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What covered companies filed with the SEC, day by day.

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‹ Fri, Sep 11, 2009

Monday, September 14, 2009

153 filings · 118 companiesAll checks passed · Updated Nov 4

Tue, Sep 15, 2009 ›
The dayMonday, September 14

By time of day

54 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

8 without a time on file

Results

5 announced

After-hours5

  • 16:05EGANEgain Corp
  • 16:17OPTTOcean Power Technologies, Inc.
  • 17:16SFDSmithfield Foods Inc
  • 20:32AXRAmrep Corp.
  • 21:20FABCFabric.AI, Inc.

Reports

17 quarterly · 4 annual
  1. Advanced Oxygen Technologies IncAOXY · 10-K · Jun 30 · 12:34
    $84.51K—
  2. Comstock Holding Companies, Inc.CHCI · 10-K/A · Dec 31 · 18:19
    ——
  3. HNO International, Inc.HNOI · 10-Q · Jul 31 · 13:06
    ——
  4. Silver Bull Resources, Inc.SVBL · 10-Q · Jul 31 · 14:09
    ——
  5. Innovative Designs IncIVDN · 10-Q · Jul 31 · 14:29
    ——
  6. B-Scada, Inc.SCDA · 10-Q · Jul 31 · 15:14
    ——
  7. BTCS Inc.BTCS · 10-Q · Jul 31 · 15:21
    ——
  8. Provident Financial Holdings IncPROV · 10-K · Jun 30 · 16:07
    ——
  9. Pharma-Bio Serv, Inc.PBSV · 10-Q · Jul 31 · 16:08
    ——
  10. Frequency Electronics IncFEIM · 10-Q · Jul 31 · 16:20
    ——

Insiders

20 filings
Purchases$377.14K9 filings
Sales$9.35M11 filings
LSAKLesaka Technologies Inc · Serge Belamant, Chief Executive Officer$3.93MSale · 196,669 sh
LSAKLesaka Technologies Inc · Brenda Stewart, Senior VP Sales & Marketing$2.23MSale · 111,669 sh
ASAASA Gold & Precious Metals Ltd · Andrew Pegge, Director$1.89MSale · 24,777 sh
LSAKLesaka Technologies Inc · Antony C Ball, Director$500.02KSale · 25,001 sh
APTAlpha Pro Tech Ltd · Lloyd Hoffman, CFO and Sr VP Finance and Admi$348.54KSale · 60,000 sh
ESPEspey MFG & Electronics Corp · Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust, 10% owner$326.75KPurchase · 20,486 sh
Open insider activity

Agreements

1 filing
  1. 17:04FGPR Ferrellgas Partners L P · New debt · New agreement

Officers and directors

4 filings
  1. 16:05EGAN Egain Corp · Officers or directors · Results, after-hours
  2. 13:00OVLY Oak Valley Bancorp · Officers or directors
  3. 12:21JOB GEE Group Inc. · Officers or directors
  4. 17:49ASUR Asure Software Inc · Officers or directors

Filings

54 listed

17:00

  1. 17:49
    ASUR Asure Software Inc · Officers or directors

18:00

  1. 18:19
    CHCI Comstock Holding Companies, Inc. · Amended annual report

19:00

  1. 19:14
    DAIO Data I/O Corp · Investor disclosure

21:00

  1. 21:15
    EMMA Emmaus Life Sciences, Inc. · Announcement

09:00

  1. 09:59
    KINS Kingstone Companies, Inc. · Acquisition or sale completed (amended)

12:00

  1. 12:03
    GSFI Green Stream Holdings Inc. · Late filing notice
  2. 12:21
    JOB GEE Group Inc. · Officers or directors
  3. 12:34
    AOXY Advanced Oxygen Technologies Inc · Annual report

13:00

  1. 13:00
    OVLY Oak Valley Bancorp · Officers or directors
  2. 13:06
    HNOI HNO International, Inc. · Quarterly report

14:00

  1. 14:09
    SVBL Silver Bull Resources, Inc. · Quarterly report
  2. 14:29
    IVDN Innovative Designs Inc · Quarterly report
  3. 14:32
    HTLD Heartland Express Inc · Announcement

15:00

  1. 15:14
    SCDA B-Scada, Inc. · Quarterly report
  2. 15:18
    RSKIA George Risk Industries, Inc. · Late filing notice
  3. 15:21
    BTCS BTCS Inc. · Quarterly report
  4. 15:39
    NKSH National Bankshares Inc · Announcement
  5. 15:53
    MDTK Bryn Inc. · Late filing notice

16:00

  1. 16:05
    EGAN Egain Corp · Officers or directors · Results, after-hours
  2. 16:06
    SRCO Sparta Commercial Services, Inc. · Late filing notice
  3. 16:07
    PROV Provident Financial Holdings Inc · Annual report
  4. 16:08
    PBSV Pharma-Bio Serv, Inc. · Quarterly report
  5. 16:17
    OPTT Ocean Power Technologies, Inc. · Results, after-hours
  6. 16:20
    MYE Myers Industries Inc · Restructuring costs
  7. 16:20
    FEIM Frequency Electronics Inc · Quarterly report
  8. 16:22
    SOBR SOBR Safe, Inc. · Quarterly report
  9. 16:43
    IGR CBRE Global Real Estate Income Fund · Merger communication
  10. 16:49
    LBSR Liberty Star Uranium & Metals Corp. · Quarterly report

17:00

  1. 17:04
    FGPR Ferrellgas Partners L P · New debt · New agreement
  2. 17:13
    BBLG Bone Biologics Corp · Quarterly report
  3. 17:16
    SFD Smithfield Foods Inc · Results, after-hours
  4. 17:18
    CNA CNA Financial Corp · Investor disclosure
  5. 17:25
    IIM Invesco Value Municipal Income Trust · Proxy statement
  6. 17:25
    IQI Invesco Quality Municipal Income Trust · Proxy statement

20:00

  1. 20:00
    PLX Protalix BioTherapeutics, Inc. · Announcement
  2. 20:05
    FABC Fabric.AI, Inc. · Quarterly report
  3. 20:23
    RFIL R F Industries Ltd · Quarterly report
  4. 20:32
    IVDA Iveda Solutions, Inc. · Quarterly report
  5. 20:32
    AXR Amrep Corp. · Results, after-hours
  6. 20:46
    PMCB PharmaCyte Biotech, Inc. · Quarterly report
40 of 54

Index

Forms filed

  • Insider filing446
  • Current report8-K21
  • Quarterly report10-Q16
  • Foreign issuer report6-K12
  • Initial ownership38
  • CORRESP8
  • UPLOAD8
  • Late filing noticeNT 10-Q5
  • Annual ownership53
  • Exempt offering noticeD3
  • Annual report10-K2
  • Amended annual report10-K/A2
  • Proxy statementDEF 14A2
  • Stake reportedSC 13D2
  • SC TO-I/A2
  • Asset-backed distribution report10-D1
  • Amended quarterly report10-Q/A1
  • Prospectus supplement424B21
  • Prospectus supplement424B51
  • Merger communication4251
  • Insider filing, amended4/A1
  • Current report (amended)8-K/A1
  • CB/A1
  • Proxy materialDEFA14A1
  • EFFECT1
  • PRER14A1
  • Amended registration statementS-1/A1
  • Passive stake reportedSC 13G1

56 companies

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