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What covered companies filed with the SEC, day by day.

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‹ Thu, Dec 10, 2009

Friday, December 11, 2009

155 filings · 106 companiesAll checks passed · Updated Nov 4

Mon, Dec 14, 2009 ›
The dayFriday, December 11

By time of day

48 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

4 announced

Market hours3

  • 09:49ESOAEnergy Services of America CORP
  • 11:05GEOSGeospace Technologies Corp
  • 13:29VIRCVirco MFG Corporation

After-hours1

  • 18:43AXRAmrep Corp.

Reports

4 quarterly · 6 annual
  1. Smithfield Foods IncSFD · 10-Q · Nov 1 · 09:33
    $2.69B—
  2. LEE Enterprises, IncLEE · 10-K · Sep 27 · 17:07
    $842.03M—
  3. Geospace Technologies CorpGEOS · 10-K · Sep 30 · 09:54
    $92.86M—
  4. Nordicus Partners CorpNORD · 10-K/A · Mar 31 · 12:12
    ——
  5. Johnson Outdoors IncJOUT · 10-K · Oct 2 · 15:35
    ——
  6. Astrana Health, Inc.ASTH · 10-Q/A · Oct 31 · 16:03
    ——
  7. Kewaunee Scientific CorpKEQU · 10-Q · Oct 31 · 16:18
    ——
  8. Powell Industries IncPOWL · 10-K · Sep 30 · 16:48
    ——
  9. Tenax Therapeutics, Inc.TENX · 10-Q · Oct 31 · 17:28
    ——
  10. Applied Materials IncAMAT · 10-K · Nov 20 · —
    ——

Insiders

32 filings
Purchases$2.27M22 filings
Sales$15.43M10 filings
INVXInnovex International, Inc. · Larry e Reimert, Co-Chairman of the Board$11.19MSale · 212,763 sh
LSAKLesaka Technologies Inc · Serge Belamant, Chief Executive Officer$2.70MSale · 146,189 sh
LSAKLesaka Technologies Inc · Serge Belamant, Chief Executive Officer$1.24MSale · 65,439 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$962.96KPurchase · 169,077 sh
TCRTAlaunos Therapeutics, Inc. · James Anthony Cannon, Director$542.50KPurchase · 175,000 sh
TCRTAlaunos Therapeutics, Inc. · Timothy McInerney, Director$155.00KPurchase · 50,000 sh
Open insider activity

Agreements

3 filings
  1. 17:18BLNK Blink Charging Co. · Change in control · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
  2. 16:13MERC Mercer International Inc. · New debt · Unregistered shares sold · New agreement
  3. 09:07UFI Unifi Inc · New agreement

Officers and directors

4 filings
  1. 18:53CCFN Muncy Columbia Financial Corp · Officers or directors
  2. 16:05NWBO Northwest Biotherapeutics Inc · Officers or directors
  3. 14:49ZIVO Zivo Bioscience, Inc. · Officers or directors
  4. 14:21ESOA Energy Services of America CORP · Officers or directors

Filings

48 listed

17:00

  1. 17:58
    FGBI First Guaranty Bancshares, Inc. · Current report

20:00

  1. 20:22
    TROO Troops, Inc. /Cayman Islands · Bylaws or fiscal year changed

21:00

  1. 21:32
    STRL Sterling Infrastructure, Inc. · Investor disclosure

09:00

  1. 09:07
    UFI Unifi Inc · New agreement
  2. 09:15
    PDEX Pro DEX Inc · Announcement
  3. 09:33
    SFD Smithfield Foods Inc · Quarterly report
  4. 09:44
    CMTV Community Bancorp · Announcement
  5. 09:49
    ESOA Energy Services of America CORP · Results, market hours
  6. 09:54
    GEOS Geospace Technologies Corp · Annual report

11:00

  1. 11:05
    GEOS Geospace Technologies Corp · Results, market hours

12:00

  1. 12:12
    NORD Nordicus Partners Corp · Amended annual report

13:00

  1. 13:29
    VIRC Virco MFG Corporation · Results, market hours

14:00

  1. 14:21
    ESOA Energy Services of America CORP · Officers or directors
  2. 14:49
    ZIVO Zivo Bioscience, Inc. · Officers or directors

15:00

  1. 15:35
    JOUT Johnson Outdoors Inc · Annual report
  2. 15:40
    CVGI Commercial Vehicle Group, Inc. · Restructuring costs
  3. 15:56
    BCPC Balchem Corp · Investor disclosure

16:00

  1. 16:03
    ASTH Astrana Health, Inc. · Amended quarterly report
  2. 16:05
    NWBO Northwest Biotherapeutics Inc · Officers or directors
  3. 16:13
    MERC Mercer International Inc. · New debt · Unregistered shares sold · New agreement
  4. 16:18
    KEQU Kewaunee Scientific Corp · Quarterly report
  5. 16:43
    STEW SRH Total Return Fund, Inc. · Stake amended
  6. 16:48
    POWL Powell Industries Inc · Annual report

17:00

  1. 17:07
    LEE LEE Enterprises, Inc · Annual report
  2. 17:18
    BLNK Blink Charging Co. · Change in control · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
  3. 17:21
    JKHY Jack Henry & Associates Inc · Current report (amended)
  4. 17:25
    WSO Watsco Inc · Current report
  5. 17:27
    GIL Gildan Activewear Inc. · Amended annual report
  6. 17:27
    WSO Watsco Inc · Announcement
  7. 17:28
    TENX Tenax Therapeutics, Inc. · Quarterly report
  8. 17:29
    CLRO Clearone Inc · Announcement

18:00

  1. 18:43
    AXR Amrep Corp. · Results, after-hours
  2. 18:53
    CCFN Muncy Columbia Financial Corp · Officers or directors

21:00

  1. 21:32
    CIA Citizens, Inc. · Announcement
  2. 21:35
    DBB Invesco DB Base Metals Fund · Announcement
  3. 21:35
    DBA Invesco DB Agriculture Fund · Announcement
  4. 21:35
    DBE Invesco DB Energy Fund · Announcement
  5. 21:35
    DBO Invesco DB Oil Fund · Announcement
  6. 21:35
    DBP Invesco DB Precious Metals Fund · Announcement
  7. 21:36
    DBC Invesco DB Commodity Index Tracking Fund · Announcement
40 of 48

Index

Forms filed

  • Insider filing462
  • Current report8-K33
  • Foreign issuer report6-K9
  • CORRESP7
  • UPLOAD7
  • Annual report10-K5
  • Quarterly report10-Q3
  • Prospectus424B43
  • Initial ownership32
  • Annual ownership52
  • Current report (amended)8-K/A2
  • Exempt offering noticeD2
  • EFFECT2
  • F-4/A2
  • Amended annual report10-K/A1
  • Amended quarterly report10-Q/A1
  • Amended annual report40-F/A1
  • Prospectus supplement424B51
  • 424B71
  • Exchange listing8-A12B1
  • Information statementDEF 14C1
  • Proxy materialDEFA14A1
  • Free writing prospectusFWP1
  • POS EX1
  • PRER14C1
  • S-3ASR1
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1

48 companies

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