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What covered companies filed with the SEC, day by day.

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  9. 13
‹ Fri, Jul 10, 2009

Monday, July 13, 2009

98 filings · 80 companiesAll checks passed · Updated Nov 5

Tue, Jul 14, 2009 ›
The dayMonday, July 13
Delisting noticesAIRT11:42

By time of day

35 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

1 announced

After-hours1

  • 16:54SARSaratoga Investment Corp.

Reports

6 quarterly · 2 annual
  1. Future FinTech Group Inc.FTFT · 10-K/A · Dec 31 · 09:37
    ——
  2. Oramed Pharmaceuticals Inc.ORMP · 10-Q · May 31 · 14:32
    ——
  3. Aytu Biopharma, IncAYTU · 10-Q · May 31 · 14:49
    ——
  4. Buildablock Corp.NFTM · 10-Q · May 31 · 16:34
    ——
  5. Saratoga Investment Corp.SAR · 10-Q · May 31 · 16:46
    ——
  6. Sono TEK CorpSOTK · 10-Q · May 31 · 20:04
    ——
  7. Danaos CorpDAC · 20-F · Dec 31 · 21:10
    ——
  8. Yubo International Biotech LtdYBGJ · 10-Q · May 31 · —
    ——

Insiders

14 filings
Purchases$1.04M9 filings
Sales$1.45M5 filings
FFFutureFuel Corp. · Knott David M, 10% owner$977.35KPurchase · 177,700 sh
FFFutureFuel Corp. · Knott David M, 10% owner$977.35KSale · 177,700 sh
SFDSmithfield Foods Inc · Carol T Crawford, Director$327.25KSale · 25,000 sh
DXDynex Capital Inc · Buck JAY$83.20KSale · 10,400 sh
GSITGSI Technology Inc · Lee-Lean Shu, President, CEO and Chairman$34.80KSale · 8,700 sh
STRLSterling Infrastructure, Inc. · Joseph P Harper SR, President & COO$28.75KSale · 2,000 sh
Open insider activity

Agreements

3 filings
  1. 21:02CAPR Capricor Therapeutics, Inc. · Unregistered shares sold · New agreement · Officers or directors
  2. 17:15FXNC First National Corp · New agreement
  3. 12:00CNTY Century Casinos Inc · Debt acceleration · Agreement ended

Officers and directors

5 filings
  1. 21:02CAPR Capricor Therapeutics, Inc. · Unregistered shares sold · New agreement · Officers or directors
  2. 16:53FENC Fennec Pharmaceuticals Inc. · Officers or directors
  3. 16:40BESS Bimergen Energy Corp · Officers or directors
  4. 14:23JOB GEE Group Inc. · Officers or directors
  5. 12:29LWLG Lightwave Logic, Inc. · Officers or directors

Filings

35 listed

20:00

  1. 20:33
    AQN Algonquin Power & Utilities Corp. · Merger communication

08:00

  1. 08:30
    PRSU Pursuit Attractions & Hospitality, Inc. · Announcement

09:00

  1. 09:37
    FTFT Future FinTech Group Inc. · Amended annual report

10:00

  1. 10:21
    CVU CPI Aerostructures Inc · Asset-backed notice
  2. 10:25
    PROV Provident Financial Holdings Inc · Current report

11:00

  1. 11:42
    AIRT Air T Inc · Delisting notice

12:00

  1. 12:00
    CNTY Century Casinos Inc · Debt acceleration · Agreement ended
  2. 12:27
    ORBT Orbit International Corp · Auditor change
  3. 12:29
    LWLG Lightwave Logic, Inc. · Officers or directors

14:00

  1. 14:23
    JOB GEE Group Inc. · Officers or directors
  2. 14:32
    ORMP Oramed Pharmaceuticals Inc. · Quarterly report
  3. 14:49
    AYTU Aytu Biopharma, Inc · Quarterly report

15:00

  1. 15:44
    DTEGY Deutsche Telekom AG · Stake amended

16:00

  1. 16:16
    VNDA Vanda Pharmaceuticals Inc. · Proxy statement
  2. 16:28
    SFDL Security Federal Corp · Registration statement
  3. 16:34
    NFTM Buildablock Corp. · Quarterly report
  4. 16:40
    BESS Bimergen Energy Corp · Officers or directors
  5. 16:46
    SAR Saratoga Investment Corp. · Quarterly report
  6. 16:53
    FENC Fennec Pharmaceuticals Inc. · Officers or directors
  7. 16:54
    SAR Saratoga Investment Corp. · Results, after-hours
  8. 16:57
    SQFT Presidio Property Trust, Inc. · Announcement (amended)

17:00

  1. 17:15
    FXNC First National Corp · New agreement
  2. 17:18
    MXE Mexico Equity & Income Fund Inc · Tender offer
  3. 17:23
    MNOV Medicinova Inc · Announcement

18:00

  1. 18:23
    CALM Cal-Maine Foods Inc · Announcement

20:00

  1. 20:04
    SOTK Sono TEK Corp · Quarterly report

21:00

  1. 21:02
    CAPR Capricor Therapeutics, Inc. · Unregistered shares sold · New agreement · Officers or directors
  2. 21:10
    DAC Danaos Corp · Annual report

—

  1. —
    BSIN Big Sky Industrial Inc. · Current report
  2. —
    MERC Mercer International Inc. · Tender offer
  3. —
    MERC Mercer International Inc. · Current report
  4. —
    VUZI Vuzix Corp · Amended registration statement
  5. —
    CLNV Clean Vision Corp · Current report
  6. —
    CNET ZW Data Action Technologies Inc. · Current report
  7. —
    YBGJ Yubo International Biotech Ltd · Quarterly report
35 of 35

Index

Forms filed

  • Insider filing425
  • Current report8-K19
  • Foreign issuer report6-K13
  • Quarterly report10-Q6
  • UPLOAD6
  • CORRESP5
  • Initial ownership32
  • Tender offerSC TO-I2
  • Asset-backed distribution report10-D1
  • Amended annual report10-K/A1
  • Employee plan annual report11-K1
  • Annual report20-F1
  • Delisting by the exchange25-NSE1
  • Prospectus supplement424B21
  • Merger communication4251
  • Insider filing, amended4/A1
  • Current report (amended)8-K/A1
  • Exempt offering noticeD1
  • Proxy statementDEF 14A1
  • EFFECT1
  • F-X1
  • Registration statementS-11
  • Amended registration statementS-1/A1
  • Amended shelf registrationS-3/A1
  • Employee plan registrationS-81
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1
  • T-31

40 companies

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