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What covered companies filed with the SEC, day by day.

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‹ Tue, Nov 17, 2009

Wednesday, November 18, 2009

173 filings · 130 companiesAll checks passed · Updated Nov 4

Thu, Nov 19, 2009 ›
The dayWednesday, November 18
Delisting noticesNWPX22:56

By time of day

48 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

15 without a time on file

Results

3 announced

Market hours1

  • 11:32NHTCNatural Health Trends Corp

After-hours2

  • 16:31PNNTPennantpark Investment Corp
  • 16:55Selectis Health, Inc.

Reports

8 quarterly · 6 annual
  1. ADM Tronics Unlimited, Inc.ADMT · 10-Q · Sep 30 · 18:21
    ——
  2. Sino Green Land Corp.SGLA · 10-Q/A · Sep 30 · 14:08
    ——
  3. Urban One, Inc.UONE · 10-K/A · Dec 31 · 15:50
    ——
  4. Jewett Cameron Trading Co LtdJCTC · 10-K · Aug 31 · 16:23
    ——
  5. Nutra Pharma CorpNPHC · 10-Q · Sep 30 · 16:30
    ——
  6. Pennantpark Investment CorpPNNT · 10-K · Sep 30 · 17:28
    ——
  7. Luvu Brands, Inc.LUVU · 10-Q · Sep 30 · 17:29
    ——
  8. Lexaria Bioscience Corp.LEXX · 10-K/A · Oct 31 · 19:24
    ——
  9. Rockwell Automation, IncROK · 10-K · Oct 31 · —
    ——
  10. TE Connectivity plcTEL · 10-K · Nov 13 · —
    ——

Insiders

25 filings
Purchases$3.32M13 filings
Sales$2.01M12 filings
CNACNA Financial Corp · James S Tisch, Director$2.24MPurchase · 100,000 sh
NVRNVR Inc · David a Preiser, Director$822.53KSale · 1,200 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$514.04KPurchase · 91,516 sh
CNACNA Financial Corp · Joseph Rosenberg, Director$334.92KPurchase · 14,800 sh
APAmpco Pittsburgh Corp · Ernest G Siddons, Director$329.27KSale · 11,666 sh
LINCLincoln Educational Services Corp · Edward B Abrams, President, Lincoln Ed Group$229.32KSale · 10,044 sh
Open insider activity

Agreements

6 filings
  1. 22:28MFIN Medallion Financial Corp · New agreement
  2. 21:14LFVN Lifevantage Corp · New debt · Unregistered shares sold · New agreement
  3. 17:23LARK Landmark Bancorp Inc · New agreement
  4. 17:22CITR CitroTech Inc. · Acquisition or sale completed · New agreement
  5. 15:42DOMH Dominari Holdings Inc. · New agreement
  6. 12:31CATX Perspective Therapeutics, Inc. · New agreement

Officers and directors

1 filing
  1. 15:40AMSF Amerisafe Inc · Officers or directors

Filings

48 listed

18:00

  1. 18:21
    ADMT ADM Tronics Unlimited, Inc. · Quarterly report
  2. 18:47
    SBFM Sunshine Biopharma Inc. · Unregistered shares sold

22:00

  1. 22:56
    NWPX NWPX Infrastructure, Inc. · Delisting notice

06:00

  1. 06:02
    CBAT CBAK Energy Technology Ltd · Investor disclosure

11:00

  1. 11:32
    NHTC Natural Health Trends Corp · Results, market hours
  2. 11:52
    CODA Coda Octopus Group, Inc. · Stake reported

12:00

  1. 12:11
    FA First Advantage Corp · Merger communication
  2. 12:31
    CATX Perspective Therapeutics, Inc. · New agreement

13:00

  1. 13:02
    MXC Mexco Energy Corp · Announcement
  2. 13:32
    SA Seabridge Gold Inc · Stake amended

14:00

  1. 14:08
    SGLA Sino Green Land Corp. · Amended quarterly report

15:00

  1. 15:18
    SVBL Silver Bull Resources, Inc. · Announcement
  2. 15:35
    YHGJ Yunhong Green CTI Ltd. · Investor disclosure
  3. 15:40
    AMSF Amerisafe Inc · Officers or directors
  4. 15:42
    DOMH Dominari Holdings Inc. · New agreement
  5. 15:50
    UONE Urban One, Inc. · Amended annual report

16:00

  1. 16:23
    JCTC Jewett Cameron Trading Co Ltd · Annual report
  2. 16:23
    NPHC Nutra Pharma Corp · Current report (amended)
  3. 16:30
    NPHC Nutra Pharma Corp · Quarterly report
  4. 16:31
    PNNT Pennantpark Investment Corp · Results, after-hours
  5. 16:39
    PNNT Pennantpark Investment Corp · Investor disclosure
  6. 16:55
    — Selectis Health, Inc. · Results, after-hours

17:00

  1. 17:16
    MVIS Microvision, Inc. · Investor disclosure
  2. 17:22
    CITR CitroTech Inc. · Acquisition or sale completed · New agreement
  3. 17:22
    STEW SRH Total Return Fund, Inc. · Stake amended
  4. 17:23
    LARK Landmark Bancorp Inc · New agreement
  5. 17:28
    PNNT Pennantpark Investment Corp · Annual report
  6. 17:29
    LUVU Luvu Brands, Inc. · Quarterly report
  7. 17:44
    SHIP Seanergy Maritime Holdings Corp. · Amended registration statement

18:00

  1. 18:26
    FA First Advantage Corp · Stake amended

19:00

  1. 19:24
    LEXX Lexaria Bioscience Corp. · Amended annual report

21:00

  1. 21:14
    LFVN Lifevantage Corp · New debt · Unregistered shares sold · New agreement

22:00

  1. 22:28
    MFIN Medallion Financial Corp · New agreement

—

  1. —
    ICTSF Icts International N V · Proxy statement
  2. —
    CAPC Capstone Companies, Inc. · Current report (amended)
  3. —
    ROK Rockwell Automation, Inc · Annual report, FY2009
  4. —
    CARV Carver Bancorp Inc · Proxy statement
  5. —
    TEL TE Connectivity plc · Annual report, FY2009
  6. —
    TKLS Trutankless, Inc. · Quarterly report
  7. —
    — Cabo Verde Capital Inc. · Quarterly report
40 of 48

Index

Forms filed

  • Insider filing445
  • Foreign issuer report6-K31
  • Current report8-K21
  • CORRESP9
  • Quarterly report10-Q7
  • UPLOAD7
  • Annual report10-K4
  • Prospectus supplement424B54
  • Proxy statementDEF 14A4
  • Free writing prospectusFWP4
  • Initial ownership33
  • Current report (amended)8-K/A3
  • Stake amendedSC 13D/A3
  • Amended annual report10-K/A2
  • 40-17G2
  • 4972
  • EFFECT2
  • F-32
  • SUPPL2
  • Amended quarterly report10-Q/A1
  • 15-12G1
  • Prospectus supplement424B31
  • Merger communication4251
  • Insider filing, amended4/A1
  • CT ORDER1
  • Proxy materialDEFA14A1
  • DEFR14A1
  • Amended registration statementF-1/A1
  • F-4/A1
  • F-9/A1
  • PRER14A1
  • Amended shelf registrationS-3/A1
  • Amended merger registrationS-4/A1
  • Stake reportedSC 13D1
  • SC TO-T/A1

49 companies

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