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What covered companies filed with the SEC, day by day.

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‹ Mon, Nov 2, 2009

Tuesday, November 3, 2009

218 filings · 154 companiesAll checks passed · Updated Nov 4

Wed, Nov 4, 2009 ›
The dayTuesday, November 3

By time of day

90 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

28 without a time on file

Results

20 announced

Pre-market4

  • 06:04CVICVR Energy Inc
  • 08:25JOESt JOE Co
  • 09:03VISKViskase Holdings, Inc.
  • 09:15HHSHarte Hanks Inc

Market hours5

  • 09:36CRMZCreditriskmonitor Com Inc
  • 10:00DHCDiversified Healthcare Trust
  • 10:55SMBCSouthern Missouri Bancorp, Inc.
  • 11:45FKYSFirst Keystone Corp
  • 11:56RIGLRigel Pharmaceuticals Inc

After-hours11

  • 17:52KROKronos Worldwide Inc
  • 17:54NLNLI Holdings, Inc.
  • 22:41BDCOBlue Dolphin Energy Co
  • 16:40FSPFranklin Street Properties Corp
  • 16:45ADAMAdamas Trust, Inc.
  • 16:57Cumulus Media Inc
  • 17:00GAINGladstone Investment Corporation
  • 17:02MLPMaui Land & Pineapple Co Inc
  • 17:06NLSTNetlist Inc
  • 21:05LOPEGrand Canyon Education, Inc.
  • 21:20AUMNGolden Minerals Co

Reports

42 quarterly · 0 annual
  1. ConocoPhillipsCOP · 10-Q · Sep 30 · —
    $40.17B42.6%
  2. Mondelez International, Inc.MDLZ · 10-Q · Sep 30 · —
    $9.40B9.7%
  3. General Dynamics CorpGD · 10-Q · Oct 4 · —
    $7.72B+8.1%
  4. Humana IncHUM · 10-Q · Sep 30 · —
    $7.72B+8.0%
  5. ITT Inc.ITT · 10-Q · Sep 30 · —
    $2.64B8.3%
  6. Parker-Hannifin CorpPH · 10-Q · Sep 30 · —
    $2.24B27.0%
  7. Aon plcAON · 10-Q · Sep 30 · —
    $1.79B2.8%
  8. Clorox CoCLX · 10-Q · Sep 30 · —
    $1.30B5.9%
  9. Mercury General CorpMCY · 10-Q · Sep 30 · 17:13
    $861.23M—
  10. Warner Bros. Discovery, Inc.— · 10-Q · Sep 30 · —
    $837.00M0.9%

Insiders

14 filings
Purchases$1.09M10 filings
Sales$1.72M4 filings
UBCPUnited Bancorp Inc · Scott a Everson, Sr Vp Chief Operations Officer$1.03MPurchase · 1,314 sh
APTAlpha Pro Tech Ltd · AL Millar, President$787.83KSale · 125,000 sh
AMSCAmerican Superconductor Corp · Gregory J Yurek, Chairman, President and CEO$493.69KSale · 15,000 sh
APTAlpha Pro Tech Ltd · Lloyd Hoffman, CFO and Sr VP Finance and Admi$427.70KSale · 65,000 sh
FFFutureFuel Corp. · Osmium Special Situations Fund Ltd, 10% owner$30.84KPurchase · 4,200 sh
PDEXPro DEX Inc · Patrick L Johnson, Executive Vice President$15.21KSale · 25,000 sh
Open insider activity

Agreements

1 filing
  1. 20:23IVF INVO Fertility, Inc. · Unregistered shares sold · New agreement

Officers and directors

2 filings
  1. 21:46SGU Star Group, L.P. · Officers or directors
  2. 13:42QRHC Quest Resource Holding Corp · Officers or directors

Filings

90 listed

17:00

  1. 17:47
    KRO Kronos Worldwide Inc · Quarterly report
  2. 17:50
    NL NLI Holdings, Inc. · Quarterly report
  3. 17:52
    KRO Kronos Worldwide Inc · Results, after-hours
  4. 17:54
    NL NLI Holdings, Inc. · Results, after-hours

21:00

  1. 21:16
    EMMA Emmaus Life Sciences, Inc. · Announcement

22:00

  1. 22:41
    BDCO Blue Dolphin Energy Co · Results, after-hours

23:00

  1. 23:07
    IOR Income Opportunity Realty Investors Inc · Proxy statement

06:00

  1. 06:03
    THO Thor Industries Inc · Proxy statement
  2. 06:04
    CVI CVR Energy Inc · Results, pre-market

07:00

  1. 07:02
    GHM Graham Corp · Quarterly report
  2. 07:16
    EMMA Emmaus Life Sciences, Inc. · Announcement

08:00

  1. 08:00
    GNTX Gentex Corp · Quarterly report
  2. 08:25
    JOE St JOE Co · Results, pre-market

09:00

  1. 09:03
    VISK Viskase Holdings, Inc. · Results, pre-market
  2. 09:13
    JOE St JOE Co · Quarterly report
  3. 09:15
    HHS Harte Hanks Inc · Results, pre-market
  4. 09:36
    CRMZ Creditriskmonitor Com Inc · Results, market hours

10:00

  1. 10:00
    DHC Diversified Healthcare Trust · Results, market hours
  2. 10:55
    SMBC Southern Missouri Bancorp, Inc. · Results, market hours

11:00

  1. 11:02
    GLBZ Glen Burnie Bancorp · Quarterly report
  2. 11:07
    UTMD Utah Medical Products Inc · Announcement
  3. 11:43
    SWKHL SWK Holdings Corp · Stake amended
  4. 11:45
    FKYS First Keystone Corp · Results, market hours
  5. 11:56
    RIGL Rigel Pharmaceuticals Inc · Results, market hours

12:00

  1. 12:38
    HHS Harte Hanks Inc · Quarterly report

13:00

  1. 13:42
    QRHC Quest Resource Holding Corp · Officers or directors

14:00

  1. 14:08
    ARTW Arts WAY Manufacturing Co Inc · Announcement
  2. 14:46
    TZOO Travelzoo · Acquisition or sale completed

15:00

  1. 15:17
    RIGL Rigel Pharmaceuticals Inc · Quarterly report
  2. 15:26
    TGTX TG Therapeutics, Inc. · Unregistered shares sold
  3. 15:40
    TWN Taiwan Fund Inc · Investor disclosure
  4. 15:55
    ULH Universal Logistics Holdings, Inc. · Quarterly report

16:00

  1. 16:05
    SCIA SCI Engineered Materials, Inc. · Quarterly report
  2. 16:33
    SWKHL SWK Holdings Corp · Stake reported
  3. 16:40
    FSP Franklin Street Properties Corp · Results, after-hours
  4. 16:45
    ADAM Adamas Trust, Inc. · Results, after-hours
  5. 16:51
    COPR Idaho Copper Corp · Quarterly report
  6. 16:52
    FSP Franklin Street Properties Corp · Quarterly report
  7. 16:57
    — Cumulus Media Inc · Results, after-hours
  8. 16:59
    CIA Citizens, Inc. · Announcement
40 of 90

Index

Forms filed

  • Insider filing452
  • Quarterly report10-Q42
  • Current report8-K42
  • Foreign issuer report6-K34
  • UPLOAD11
  • Initial ownership38
  • CORRESP4
  • Proxy statementDEF 14A3
  • 40-17F22
  • Prospectus supplement424B52
  • Exchange listing8-A12B2
  • Stake reportedSC 13D2
  • Insider filing, amended4/A1
  • Exchange listing8-A12G1
  • AW1
  • Proxy materialDEFA14A1
  • DEFR14A1
  • F-6EF1
  • Free writing prospectusFWP1
  • N-CSR1
  • RW WD1
  • S-11/A1
  • Stake amendedSC 13D/A1
  • SC 14D9/A1
  • SC 14F11
  • SC TO-T/A1

82 companies

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  • Warner Bros. Discovery, Inc.