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What covered companies filed with the SEC, day by day.

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‹ Tue, Sep 15, 2009

Wednesday, September 16, 2009

128 filings · 104 companiesAll checks passed · Updated Nov 4

Thu, Sep 17, 2009 ›
The dayWednesday, September 16
Delisting noticesKOSS17:15

By time of day

39 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

2 without a time on file

Results

1 announced

After-hours1

  • 16:56BSETBassett Furniture Industries Inc

Reports

2 quarterly · 6 annual
  1. Netsol Technologies IncNTWK · 10-K · Jun 30 · 20:48
    ——
  2. Twin Disc IncTWIN · 10-K/A · Sep 16 · 11:08
    ——
  3. FreightCar America, Inc.RAIL · 10-K/A · Dec 31 · 15:47
    ——
  4. FreightCar America, Inc.RAIL · 10-Q/A · Mar 31 · 15:48
    ——
  5. Marvion Inc.MVNC · 10-K · Jun 18 · 16:18
    ——
  6. Solesence, Inc.SLSN · 10-K/A · Dec 31 · 18:26
    ——
  7. Solesence, Inc.SLSN · 10-Q/A · Mar 31 · 18:30
    ——
  8. Mesa Royalty TrustMTR · 10-K · Dec 31 · 20:27
    ——

Insiders

20 filings
Purchases$742.92K8 filings
Sales$3.01M12 filings
TTECTTEC Holdings, Inc. · James e Barlett, Vice Chairman$1.06MSale · 62,500 sh
ASAASA Gold & Precious Metals Ltd · Andrew Pegge, Director$531.72KSale · 6,970 sh
MDPediatrix Medical Group, Inc. · Thomas W Hawkins, SVP, General Counsel and Secy.$527.83KSale · 10,000 sh
SRVNXG Cushing Midstream Energy Fund · Jerry Swank V, President and CEO$301.00KPurchase · 50,000 sh
CEVACeva Inc · Issachar Ohana, EVP Worldwide Sales$269.06KSale · 27,041 sh
RMTIRockwell Medical, Inc. · Hagelstein David a, 10% owner$238.00KPurchase · 28,400 sh
Open insider activity

Agreements

5 filings
  1. 19:49LGL LGL Group Inc · New agreement
  2. 17:12OTTR Otter Tail Corp · Agreement ended
  3. 16:49INTZ Intrusion Inc · New agreement
  4. 16:47— Beazer Homes USA Inc · New debt · New agreement
  5. 16:44CDR-PB Cedar Realty Trust, Inc. · New agreement · Officers or directors

Officers and directors

4 filings
  1. 17:22ASUR Asure Software Inc · Officers or directors
  2. 16:44CDR-PB Cedar Realty Trust, Inc. · New agreement · Officers or directors
  3. 14:50CVV CVD Equipment Corp · Officers or directors
  4. 06:02MNOV Medicinova Inc · Officers or directors

Filings

39 listed

19:00

  1. 19:45
    TRI Thomson Reuters Corp · Stake amended

20:00

  1. 20:48
    NTWK Netsol Technologies Inc · Annual report

06:00

  1. 06:02
    MNOV Medicinova Inc · Officers or directors

11:00

  1. 11:04
    CMTV Community Bancorp · Announcement
  2. 11:06
    TWIN Twin Disc Inc · Proxy statement
  3. 11:08
    TWIN Twin Disc Inc · Amended annual report

12:00

  1. 12:18
    OBE Obsidian Energy Ltd. · Amended annual report

13:00

  1. 13:42
    ABVC Abvc Biopharma, Inc. · Stake reported

14:00

  1. 14:50
    CVV CVD Equipment Corp · Officers or directors

15:00

  1. 15:06
    NOBH Nobility Homes Inc · Late filing notice
  2. 15:21
    FKWL Franklin Wireless Corp · Auditor change
  3. 15:47
    RAIL FreightCar America, Inc. · Amended annual report
  4. 15:48
    RAIL FreightCar America, Inc. · Amended quarterly report
  5. 15:54
    ARKR ARK Restaurants Corp · Announcement

16:00

  1. 16:14
    SHO Sunstone Hotel Investors, Inc. · Investor disclosure
  2. 16:18
    MVNC Marvion Inc. · Annual report
  3. 16:23
    SOTK Sono TEK Corp · Investor disclosure
  4. 16:24
    KRO Kronos Worldwide Inc · Investor disclosure
  5. 16:44
    CDR-PB Cedar Realty Trust, Inc. · New agreement · Officers or directors
  6. 16:47
    — Beazer Homes USA Inc · New debt · New agreement
  7. 16:49
    INTZ Intrusion Inc · New agreement
  8. 16:50
    TPCS Techprecision Corp · Proxy statement
  9. 16:55
    FCCN Spectral Capital Corp · Auditor change (amended)
  10. 16:56
    BSET Bassett Furniture Industries Inc · Results, after-hours
  11. 16:57
    ZDPY Zoned Properties, Inc. · Auditor change (amended)

17:00

  1. 17:12
    OTTR Otter Tail Corp · Agreement ended
  2. 17:15
    KOSS Koss Corp · Delisting notice
  3. 17:15
    OMER Omeros Corp · Amended registration statement
  4. 17:22
    ASUR Asure Software Inc · Officers or directors
  5. 17:39
    TAC Transalta Corp · Amended annual report

18:00

  1. 18:04
    UFI Unifi Inc · Proxy statement
  2. 18:26
    SLSN Solesence, Inc. · Amended annual report
  3. 18:30
    SLSN Solesence, Inc. · Amended quarterly report

19:00

  1. 19:02
    SRXH SRX Global Inc. · Registration statement
  2. 19:49
    LGL LGL Group Inc · New agreement

20:00

  1. 20:27
    MTR Mesa Royalty Trust · Annual report

21:00

  1. 21:29
    AERG Applied Energetics, Inc. · Announcement

—

  1. —
    CTS CTS Corp · Current report
  2. —
    BIXT Bioxytran, Inc · Current report
39 of 39

Index

Forms filed

  • Insider filing433
  • Current report8-K19
  • Foreign issuer report6-K11
  • CORRESP10
  • UPLOAD8
  • Initial ownership35
  • Annual report10-K3
  • Amended annual report10-K/A3
  • Initial ownership, amended3/A3
  • Proxy statementDEF 14A3
  • Amended quarterly report10-Q/A2
  • Amended annual report40-F/A2
  • Prospectus supplement424B52
  • Current report (amended)8-K/A2
  • APP NTC2
  • Exempt offering noticeD2
  • EFFECT2
  • Insider filing, amended4/A1
  • AW1
  • Proxy materialDEFA14A1
  • F-X1
  • N-21
  • N-8A1
  • Late filing noticeNT 10-Q1
  • PRE 14C1
  • Registration statementS-11
  • Amended registration statementS-1/A1
  • S-3ASR1
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1
  • Passive stake amendedSC 13G/A1
  • SC TO-I/A1

44 companies

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