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What covered companies filed with the SEC, day by day.

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  9. 30
‹ Fri, Nov 27, 2009

Monday, November 30, 2009

149 filings · 122 companiesAll checks passed · Updated Nov 4

Tue, Dec 1, 2009 ›
The dayMonday, November 30
Delisting noticesCHCI16:45

By time of day

43 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

10 without a time on file

Results

2 announced

Pre-market1

  • 08:24NTICNorthern Technologies International Corp

Market hours1

Reports

3 quarterly · 8 annual
  1. Thor Industries IncTHO · 10-Q · Oct 31 · 16:32
    $502.55M—
  2. CNBX Pharmaceuticals Inc.CNBX · 10-K · Aug 31 · 23:54
    ——
  3. Simulations Plus, Inc.— · 10-K · Aug 31 · 13:04
    ——
  4. Northern Technologies International CorpNTIC · 10-K · Aug 31 · 15:38
    ——
  5. Apyx Medical CorpAPYX · 10-Q/A · Sep 30 · 17:16
    ——
  6. Apyx Medical CorpAPYX · 10-K/A · Dec 31 · 17:18
    ——
  7. Destiny Media Technologies IncDSNY · 10-K · Aug 31 · 19:42
    ——
  8. P2 Solar, Inc.PTOS · 10-K/A · Mar 31 · —
    ——
  9. P2 Solar, Inc.PTOS · 10-Q/A · Jun 30 · —
    ——
  10. Enertopia Corp.ENRT · 10-K · Aug 31 · —
    ——

Insiders

23 filings
Purchases$1.15M17 filings
Sales$1.41M6 filings
NVRNVR Inc · David a Preiser, Director$1.23MSale · 1,800 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$536.64KPurchase · 94,167 sh
ULBIUltralife Corp · Bradford T Whitmore, Director$393.34KPurchase · 105,509 sh
AMSCAmerican Superconductor Corp · David a Henry, SVP, CFO & Treasurer$99.00KSale · 3,000 sh
NNVCNanoviricides, Inc. · Theracour Pharma, Inc., 10% owner$64.80KSale · 74,045 sh
CLDXCelldex Therapeutics, Inc. · Larry Ellberger, Director$45.02KPurchase · 10,000 sh
Open insider activity

Agreements

5 filings
  1. 16:38MERC Mercer International Inc. · New agreement
  2. 16:08IVFH Innovative Food Holdings Inc · New agreement
  3. 15:02AD Array Digital Infrastructure, Inc. · Agreement ended
  4. 11:51SCDA B-Scada, Inc. · New agreement
  5. 10:28GOOD Gladstone Commercial Corp · New agreement

Officers and directors

1 filing
  1. 12:58APYX Apyx Medical Corp · Officers or directors

Filings

43 listed

23:00

  1. 23:54
    CNBX CNBX Pharmaceuticals Inc. · Annual report

06:00

  1. 06:00
    KUST Kustom Entertainment, Inc. · Announcement
  2. 06:33
    LVS Las Vegas Sands Corp · Investor disclosure

07:00

  1. 07:01
    ECF Ellsworth Growth & Income Fund Ltd · Proxy statement

08:00

  1. 08:24
    NTIC Northern Technologies International Corp · Results, pre-market

09:00

  1. 09:42
    VERU Veru Inc. · Results, market hours

10:00

  1. 10:28
    GOOD Gladstone Commercial Corp · New agreement
  2. 10:31
    TELNY Telenor ASA · Merger communication

11:00

  1. 11:51
    SCDA B-Scada, Inc. · New agreement

12:00

  1. 12:22
    SMP Standard Motor Products, Inc. · Announcement
  2. 12:58
    APYX Apyx Medical Corp · Officers or directors

13:00

  1. 13:04
    — Simulations Plus, Inc. · Annual report

14:00

  1. 14:41
    APYX Apyx Medical Corp · Proxy statement

15:00

  1. 15:02
    AD Array Digital Infrastructure, Inc. · Agreement ended
  2. 15:38
    NTIC Northern Technologies International Corp · Annual report
  3. 15:43
    USO United States Oil Fund, LP · Investor disclosure
  4. 15:48
    UNG United States Natural Gas Fund, LP · Investor disclosure
  5. 15:53
    USL United States 12 Month Oil Fund, LP · Investor disclosure
  6. 15:56
    UGA United States Gasoline Fund, LP · Investor disclosure

16:00

  1. 16:08
    IVFH Innovative Food Holdings Inc · New agreement
  2. 16:32
    THO Thor Industries Inc · Quarterly report
  3. 16:38
    MERC Mercer International Inc. · New agreement
  4. 16:45
    CHCI Comstock Holding Companies, Inc. · Delisting notice

17:00

  1. 17:04
    EIM Eaton Vance Municipal Bond Fund · Proxy statement
  2. 17:16
    APYX Apyx Medical Corp · Amended quarterly report
  3. 17:18
    APYX Apyx Medical Corp · Amended annual report
  4. 17:21
    HTLD Heartland Express Inc · Announcement
  5. 17:26
    AMSF Amerisafe Inc · Announcement
  6. 17:49
    CYD China Yuchai International Ltd · Stake amended

19:00

  1. 19:42
    DSNY Destiny Media Technologies Inc · Annual report

22:00

  1. 22:17
    NIMU NON Invasive Monitoring Systems Inc · Proxy statement
  2. 22:19
    LRDC Laredo Oil, Inc. · Investor disclosure
  3. 22:23
    PCSV PCS Edventures!, Inc. · Investor disclosure

—

  1. —
    — Aptose Biosciences Inc. · Stake amended
  2. —
    RNGC Ranger Gold Corp. · Current report
  3. —
    PTOS P2 Solar, Inc. · Current report (amended)
  4. —
    PTOS P2 Solar, Inc. · Amended annual report
  5. —
    PTOS P2 Solar, Inc. · Amended quarterly report
  6. —
    ETD Ethan Allen Interiors Inc · Current report
  7. —
    ENRT Enertopia Corp. · Annual report
40 of 43

Index

Forms filed

  • Insider filing431
  • Foreign issuer report6-K26
  • Current report8-K22
  • N-Q12
  • UPLOAD9
  • Annual report10-K5
  • CORRESP5
  • Proxy statementDEF 14A4
  • EFFECT3
  • Passive stake amendedSC 13G/A3
  • Amended annual report10-K/A2
  • Amended quarterly report10-Q/A2
  • Exempt offering noticeD2
  • Late filing noticeNT 10-K2
  • Stake amendedSC 13D/A2
  • Passive stake reportedSC 13G2
  • Quarterly report10-Q1
  • Annual report20-F1
  • 40-17F21
  • Prospectus supplement424B51
  • Merger communication4251
  • Current report (amended)8-K/A1
  • CT ORDER1
  • F-9/A1
  • Free writing prospectusFWP1
  • N-30D1
  • N-CSR1
  • N-CSRS1
  • NSAR-A1
  • NSAR-B1
  • RW1
  • Merger registrationS-41
  • Employee plan registrationS-81

44 companies

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