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What covered companies filed with the SEC, day by day.

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‹ Fri, Sep 4, 2009

Tuesday, September 8, 2009

179 filings · 141 companiesAll checks passed · Updated Nov 4

Wed, Sep 9, 2009 ›
The dayTuesday, September 8

By time of day

44 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

11 without a time on file

Results

4 announced

Pre-market1

  • 08:58PTNPalatin Technologies Inc

Market hours1

  • 11:52SFDSmithfield Foods Inc

After-hours2

  • 17:18MINDMind Technology, Inc
  • 17:27AGXArgan Inc

Reports

8 quarterly · 4 annual
  1. SPDR Gold TrustGLD · 10-Q/A · Jun 30 · 13:09
    ——
  2. Perma-Pipe International Holdings, Inc.PPIH · 10-Q · Jul 31 · 16:18
    ——
  3. Comstock Holding Companies, Inc.CHCI · 10-K/A · Dec 31 · 16:33
    ——
  4. Comstock Holding Companies, Inc.CHCI · 10-Q/A · Mar 31 · 16:36
    ——
  5. Espey MFG & Electronics CorpESP · 10-K · Jun 30 · 16:37
    ——
  6. Argan IncAGX · 10-Q · Jul 31 · 17:04
    ——
  7. Preaxia Health Care Payment Systems Inc.PAXH · 10-K · May 31 · 19:13
    ——
  8. Entrex Carbon Market, Inc.NTRX · 10-K/A · Feb 28 · 19:37
    ——
  9. Entrex Carbon Market, Inc.NTRX · 10-Q/A · May 31 · 19:39
    ——
  10. Butler National CorpBUKS · 10-Q · Jul 31 · 20:49
    ——

Insiders

22 filings
Purchases$3.31M13 filings
Sales$659.06K9 filings
SCCOSouthern Copper Corp · Oscar Gonzalez Rocha, President and CEO$3.24MPurchase · 112,000 sh
CRMTAmericas Carmart Inc · Tilman J Falgout III, Chairman of the Board$478.00KSale · 20,000 sh
UTSIUtstarcom Holdings Corp. · Hong Liang LU, Director$69.29KSale · 41,741 sh
SQFTPresidio Property Trust, Inc. · Bruce a Staller, Director$30.00KSale · 3,000 sh
GRFEagle Capital Growth Fund, Inc. · Luke e Sims, President and CEO$26.34KSale · 4,999 sh
ENBPENB Financial Corp · Scott E Lied, Chief Financial Officer$23.80KSale · 1,000 sh
Open insider activity

Agreements

2 filings
  1. 21:05NEN New England Realty Associates Limited Partnership · New agreement
  2. 08:36LVS Las Vegas Sands Corp · New debt · New agreement

Officers and directors

4 filings
  1. 17:09ASTI Ascent Solar Technologies, Inc. · Bylaws or fiscal year changed · Officers or directors
  2. 15:32— Graybar Electric Co Inc · Officers or directors
  3. 15:29SGA Saga Communications Inc · Officers or directors
  4. 09:57FDBC Fidelity D & D Bancorp Inc · Officers or directors

Filings

44 listed

18:00

  1. 18:14
    PRPO Precipio, Inc. · Stake amended

08:00

  1. 08:36
    LVS Las Vegas Sands Corp · New debt · New agreement
  2. 08:58
    PTN Palatin Technologies Inc · Results, pre-market

09:00

  1. 09:57
    FDBC Fidelity D & D Bancorp Inc · Officers or directors

11:00

  1. 11:28
    ABVC Abvc Biopharma, Inc. · Stake amended
  2. 11:52
    SFD Smithfield Foods Inc · Results, market hours

13:00

  1. 13:09
    GLD SPDR Gold Trust · Amended quarterly report

14:00

  1. 14:16
    GEOS Geospace Technologies Corp · Announcement
  2. 14:44
    PLAG Planet Green Holdings Corp. · Announcement

15:00

  1. 15:05
    SURG SurgePays, Inc. · Auditor change
  2. 15:29
    SGA Saga Communications Inc · Officers or directors
  3. 15:32
    — Graybar Electric Co Inc · Officers or directors

16:00

  1. 16:05
    SNUS-PH Santander Holdings USA, Inc. · Merger communication
  2. 16:08
    SNUS-PH Santander Holdings USA, Inc. · Announcement
  3. 16:18
    PPIH Perma-Pipe International Holdings, Inc. · Quarterly report
  4. 16:33
    CHCI Comstock Holding Companies, Inc. · Amended annual report
  5. 16:36
    CHCI Comstock Holding Companies, Inc. · Amended quarterly report
  6. 16:37
    ESP Espey MFG & Electronics Corp · Annual report

17:00

  1. 17:03
    PERI Perion Network Ltd. · Stake amended
  2. 17:04
    AGX Argan Inc · Quarterly report
  3. 17:09
    ASTI Ascent Solar Technologies, Inc. · Bylaws or fiscal year changed · Officers or directors
  4. 17:18
    MIND Mind Technology, Inc · Results, after-hours
  5. 17:24
    ELTP Elite Pharmaceuticals Inc · Proxy statement
  6. 17:27
    AGX Argan Inc · Results, after-hours

18:00

  1. 18:15
    IOR Income Opportunity Realty Investors Inc · Announcement

19:00

  1. 19:13
    PAXH Preaxia Health Care Payment Systems Inc. · Annual report
  2. 19:37
    NTRX Entrex Carbon Market, Inc. · Amended annual report
  3. 19:39
    NTRX Entrex Carbon Market, Inc. · Amended quarterly report
  4. 19:40
    LGL LGL Group Inc · Stake amended

20:00

  1. 20:01
    PLX Protalix BioTherapeutics, Inc. · Announcement
  2. 20:11
    CCFN Muncy Columbia Financial Corp · Announcement
  3. 20:49
    BUKS Butler National Corp · Quarterly report

21:00

  1. 21:05
    NEN New England Realty Associates Limited Partnership · New agreement

—

  1. —
    UTGN UTG Inc · Stake amended
  2. —
    SNTUF Santander UK plc · Merger communication
  3. —
    AVNW Aviat Networks, Inc. · Current report
  4. —
    HAFC Hanmi Financial Corp · Current report
  5. —
    PBH Prestige Consumer Healthcare Inc. · Current report
  6. —
    MOBQ Mobiquity Technologies, Inc. · Proxy statement
  7. —
    HPQ HP Inc · Amended quarterly report, Q3 2009
40 of 44

Index

Forms filed

  • Insider filing440
  • Foreign issuer report6-K35
  • Current report8-K21
  • Initial ownership320
  • CORRESP7
  • N-CSRS7
  • UPLOAD6
  • Stake amendedSC 13D/A5
  • Quarterly report10-Q4
  • Amended quarterly report10-Q/A4
  • Exempt offering noticeD3
  • Annual report10-K2
  • Amended annual report10-K/A2
  • Prospectus supplement424B32
  • Merger communication4252
  • Current report (amended)8-K/A2
  • Proxy statementDEF 14A2
  • EFFECT2
  • Prospectus supplement424B21
  • Prospectus supplement424B51
  • 4971
  • Insider filing, amended4/A1
  • Annual ownership51
  • Annual report to shareholdersARS1
  • Exempt offering notice, amendedD/A1
  • F-101
  • F-3/A1
  • F-X1
  • POS AM1
  • Passive stake reportedSC 13G1
  • SUPPL1

48 companies

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