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What covered companies filed with the SEC, day by day.

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‹ Mon, Sep 28, 2009

Tuesday, September 29, 2009

203 filings · 161 companiesAll checks passed · Updated Nov 4

Wed, Sep 30, 2009 ›
The dayTuesday, September 29
Delisting noticesTSSI21:09

By time of day

44 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

2 announced

Market hours1

  • 13:43ELOXEloxx Pharmaceuticals, Inc.

After-hours1

  • 18:37ASTCAstrotech Corp

Reports

1 quarterly · 6 annual
  1. Thor Industries IncTHO · 10-K · Jul 31 · 17:29
    $1.52B—
  2. Copart IncCPRT · 10-K · Jul 31 · 21:29
    $743.08M—
  3. Oceanic Iron ORE CorpFEOVF · 20-F · Mar 31 · 17:55
    ——
  4. Intest CorpINTT · 10-K/A · Dec 31 · 14:07
    ——
  5. Linear Minerals CorpLINMF · 20-F · Aug 31 · 14:46
    ——
  6. Cal-Maine Foods IncCALM · 10-Q · Aug 29 · 18:41
    ——
  7. Seafarer Exploration CorpSFRX · 10-K/A · Dec 31 · —
    ——

Insiders

13 filings
Purchases$142.96K7 filings
Sales$17.02M6 filings
FLNAFilana Therapeutics, Inc. · Eastbourne Capital Management LLC, 10% owner$15.31MSale · 3,076,915 sh
HNRGHallador Energy Co · David C Hardie, Chairman of the Board$1.66MSale · 277,413 sh
PMOFranklin Municipal Opportunities Trust · Karpus Management, Inc., 10% owner$72.51KPurchase · 6,400 sh
NNVCNanoviricides, Inc. · Theracour Pharma, Inc., 10% owner$32.40KSale · 37,500 sh
PMOFranklin Municipal Opportunities Trust · Karpus Management, Inc., 10% owner$26.08KPurchase · 2,300 sh
MXCMexco Energy Corp · Donna Gail Yanko, Vice President$14.51KSale · 1,350 sh
Open insider activity

Agreements

5 filings
  1. 20:35RICK RCI Hospitality Holdings, Inc. · New agreement
  2. 17:22SNGX Soligenix, Inc. · Unregistered shares sold · New agreement
  3. 16:34PTN Palatin Technologies Inc · New agreement
  4. 15:45CHCI Comstock Holding Companies, Inc. · New agreement
  5. 07:47VRMK ERP Operating Ltd Partnership · New agreement

Officers and directors

4 filings
  1. 21:00CAPR Capricor Therapeutics, Inc. · Officers or directors
  2. 16:45UTL Unitil Corp · Officers or directors (amended)
  3. 16:14III Information Services Group Inc. · Officers or directors
  4. 13:45VGTK Viking Global Technologies, Inc. · Officers or directors

Filings

44 listed

17:00

  1. 17:55
    FEOVF Oceanic Iron ORE Corp · Annual report

18:00

  1. 18:37
    ASTC Astrotech Corp · Results, after-hours

07:00

  1. 07:47
    VRMK ERP Operating Ltd Partnership · New agreement

10:00

  1. 10:00
    FITY Fifty 1 Labs, Inc. · Restated financials · Auditor change (amended)
  2. 10:07
    LTBR Lightbridge Corp · Announcement

11:00

  1. 11:05
    FR First Industrial Realty Trust Inc · Impairment · Restructuring costs
  2. 11:15
    SCCO Southern Copper Corp · Announcement
  3. 11:39
    AIRT Air T Inc · Current report

12:00

  1. 12:18
    GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Announcement
  2. 12:21
    GJP Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6 · Announcement
  3. 12:43
    — Bespoke Extracts, Inc. · Late filing notice

13:00

  1. 13:43
    ELOX Eloxx Pharmaceuticals, Inc. · Results, market hours
  2. 13:45
    VGTK Viking Global Technologies, Inc. · Officers or directors
  3. 13:45
    PDEX Pro DEX Inc · Announcement

14:00

  1. 14:07
    INTT Intest Corp · Amended annual report
  2. 14:37
    AERG Applied Energetics, Inc. · Announcement
  3. 14:46
    LINMF Linear Minerals Corp · Annual report

15:00

  1. 15:32
    SCDA B-Scada, Inc. · Shareholder rights changed
  2. 15:45
    VICP Vicapsys Life Sciences, Inc. · Amended registration statement
  3. 15:45
    CHCI Comstock Holding Companies, Inc. · New agreement

16:00

  1. 16:02
    CBIH Cannabis Bioscience International Holdings, Inc. · Shareholder rights changed · Bylaws or fiscal year changed
  2. 16:06
    NSSC Napco Security Technologies, Inc · Late filing notice
  3. 16:08
    SCCO Southern Copper Corp · Announcement
  4. 16:09
    ASUR Asure Software Inc · Stake amended
  5. 16:14
    III Information Services Group Inc. · Officers or directors
  6. 16:34
    PTN Palatin Technologies Inc · New agreement
  7. 16:45
    UTL Unitil Corp · Officers or directors (amended)
  8. 16:52
    ESMC Escalon Medical Corp · Late filing notice

17:00

  1. 17:22
    SNGX Soligenix, Inc. · Unregistered shares sold · New agreement
  2. 17:29
    THO Thor Industries Inc · Annual report

18:00

  1. 18:41
    CALM Cal-Maine Foods Inc · Quarterly report

20:00

  1. 20:24
    FKWL Franklin Wireless Corp · Late filing notice
  2. 20:35
    RICK RCI Hospitality Holdings, Inc. · New agreement
  3. 20:50
    CLRO Clearone Inc · Late filing notice

21:00

  1. 21:00
    CAPR Capricor Therapeutics, Inc. · Officers or directors
  2. 21:04
    BMRA Biomerica Inc · Proxy statement
  3. 21:09
    TSSI TSS, Inc. · Delisting notice
  4. 21:23
    FKWL Franklin Wireless Corp · Auditor change (amended)
  5. 21:29
    CPRT Copart Inc · Annual report

—

  1. —
    — Whitestone REIT · Current report
40 of 44

Index

Forms filed

  • Insider filing432
  • N-Q32
  • Foreign issuer report6-K28
  • Current report8-K26
  • NSAR-B14
  • UPLOAD11
  • CORRESP10
  • Preliminary proxy statementPRE 14A8
  • Late filing noticeNT 10-K5
  • 40-APP/A4
  • Current report (amended)8-K/A3
  • Asset-backed distribution report10-D2
  • Annual report10-K2
  • Amended annual report10-K/A2
  • Annual report20-F2
  • Initial ownership32
  • EFFECT2
  • N-CSR2
  • 10-12G/A1
  • Quarterly report10-Q1
  • Prospectus supplement424B51
  • 4971
  • Insider filing, amended4/A1
  • 6-K/A1
  • CERTNYS1
  • Exempt offering noticeD1
  • Exempt offering notice, amendedD/A1
  • Proxy statementDEF 14A1
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1
  • Passive stake amendedSC 13G/A1
  • SC TO-I/A1

47 companies

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  • Whitestone REIT