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What covered companies filed with the SEC, day by day.

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‹ Fri, Aug 14, 2009

Monday, August 17, 2009

144 filings · 117 companiesAll checks passed · Updated Nov 5

Tue, Aug 18, 2009 ›
The dayMonday, August 17

By time of day

56 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

15 without a time on file

Results

3 announced

Market hours1

  • 15:14DOMHDominari Holdings Inc.

After-hours2

  • 16:33HCIHCI Group, Inc.
  • 20:26ITPIT Tech Packaging, Inc.

Reports

11 quarterly · 2 annual
  1. Zimmer Biomet Holdings, Inc.ZBH · 10-Q/A · Jun 30 · —
    $1.02B5.5%
  2. Roper Technologies IncROP · 10-Q/A · Jun 30 · —
    $504.91M15.1%
  3. Ascent Solar Technologies, Inc.ASTI · 10-Q/A · Mar 31 · 20:00
    ——
  4. Laredo Oil, Inc.LRDC · 10-K · May 31 · 00:58
    ——
  5. International Stem Cell CORPISCO · 10-Q/A · Jun 30 · 15:58
    ——
  6. New Peoples Bankshares IncNWPP · 10-Q · Jun 30 · 16:24
    ——
  7. Eaco CorpEACO · 10-Q · Jul 1 · 17:09
    ——
  8. Track Group, Inc.TRCK · 10-Q · Jun 30 · 20:16
    ——
  9. Hanmi Financial CorpHAFC · 10-Q/A · Mar 31 · —
    ——
  10. Hanmi Financial CorpHAFC · 10-Q · Jun 30 · —
    ——

Insiders

20 filings
Purchases$245.08K9 filings
Sales$673.92K11 filings
NVECNVE Corp · Patricia M Hollister, Director$324.66KSale · 6,000 sh
MEDMedifast Inc · LAW Richard J$96.00KSale · 6,000 sh
MFICMidCap Financial Investment Corp · Richard Peteka, CFO and Treasurer$88.00KPurchase · 10,000 sh
NNVCNanoviricides, Inc. · Theracour Pharma, Inc., 10% owner$81.60KSale · 90,000 sh
MFICMidCap Financial Investment Corp · Patrick J Dalton, President and COO$65.30KPurchase · 7,500 sh
LCUTLifetime Brands, Inc · Glenn Simon, Pres of Dinnerware & Glassware$49.04KSale · 9,000 sh
Open insider activity

Agreements

2 filings
  1. 16:27TRXA T-REX Acquisition Corp. · New agreement · Officers or directors
  2. 07:54JKHY Jack Henry & Associates Inc · New agreement

Officers and directors

3 filings
  1. 16:27TRXA T-REX Acquisition Corp. · New agreement · Officers or directors
  2. 13:38SCKT Socket Mobile, Inc. · Officers or directors
  3. 12:51TENX Tenax Therapeutics, Inc. · Unregistered shares sold · Officers or directors

Filings

56 listed

17:00

  1. 17:39
    TZOO Travelzoo · Announcement
  2. 17:48
    ORBT Orbit International Corp · Late filing notice
  3. 17:59
    AVXL Anavex Life Sciences Corp. · Late filing notice

18:00

  1. 18:21
    PRPO Precipio, Inc. · Stake amended

20:00

  1. 20:00
    ASTI Ascent Solar Technologies, Inc. · Amended quarterly report

22:00

  1. 22:49
    CLSK Cleanspark, Inc. · Late filing notice

00:00

  1. 00:58
    LRDC Laredo Oil, Inc. · Annual report

07:00

  1. 07:54
    JKHY Jack Henry & Associates Inc · New agreement

08:00

  1. 08:31
    CMS-PB Consumers Energy Co · Investor disclosure

10:00

  1. 10:34
    NPHC Nutra Pharma Corp · Late filing notice

12:00

  1. 12:16
    ELTP Elite Pharmaceuticals Inc · Late filing notice
  2. 12:36
    ANIX Anixa Biosciences Inc · Auditor change
  3. 12:51
    POWW Outdoor Holding Co · Late filing notice
  4. 12:51
    TENX Tenax Therapeutics, Inc. · Unregistered shares sold · Officers or directors

13:00

  1. 13:07
    STKS ONE Group Hospitality, Inc. · Late filing notice
  2. 13:38
    SCKT Socket Mobile, Inc. · Officers or directors

14:00

  1. 14:18
    FCCN Spectral Capital Corp · Late filing notice
  2. 14:20
    ZDPY Zoned Properties, Inc. · Late filing notice
  3. 14:45
    RTB RTB Digital, Inc. · Late filing notice

15:00

  1. 15:08
    AIRI Air Industries Group · Late filing notice
  2. 15:14
    DOMH Dominari Holdings Inc. · Results, market hours
  3. 15:17
    BNET Bion Environmental Technologies Inc · Investor disclosure
  4. 15:27
    JHX James Hardie Industries plc · Merger communication
  5. 15:36
    CZWI Citizens Community Bancorp Inc. · Late filing notice
  6. 15:58
    ISCO International Stem Cell CORP · Amended quarterly report

16:00

  1. 16:05
    LPTH Lightpath Technologies Inc · Announcement
  2. 16:19
    STRT Strattec Security Corp · Stake amended
  3. 16:24
    NWPP New Peoples Bankshares Inc · Quarterly report
  4. 16:27
    TRXA T-REX Acquisition Corp. · New agreement · Officers or directors
  5. 16:28
    INO Inovio Pharmaceuticals, Inc. · Current report (amended)
  6. 16:33
    HCI HCI Group, Inc. · Results, after-hours
  7. 16:36
    MSEX Middlesex Water Co · Announcement
  8. 16:48
    INO Inovio Pharmaceuticals, Inc. · Late filing notice

17:00

  1. 17:09
    EACO Eaco Corp · Quarterly report
  2. 17:16
    KLNG Koil Energy Solutions, Inc. · Late filing notice
  3. 17:26
    TLS Telos Corp · Announcement
  4. 17:43
    UAVS AgEagle Aerial Systems Inc. · Late filing notice

20:00

  1. 20:00
    PLX Protalix BioTherapeutics, Inc. · Announcement
  2. 20:16
    TRCK Track Group, Inc. · Quarterly report
  3. 20:26
    ITP IT Tech Packaging, Inc. · Results, after-hours
40 of 56

Index

Forms filed

  • Insider filing447
  • Late filing noticeNT 10-Q21
  • Current report8-K18
  • Foreign issuer report6-K16
  • Quarterly report10-Q6
  • Amended quarterly report10-Q/A5
  • UPLOAD5
  • Proxy voting recordN-PX4
  • CORRESP3
  • EFFECT3
  • Employee plan registrationS-83
  • Stake amendedSC 13D/A2
  • Annual report10-K1
  • Amended annual report10-K/A1
  • Initial ownership31
  • Initial ownership, amended3/A1
  • Prospectus supplement424B51
  • Merger communication4251
  • 4971
  • Current report (amended)8-K/A1
  • CT ORDER1
  • Exempt offering noticeD1
  • Passive stake reportedSC 13G1

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