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What covered companies filed with the SEC, day by day.

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‹ Tue, Aug 11, 2009

Wednesday, August 12, 2009

225 filings · 148 companiesAll checks passed · Updated Nov 5

Thu, Aug 13, 2009 ›
The dayWednesday, August 12
Delisting noticesTSSI21:14

By time of day

90 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

16 without a time on file

Results

11 announced

Pre-market1

  • 06:05CAPSCapstone Holding Corp.

Market hours3

  • 12:18BRNBarnwell Industries Inc
  • 14:29NRTNorth European Oil Royalty Trust
  • 14:46BKYIBio Key International Inc

After-hours7

  • 16:03ARMPArmata Pharmaceuticals, Inc.
  • 16:05SVRASavara Inc
  • 16:05PRPOPrecipio, Inc.
  • 16:06SEBSeaboard Corp
  • 16:13INTZIntrusion Inc
  • 16:33YHGJYunhong Green CTI Ltd.
  • 17:11GICGlobal Industrial Co

Reports

41 quarterly · 2 annual
  1. Caterpillar IncCAT · 10-Q/A · Jun 30 · —
    $7.98B41.5%
  2. Capstone Holding Corp.CAPS · 10-Q · Jun 30 · 06:02
    ——
  3. Paradium.AI, Inc.PAAI · 10-Q · Jun 30 · 09:13
    ——
  4. Southern First Bancshares IncSFST · 10-Q · Jun 30 · 10:26
    ——
  5. Fidelity D & D Bancorp IncFDBC · 10-Q · Jun 30 · 12:26
    ——
  6. Daily Journal CorpDJCO · 10-Q · Jun 30 · 13:46
    ——
  7. IGC Pharma, Inc.IGC · 10-Q · Jun 30 · 13:51
    ——
  8. Bank of the James Financial Group IncBOTJ · 10-Q · Jun 30 · 15:09
    ——
  9. Invesco Mortgage Capital Inc.IVR · 10-Q · Jun 30 · 15:12
    ——
  10. Charlie's Holdings, Inc.CHUC · 10-Q · Jun 30 · 15:36
    ——

Insiders

22 filings
Purchases$221.69K9 filings
Sales$8.76M13 filings
NVRNVR Inc · William a Moran, Director$5.65MSale · 9,375 sh
MELIMercadoLibre Inc · a Michael Spence, Director$1.04MSale · 30,000 sh
MELIMercadoLibre Inc · Kazah Hernan, Executive VP and CFO$679.20KSale · 20,000 sh
SNOASonoma Pharmaceuticals, Inc. · Hojabr Alimi, Chief Executive Officer$658.28KSale · 315,000 sh
SMPStandard Motor Products, Inc. · Robert M Gerrity, Director$232.55KSale · 20,000 sh
LTCLTC Properties Inc · Boyd W Hendrickson, Director$213.53KSale · 8,467 sh
Open insider activity

Agreements

6 filings
  1. 20:58AURX Nuo Therapeutics, Inc. · New agreement
  2. 17:03AVXL Anavex Life Sciences Corp. · Unregistered shares sold · New agreement
  3. 16:42NMAD Nomad Power Solutions, Inc. · New agreement
  4. 16:13LUVU Luvu Brands, Inc. · New agreement · Officers or directors
  5. 10:50CNVS Cineverse Corp. · Shareholder rights changed · Bylaws or fiscal year changed · New agreement
  6. 21:42CETY Clean Energy Technologies, Inc. · Agreement ended · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors

Officers and directors

8 filings
  1. 16:37LCUT Lifetime Brands, Inc · Officers or directors
  2. 16:34LCUT Lifetime Brands, Inc · Officers or directors
  3. 16:30AMSC American Superconductor Corp · Officers or directors
  4. 16:25FA First Advantage Corp · Officers or directors
  5. 16:13LUVU Luvu Brands, Inc. · New agreement · Officers or directors
  6. 15:19BOTJ Bank of the James Financial Group Inc · Bylaws or fiscal year changed · Officers or directors
  7. 09:43SLNG Stabilis Solutions, Inc. · Officers or directors
  8. 21:42CETY Clean Energy Technologies, Inc. · Agreement ended · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors

Filings

90 listed

17:00

  1. 17:33
    GRBK Green Brick Partners, Inc. · Debt acceleration

20:00

  1. 20:53
    SVC Service Properties Trust · Announcement

21:00

  1. 21:42
    CETY Clean Energy Technologies, Inc. · Agreement ended · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors

06:00

  1. 06:02
    CAPS Capstone Holding Corp. · Quarterly report
  2. 06:05
    CAPS Capstone Holding Corp. · Results, pre-market

09:00

  1. 09:13
    PAAI Paradium.AI, Inc. · Quarterly report
  2. 09:17
    NORD Nordicus Partners Corp · Announcement · Investor disclosure
  3. 09:21
    UNG United States Natural Gas Fund, LP · Announcement
  4. 09:43
    SLNG Stabilis Solutions, Inc. · Officers or directors

10:00

  1. 10:26
    SFST Southern First Bancshares Inc · Quarterly report
  2. 10:50
    CNVS Cineverse Corp. · Shareholder rights changed · Bylaws or fiscal year changed · New agreement
  3. 10:59
    TWN Taiwan Fund Inc · Investor disclosure

12:00

  1. 12:18
    BRN Barnwell Industries Inc · Results, market hours
  2. 12:26
    FDBC Fidelity D & D Bancorp Inc · Quarterly report

13:00

  1. 13:36
    RICK RCI Hospitality Holdings, Inc. · Announcement
  2. 13:46
    DJCO Daily Journal Corp · Quarterly report
  3. 13:51
    IGC IGC Pharma, Inc. · Quarterly report

14:00

  1. 14:12
    MMU Western Asset Managed Municipals Fund Inc. · Proxy statement
  2. 14:29
    NRT North European Oil Royalty Trust · Results, market hours
  3. 14:29
    SKY Champion Homes, Inc. · Proxy statement
  4. 14:46
    BKYI Bio Key International Inc · Results, market hours
  5. 14:57
    USAU U.S. Gold Corp. · Proxy statement

15:00

  1. 15:09
    BOTJ Bank of the James Financial Group Inc · Quarterly report
  2. 15:10
    EHI Western Asset Global High Income Fund Inc. · Proxy statement
  3. 15:12
    IVR Invesco Mortgage Capital Inc. · Quarterly report
  4. 15:19
    BOTJ Bank of the James Financial Group Inc · Bylaws or fiscal year changed · Officers or directors
  5. 15:21
    GURE Gulf Resources, Inc. · Announcement
  6. 15:36
    CHUC Charlie's Holdings, Inc. · Quarterly report
  7. 15:43
    SEII Sharing Economy International Inc. · Announcement
  8. 15:50
    SQFT Presidio Property Trust, Inc. · Quarterly report

16:00

  1. 16:03
    ARMP Armata Pharmaceuticals, Inc. · Results, after-hours
  2. 16:04
    TWAV TaoWeave, Inc. · Quarterly report
  3. 16:04
    TULP Bloomia Holdings, Inc. · Quarterly report
  4. 16:05
    SVRA Savara Inc · Results, after-hours
  5. 16:05
    PRPO Precipio, Inc. · Results, after-hours
  6. 16:06
    SEB Seaboard Corp · Results, after-hours
  7. 16:07
    SEB Seaboard Corp · Quarterly report
  8. 16:11
    NMAD Nomad Power Solutions, Inc. · Quarterly report
  9. 16:12
    ESOA Energy Services of America CORP · Quarterly report
  10. 16:12
    ASUR Asure Software Inc · Announcement
40 of 90

Index

Forms filed

  • Insider filing465
  • Current report8-K40
  • Quarterly report10-Q39
  • Foreign issuer report6-K27
  • Initial ownership35
  • CORRESP5
  • Proxy statementDEF 14A4
  • Proxy voting recordN-PX3
  • S-8 POS3
  • UPLOAD3
  • Amended quarterly report10-Q/A2
  • Prospectus supplement424B52
  • Annual report to shareholdersARS2
  • Exempt offering noticeD2
  • EFFECT2
  • Amended registration statementS-1/A2
  • Asset-backed distribution report10-D1
  • Annual report10-K1
  • Amended annual report10-K/A1
  • 13F-NT1
  • 40-17F21
  • Prospectus supplement424B21
  • Prospectus424B41
  • 4971
  • 497AD1
  • Insider filing, amended4/A1
  • Annual ownership51
  • Exchange listing8-A12B1
  • CT ORDER1
  • POS AM1
  • PRER14C1
  • Registration statementS-11
  • Employee plan registrationS-81
  • Passive stake reportedSC 13G1
  • SUPPL1

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