Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 11
  2. 13
  3. 14
  4. 15
  5. 16
  6. 17
  7. 18
  8. 21
  9. 22
  10. 23
‹ Tue, Dec 22, 2009

Wednesday, December 23, 2009

225 filings · 159 companiesAll checks passed · Updated Nov 4

Thu, Dec 24, 2009 ›
The dayWednesday, December 23
Delisting noticesSLSN17:13

By time of day

65 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

3 announced

Market hours2

  • 12:46LNNLindsay Corp
  • 14:45CTASCintas Corp

After-hours1

  • 18:58MTRMesa Royalty Trust

Reports

6 quarterly · 9 annual
  1. HEICO CorpHEI · 10-K · Oct 31 · 16:03
    $538.30M7.6%
  2. Invesco CurrencyShares Euro TrustFXE · 10-K · Oct 31 · 15:21
    $4.86M89.0%
  3. Live Ventures IncLIVE · 10-K · Sep 30 · 12:37
    ——
  4. Crown Equity Holdings, Inc.CRWE · 10-K/A · Dec 31 · 14:23
    ——
  5. Crown Equity Holdings, Inc.CRWE · 10-Q/A · Mar 31 · 14:44
    ——
  6. Crown Equity Holdings, Inc.CRWE · 10-Q/A · Jun 30 · 15:09
    ——
  7. Crown Equity Holdings, Inc.CRWE · 10-Q/A · Sep 30 · 15:19
    ——
  8. Retrieve Medical Holdings, Inc.— · 10-K · Sep 30 · 16:11
    ——
  9. 22nd Century Group, Inc.XXII · 10-K · Sep 30 · 16:36
    ——
  10. United States 12 Month Natural Gas Fund, LPUNL · 10-Q · Sep 30 · 17:09
    ——

Insiders

20 filings
Purchases$1.98M10 filings
Sales$33.17M10 filings
LINCLincoln Educational Services Corp · Alexis P Michas, Director$26.19MSale · 1,250,000 sh
SFDSmithfield Foods Inc · Joseph W Luter III, Director$4.82MSale · 300,000 sh
SWKHLSWK Holdings Corp · Accel-Kkr Capital Partners III, LP, 10% owner$1.61MPurchase · 1,400,000 sh
LAMRLamar Advertising Co · Phoebe Snow Foundation$1.09MSale · 35,000 sh
OTTROtter Tail Corp · John C Macfarlane, Director$610.36KSale · 25,000 sh
JOESt JOE Co · Janna L Connolly, Chief Accounting Officer$237.48KSale · 8,002 sh
Open insider activity

Agreements

10 filings
  1. 21:29RSSS Research Solutions, Inc. · New agreement
  2. 17:00BWEN Broadwind, Inc. · New agreement
  3. 16:41CITR CitroTech Inc. · New agreement (amended)
  4. 16:39SRI Stoneridge Inc · Agreement ended · New agreement
  5. 16:37JOE St JOE Co · New debt · New agreement
  6. 16:26ORBT Orbit International Corp · New agreement · Officers or directors
  7. 16:05MGYR Magyar Bancorp, Inc. · Agreement ended · Officers or directors
  8. 15:01THO Thor Industries Inc · New agreement

Officers and directors

11 filings
  1. 17:10BKYI Bio Key International Inc · Officers or directors
  2. 17:05MFIN Medallion Financial Corp · Officers or directors
  3. 16:26ORBT Orbit International Corp · New agreement · Officers or directors
  4. 16:14ADAM Adamas Trust, Inc. · Officers or directors
  5. 16:05MGYR Magyar Bancorp, Inc. · Agreement ended · Officers or directors
  6. 15:31ASTI Ascent Solar Technologies, Inc. · Officers or directors
  7. 15:23ULH Universal Logistics Holdings, Inc. · Officers or directors
  8. 15:04QNBC QNB Corp. · Officers or directors

Filings

65 listed

20:00

  1. 20:19
    NEGG Newegg Commerce, Inc. · Amended registration statement

21:00

  1. 21:11
    THO Thor Industries Inc · New agreement

06:00

  1. 06:03
    JAKK Jakks Pacific Inc · Announcement

09:00

  1. 09:22
    SLNG Stabilis Solutions, Inc. · Officers or directors

10:00

  1. 10:29
    JCTC Jewett Cameron Trading Co Ltd · Proxy statement

11:00

  1. 11:03
    CSPI CSP Inc · Proxy statement
  2. 11:26
    KYN Kayne Anderson Energy Infrastructure Fund, Inc. · Stake reported
  3. 11:58
    BUDZ Weed, Inc. · Unregistered shares sold

12:00

  1. 12:37
    LIVE Live Ventures Inc · Annual report
  2. 12:39
    EYPT EyePoint, Inc. · Announcement
  3. 12:46
    LNN Lindsay Corp · Results, market hours

13:00

  1. 13:17
    HNNA Hennessy Advisors Inc · Proxy statement
  2. 13:30
    LPTH Lightpath Technologies Inc · Proxy statement
  3. 13:35
    VLGEA Village Super Market Inc · Officers or directors

14:00

  1. 14:07
    ESP Espey MFG & Electronics Corp · Shareholder rights changed
  2. 14:10
    SCWO 374Water Inc. · Investor disclosure
  3. 14:10
    MYSZ My Size, Inc. · Officers or directors
  4. 14:14
    MSEX Middlesex Water Co · Announcement
  5. 14:15
    MFIC MidCap Financial Investment Corp · New agreement
  6. 14:23
    CRWE Crown Equity Holdings, Inc. · Amended annual report
  7. 14:44
    CRWE Crown Equity Holdings, Inc. · Amended quarterly report
  8. 14:45
    CTAS Cintas Corp · Results, market hours

15:00

  1. 15:01
    THO Thor Industries Inc · New agreement
  2. 15:04
    QNBC QNB Corp. · Officers or directors
  3. 15:09
    CRWE Crown Equity Holdings, Inc. · Amended quarterly report
  4. 15:19
    CRWE Crown Equity Holdings, Inc. · Amended quarterly report
  5. 15:21
    FXE Invesco CurrencyShares Euro Trust · Annual report
  6. 15:23
    ULH Universal Logistics Holdings, Inc. · Officers or directors
  7. 15:31
    ASTI Ascent Solar Technologies, Inc. · Officers or directors
  8. 15:52
    SWKHL SWK Holdings Corp · Announcement
  9. 15:54
    AIMD Ainos, Inc. · Registration statement

16:00

  1. 16:03
    HEI HEICO Corp · Annual report
  2. 16:03
    PAAS PAN American Silver Corp · Merger communication
  3. 16:05
    MGYR Magyar Bancorp, Inc. · Agreement ended · Officers or directors
  4. 16:11
    — Retrieve Medical Holdings, Inc. · Annual report
  5. 16:14
    ADAM Adamas Trust, Inc. · Officers or directors
  6. 16:26
    ORBT Orbit International Corp · New agreement · Officers or directors
  7. 16:36
    XXII 22nd Century Group, Inc. · Annual report
  8. 16:37
    JOE St JOE Co · New debt · New agreement
  9. 16:39
    SWKHL SWK Holdings Corp · Stake amended
40 of 65

Index

Forms filed

  • Insider filing469
  • Current report8-K34
  • Foreign issuer report6-K20
  • CORRESP14
  • UPLOAD9
  • Annual report10-K8
  • Initial ownership37
  • N-Q6
  • Exempt offering noticeD5
  • Amended quarterly report10-Q/A4
  • Proxy statementDEF 14A4
  • Prospectus supplement424B33
  • Current report (amended)8-K/A3
  • Employee plan registrationS-83
  • Stake amendedSC 13D/A3
  • Quarterly report10-Q2
  • Annual ownership52
  • Exchange listing8-A12B2
  • EFFECT2
  • Stake reportedSC 13D2
  • 10-12G/A1
  • Amended annual report10-K/A1
  • 10-KT1
  • 24F-2NT1
  • Merger communication4251
  • 4971
  • CT ORDER1
  • Proxy materialDEFA14A1
  • F-3/A1
  • F-3ASR1
  • F-4/A1
  • F-61
  • F-80/A1
  • NSAR-B1
  • POSASR1
  • PREM14A1
  • PRER14C1
  • Registration statementS-11
  • S-111
  • Amended registration statementS-1/A1
  • Merger registrationS-41
  • Passive stake amendedSC 13G/A1
  • Tender offerSC TO-I1

64 companies

#

A

B

C

E

F

G

  • Gold Resource Corp

H

I

J

K

L

M

N

O

P

Q

R

S

T

U

V

W