News

What covered companies filed with the SEC, day by day.

‹ Fri, Nov 13, 2009

Monday, November 16, 2009

386 filings · 307 companiesAll checks passed · Updated Nov 4

Tue, Nov 17, 2009 ›

The dayMonday, November 16

OPHCOptimumBank Holdings, Inc.Restated financials · Results, market hours15:25

OptimumBank Holdings, Inc.: Restated financials · Results, market hours

By time of day

252 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

68 without a time on file

Results

11 announced

Pre-market1

09:28PTNPalatin Technologies Inc

Market hours4

12:32CATXPerspective Therapeutics, Inc.
15:25OPHCOptimumBank Holdings, Inc.
15:33AIFFFirefly Neuroscience, Inc.
15:34FITYFifty 1 Labs, Inc.

After-hours6

16:01CLFDClearfield, Inc.
16:20STWDStarwood Property Trust, Inc.
16:25ARMPArmata Pharmaceuticals, Inc.
17:07PTBSPotomac Bancshares Inc
17:31SWKHLSWK Holdings Corp
22:03FCFranklin Covey Co

Reports

169 quarterly · 4 annual

CompanyRevenueOn the year

Starwood Property Trust, Inc.STWD · 10-Q · Sep 30 · 16:20
$612.00K—
Provectus Biopharmaceuticals, Inc.PVCT · 10-Q · Sep 30 · 17:37
——
Northern Minerals & Exploration Ltd.NMEX · 10-K · Jul 31 · 17:42
——
Elite Pharmaceuticals IncELTP · 10-Q · Sep 30 · 17:53
——
Portsmouth Square IncPRSI · 10-Q · Sep 30 · 19:55
——
Intergroup CorpINTG · 10-Q · Sep 30 · 19:57
——
SANUWAVE Health, Inc.SNWV · 10-Q · Sep 30 · 06:00
——
Dominari Holdings Inc.DOMH · 10-Q · Sep 30 · 06:02
——
Cavitation Technologies, Inc.CVAT · 10-Q · Sep 30 · 06:24
——
Recon Technology, LtdRCON · 10-Q · Sep 30 · 07:42
——

Insiders

21 filings

Purchases$466.83K10 filings

Sales$68.41M11 filings

CVICVR Energy Inc · Goldman Sachs & Co, 10% owner$66.02MSale · 7,376,264 sh

TTECTTEC Holdings, Inc. · John R Troka JR, Interim CFO$983.76KSale · 50,000 sh

UHALU-Haul Holding Co · Mark Shoen V, VP,U-Haul Business Consultants$648.00KSale · 12,292 sh

TTECTTEC Holdings, Inc. · Gregory G Hopkins, EVP, Global Accounts$337.34KSale · 17,229 sh

TTECTTEC Holdings, Inc. · Mike Jossi, EVP, Global Human Capital$264.79KSale · 13,479 sh

STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$233.03KPurchase · 41,851 sh

Open insider activity

Agreements

4 filings

Officers and directors

3 filings

Filings

252 listed

17:00

18:00

18:46OVTZ
OVTZ Oculus Inc. · Late filing notice

19:00

00:00

06:00

07:00

07:42RCON
RCON Recon Technology, Ltd · Quarterly report

08:00

09:00

10:00

11:00

12:00

40 of 252

Index

Forms filed

Quarterly report10-Q169
Insider filing465
Current report8-K36
Late filing noticeNT 10-Q34
Foreign issuer report6-K32
UPLOAD6
Prospectus supplement424B34
Annual ownership54
EFFECT3
Annual report10-K2
Amended annual report10-K/A2
CORRESP2
Stake reportedSC 13D2
Stake amendedSC 13D/A2
Institutional holdings13F-HR1
Notice of intent to sell1441
Amended annual report20-F/A1
Delisting251
Prospectus424B41
Prospectus supplement424B51
4971
Insider filing, amended4/A1
Exchange listing8-A12B1
Current report (amended)8-K/A1
Exempt offering noticeD1
Proxy statementDEF 14A1
Information statementDEF 14C1
Proxy materialDEFA14A1
POS AM1
POS EX1
Preliminary proxy statementPRE 14A1
Amended registration statementS-1/A1
Shelf registrationS-31
Amended merger registrationS-4/A1
Passive stake reportedSC 13G1
Passive stake amendedSC 13G/A1
Tender offerSC TO-I1

236 companies

A

Abeona Therapeutics Inc.ABEO
Abvc Biopharma, Inc.ABVC
Adapti, Inc.
Aethlon Medical IncAEMD
Algorhythm Holdings, Inc.RIME
American Clean Resources Group, Inc.ACRG
American Lithium Minerals, Inc.AMLM×2
American Shared Hospital ServicesAMS
Apollo Commercial Real Estate Finance, Inc.ARI
Armata Pharmaceuticals, Inc.ARMP×2
Athena Bitcoin Global
Auburn National Bancorporation, IncAUBN
Awaysis Capital, Inc.AWCA

B

C

Cannapharmarx, Inc.CPMD
Capstone Companies, Inc.CAPC
Carver Bancorp IncCARV
Cavitation Technologies, Inc.CVAT
Cedar Realty Trust, Inc.CDR-PB
CervoMed Inc.CRVO
CF Bankshares Inc.CFBK
Chase Packaging CorpWHLT
Cirtran CorpCIRX×2
CitroTech Inc.CITR
Clean Energy Technologies, Inc.CETY
Clearfield, Inc.CLFD
Clearone IncCLRO×2
Cluster Group Holdings Ltd CoCLUS
Cocrystal Pharma, Inc.COCP
Cognex CorpCGNX
Comstock Inc.LODE
Conservative Broadcast Media & Publishing, Inc.CBMJ
Creatd, Inc.CRTD
Cryoport, Inc.CYRX
CTT Pharmaceutical Holdings, Inc.CTTH
Cuentas Inc.CUEN
CVD Equipment CorpCVV
CVR Energy IncCVI

D

E

F

G

Gencor Industries IncGENC
Gladstone Investment CorporationGAIN
Glucose Health, Inc.GLUC
Gold Resource Corp
Golden Minerals CoAUMN×2
Golden Star Resource Corp.GLNS
Good Gaming, Inc.GMER×2
Green Planet Bio Engineering Co. Ltd.GPLB
Greenlite Ventures IncGRNL
Groove Botanicals Inc.GRVE
GSI Technology IncGSIT
GT Biopharma, Inc.GTBP

H

I

iBio, Inc.IBIO
Idaho Strategic Resources, Inc.IDR
IDT CorpIDT
Inhibitor Therapeutics, Inc.INTI
Innovaro, Inc.INNI
Integrated Biopharma IncINBP
Intergroup CorpINTG
International Star Inc
International Stem Cell CORPISCO
Invesco DB Commodity Index Tracking FundDBC
Investview, Inc.INVU
INVO Fertility, Inc.IVF
IT Tech Packaging, Inc.ITP

K

L

M

N

Nanoviricides, Inc.NNVC
Napco Security Technologies, IncNSSC
Natural Health Trends CorpNHTC
New Momentum Corp.
NextPlat CorpNXPL
Nocopi Technologies IncNNUP
Northern Minerals & Exploration Ltd.NMEX
NRC HealthNRC
Nuvera Communications, Inc.NUVR

O

P

P2 Solar, Inc.PTOS
Pacific Health Care Organization IncPFHO
Palatin Technologies IncPTN
PCS Edventures!, Inc.PCSV
Perspective Therapeutics, Inc.CATX×2
Polomar Health Services, Inc.PMHS
Portsmouth Square IncPRSI
Potomac Bancshares IncPTBS×2
Power Solutions International, Inc.PSIX
Precision Optics Corporation, Inc.POCI
ProShares Trust IIAGQ
Protagenic Therapeutics, Inc.\newPTIX×2
Provectus Biopharmaceuticals, Inc.PVCT

Q

QS Energy, Inc.QSEP
Quest Resource Holding CorpQRHC

R

S

T

U

V