Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 18
  2. 21
  3. 22
  4. 23
  5. 24
  6. 25
  7. 28
  8. 29
  9. 30
  10. 31
‹ Wed, Dec 30, 2009

Thursday, December 31, 2009

103 filings · 83 companiesAll checks passed · Updated Nov 4

Fri, Jan 1, 2010 ›
The dayThursday, December 31

By time of day

31 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

12 without a time on file

Results

1 announced

Market hours1

  • 14:34ARKRARK Restaurants Corp

Reports

0 quarterly · 1 annual
  1. Avricore Health Inc.AVCRF · 20-F · Jun 30 · 14:27
    ——

Insiders

12 filings
Purchases$3.70M9 filings
Sales$290.13K3 filings
FFFutureFuel Corp. · Osmium Special Situations Fund Ltd, 10% owner$2.92MPurchase · 417,900 sh
PBSVPharma-Bio Serv, Inc. · Elizabeth Plaza, CEO AND PRESIDENT$496.51KPurchase · 2,482,574 sh
CODICompass Diversified Holdings · Burns Gordon M$207.92KSale · 16,000 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$204.65KPurchase · 35,000 sh
IPARInterparfums Inc · Russell Greenberg, EX VP and CFO$70.07KSale · 5,830 sh
KDOZFKidoz Inc. · Praetorian Capital Management LLC, 10% owner$51.00KPurchase · 340,000 sh
Open insider activity

Agreements

3 filings
  1. 21:44CLDX Celldex Therapeutics, Inc. · New debt
  2. 21:37NEPH Nephros Inc · Agreement ended
  3. 22:35— Selectis Health, Inc. · New debt · New agreement

Officers and directors

1 filing
  1. 06:00GBCI Glacier Bancorp, Inc. · Officers or directors

Filings

31 listed

17:00

  1. 17:31
    EMMA Emmaus Life Sciences, Inc. · Unregistered shares sold

19:00

  1. 19:27
    KUST Kustom Entertainment, Inc. · Announcement

22:00

  1. 22:35
    — Selectis Health, Inc. · New debt · New agreement

06:00

  1. 06:00
    GBCI Glacier Bancorp, Inc. · Officers or directors

11:00

  1. 11:24
    NPHC Nutra Pharma Corp · Auditor change (amended)

12:00

  1. 12:03
    HIO Western Asset High Income Opportunity Fund Inc. · Proxy statement

14:00

  1. 14:27
    AVCRF Avricore Health Inc. · Annual report
  2. 14:34
    ARKR ARK Restaurants Corp · Results, market hours
  3. 14:53
    SBFG SB Financial Group, Inc. · Announcement

16:00

  1. 16:02
    LEE LEE Enterprises, Inc · Announcement
  2. 16:28
    OPI Office Properties Income Trust · Bylaws or fiscal year changed
  3. 16:46
    WTBA West Bancorporation Inc · Acquisition or sale completed

17:00

  1. 17:10
    KDOZF Kidoz Inc. · Stake reported
  2. 17:16
    ACFN Acorn Energy, Inc. · Impairment

18:00

  1. 18:32
    HNRG Hallador Energy Co · Bylaws or fiscal year changed

19:00

  1. 19:52
    TWN Taiwan Fund Inc · Investor disclosure
  2. 19:56
    SRXH SRX Global Inc. · Amended registration statement

21:00

  1. 21:37
    NEPH Nephros Inc · Agreement ended
  2. 21:44
    CLDX Celldex Therapeutics, Inc. · New debt

—

  1. —
    PALL abrdn Palladium ETF Trust · Amended registration statement
  2. —
    PPLT abrdn Platinum ETF Trust · Amended registration statement
  3. —
    VUZI Vuzix Corp · Current report (amended)
  4. —
    PXLW Pixelworks, Inc · Current report
  5. —
    QDMI QDM International Inc. · Current report (amended)
  6. —
    — Hongchang International Co., Ltd · Current report
  7. —
    BCLI Brainstorm Cell Therapeutics Inc. · Current report
  8. —
    BCV Bancroft Fund Ltd · Proxy statement
  9. —
    IPB Merrill Lynch Depositor Inc Indexplus Trust Series 2003-1 · Current report
  10. —
    NAGE Niagen Bioscience, Inc. · Current report
  11. —
    ENRT Enertopia Corp. · Stake reported
  12. —
    ENRT Enertopia Corp. · Stake reported
31 of 31

Index

Forms filed

  • Insider filing435
  • Current report8-K19
  • Foreign issuer report6-K11
  • UPLOAD8
  • Current report (amended)8-K/A3
  • Amended registration statementS-1/A3
  • Stake reportedSC 13D3
  • Exempt offering noticeD2
  • Proxy statementDEF 14A2
  • N-CSR2
  • Shelf registrationS-32
  • 10-12G1
  • Notice of intent to sell1441
  • Annual report20-F1
  • 40-17F21
  • 40-17G1
  • 4971
  • 497AD1
  • AW1
  • EFFECT1
  • N-21
  • Preliminary proxy statementPRE 14A1
  • S-111
  • Passive stake amendedSC 13G/A1

37 companies

A

B

C

E

F

G

H

I

K

L

M

N

O

P

Q

S

T

V

W