. 18:15
    CHUC Charlie's Holdings, Inc. · Officers or directors

09:00

  1. 09:29
    REFR Research Frontiers Inc · Investor disclosure
  2. 09:29
    INTI Inhibitor Therapeutics, Inc. · Announcement

10:00

  1. 10:04
    CREX Creative Realities, Inc. · Officers or directors
  2. 10:40
    EML Eastern Co · Auditor change

11:00

  1. 11:03
    OTLC Oncotelic Therapeutics, Inc. · New agreement · Officers or directors (amended)
  2. 11:47
    ESMC Escalon Medical Corp · Proxy statement

12:00

  1. 12:12
    LCUT Lifetime Brands, Inc · Officers or directors

13:00

  1. 13:07
    MLR Miller Industries Inc · Stake amended

14:00

  1. 14:17
    SGLY Singularity Future Technology Ltd. · Announcement
  2. 14:48
    SLSN Solesence, Inc. · Proxy statement
  3. 14:59
    OCC Optical Cable Corp · Quarterly report

15:00

  1. 15:01
    PRSO Peraso Inc. · Officers or directors
  2. 15:04
    SHOE Shoe Station Group Inc · Bylaws or fiscal year changed
  3. 15:36
    SENEA Seneca Foods Corp · Annual report
  4. 15:42
    ELTP Elite Pharmaceuticals Inc · Stake reported
  5. 15:45
    IVDN Innovative Designs Inc · Quarterly report
  6. 15:45
    VLGEA Village Super Market Inc · Investor disclosure
  7. 15:51
    SCDA B-Scada, Inc. · Quarterly report

16:00

  1. 16:02
    RYES Rise Gold Corp. · Quarterly report
  2. 16:04
    CLRI Cleartronic, Inc. · Unregistered shares sold
  3. 16:06
    RFIL R F Industries Ltd · Quarterly report
  4. 16:13
    IDT IDT Corp · Investor disclosure
  5. 16:14
    LWLG Lightwave Logic, Inc. · Investor disclosure
  6. 16:15
    HWKN Hawkins Inc · Auditor change
  7. 16:26
    KFY Korn Ferry · Officers or directors
  8. 16:43
    RVSB Riverview Bancorp Inc · Annual report
  9. 16:45
    NTIP NETWORK-1 Technologies, Inc. · New agreement

17:00

  1. 17:00
    ULBI Ultralife Corp · Officers or directors (amended)
  2. 17:10
    LIVE Live Ventures Inc · Restructuring costs
  3. 17:14
    LNN Lindsay Corp · Officers or directors
  4. 17:17
    FTFT Future FinTech Group Inc. · Registration statement
  5. 17:19
    AQN Algonquin Power & Utilities Corp. · Merger communication
  6. 17:23
    THO Thor Industries Inc · Results, after-hours (amended)
  7. 17:24
    AQN Algonquin Power & Utilities Corp. · Merger communication
  8. 17:25
    AQN Algonquin Power & Utilities Corp. · Merger communication

20:00

  1. 20:32
    CAPR Capricor Therapeutics, Inc. · Officers or directors

—

  1. —
    WNDW SolarWindow Technologies, Inc. · Current report
  2. —
    DTGI Digerati Technologies, Inc. · Quarterly report
40 of 43

Index

Forms filed

  • Insider filing443
  • Initial ownership336
  • Current report8-K21
  • 40-17G16
  • Foreign issuer report6-K14
  • Quarterly report10-Q6
  • Annual ownership56
  • CORRESP6
  • Exempt offering noticeD4
  • Employee plan registrationS-84
  • Annual report10-K3
  • Merger communication4253
  • Current report (amended)8-K/A3
  • UPLOAD3
  • Insider filing, amended4/A2
  • Proxy statementDEF 14A2
  • EFFECT2
  • Stake reportedSC 13D2
  • Stake amendedSC 13D/A2
  • 15-15D/A1
  • 15F-15D/A1
  • Initial ownership, amended3/A1
  • Prospectus supplement424B21
  • Prospectus supplement424B31
  • Annual report to shareholdersARS1
  • Information statementDEF 14C1
  • Proxy materialDEFA14A1
  • F-3/A1
  • Free writing prospectusFWP1
  • N-2/A1
  • POS AM1
  • Registration statementS-11
  • S-11/A1
  • Shelf registrationS-31
  • Amended shelf registrationS-3/A1
  • Passive stake amendedSC 13G/A1

47 companies

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