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What covered companies filed with the SEC, day by day.

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‹ Thu, Oct 29, 2009

Friday, October 30, 2009

237 filings · 196 companiesAll checks passed · Updated Nov 4

Mon, Nov 2, 2009 ›
The dayFriday, October 30

By time of day

111 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

42 without a time on file

Results

18 announced

Pre-market3

  • 06:04FCBCFirst Community Bankshares Inc
  • 07:46CMS-PBConsumers Energy Co
  • 08:01GHMGraham Corp

Market hours8

  • 11:12ECIAEncision Inc
  • 11:42FDBCFidelity D & D Bancorp Inc
  • 13:10BBGIBeasley Broadcast Group Inc
  • 15:05MSEXMiddlesex Water Co
  • 15:11OSPNOneSpan Inc.
  • 15:38OTTROtter Tail Corp
  • 15:42IMOImperial Oil Ltd
  • 15:55BSRRSierra Bancorp

After-hours7

  • 18:14CLMBClimb Global Solutions, Inc.
  • 18:23FNRNFirst Northern Community Bancorp
  • 21:46ATNIATN International, Inc.
  • 16:15FAFirst Advantage Corp
  • 16:37BWENBroadwind, Inc.
  • 17:27UONEUrban One, Inc.
  • 20:21PLBCPlumas Bancorp

Reports

49 quarterly · 2 annual
  1. Caterpillar IncCAT · 10-Q · Sep 30 · —
    $7.30B43.8%
  2. 3M CoMMM · 10-Q · Sep 30 · —
    $6.19B5.6%
  3. NextEra Energy IncNEE · 10-Q · Sep 30 · —
    $4.47B17.0%
  4. Illinois Tool Works IncITW · 10-Q · Sep 30 · —
    $3.58B19.8%
  5. Public Service Enterprise Group IncPEG · 10-Q · Sep 30 · —
    $2.90B22.1%
  6. Texas Instruments IncTXN · 10-Q · Sep 30 · —
    $2.88B15.0%
  7. Thermo Fisher Scientific Inc.TMO · 10-Q · Sep 26 · —
    $2.53B2.2%
  8. Cummins IncCMI · 10-Q · Sep 27 · —
    $2.53B31.5%
  9. Norfolk Southern CorpNSC · 10-Q · Sep 30 · —
    $2.06B28.7%
  10. Northern Trust CorpNTRS · 10-Q · Sep 30 · —
    $927.60M+0.2%

Insiders

10 filings
Purchases$1.68M9 filings
Sales$50.55K1 filing
MXFMexico Fund Inc · Eugenio Clariond, Director$1.55MPurchase · 75,000 sh
ARKRARK Restaurants Corp · Arthur Stainman, Director$88.14KPurchase · 6,500 sh
NNVCNanoviricides, Inc. · Theracour Pharma, Inc., 10% owner$50.55KSale · 59,000 sh
TAITTaitron Components Inc · Stewart Wang, CEO$10.67KPurchase · 8,405 sh
IGIWestern Asset Investment Grade Opportunity Trust Inc. · Walsh Stephen a$7.52KPurchase · 400 sh
AIMDAinos, Inc. · COY Gary Wayne$5.34KPurchase · 20,550 sh
Open insider activity

Agreements

3 filings
  1. 17:15JKHY Jack Henry & Associates Inc · New agreement
  2. 14:58CDR-PB Cedar Realty Trust, Inc. · Impairment · Unregistered shares sold · New agreement
  3. 13:48EMYB Embassy Bancorp, Inc. · New agreement

Officers and directors

5 filings
  1. 17:00IA Innovative Solutions & Support Inc · Officers or directors
  2. 16:34SENEA Seneca Foods Corp · Officers or directors
  3. 16:04OGEN Oragenics Inc · Bylaws or fiscal year changed · Officers or directors
  4. 13:51AXTI AXT Inc · Officers or directors
  5. 13:44FGBI First Guaranty Bancshares, Inc. · Officers or directors (amended)

Filings

111 listed

17:00

  1. 17:48
    WELPP Wisconsin Electric Power Co · Quarterly report

18:00

  1. 18:14
    CLMB Climb Global Solutions, Inc. · Results, after-hours
  2. 18:16
    SBFM Sunshine Biopharma Inc. · Annual report
  3. 18:23
    FNRN First Northern Community Bancorp · Results, after-hours

19:00

  1. 19:18
    RJET Republic Airways Holdings Inc. · Announcement

21:00

  1. 21:46
    ATNI ATN International, Inc. · Results, after-hours

00:00

  1. 00:28
    FA First Advantage Corp · Merger communication

06:00

  1. 06:04
    FCBC First Community Bankshares Inc · Results, pre-market
  2. 06:04
    FCBC First Community Bankshares Inc · Investor disclosure

07:00

  1. 07:46
    CMS-PB Consumers Energy Co · Results, pre-market

08:00

  1. 08:01
    GHM Graham Corp · Results, pre-market

09:00

  1. 09:00
    ODC Oil-Dri Corp of America · Proxy statement
  2. 09:04
    BOOM DMC Global Inc. · Quarterly report
  3. 09:07
    RVSB Riverview Bancorp Inc · Quarterly report
  4. 09:55
    PROV Provident Financial Holdings Inc · Announcement

11:00

  1. 11:06
    CRDV Community Redevelopment Inc. · Bylaws or fiscal year changed
  2. 11:12
    ECIA Encision Inc · Results, market hours
  3. 11:18
    TECH Bio-Techne Corp · Announcement
  4. 11:21
    RIO Rio Tinto PLC · Stake reported
  5. 11:42
    FDBC Fidelity D & D Bancorp Inc · Results, market hours
  6. 11:55
    USLM United States Lime & Minerals Inc · Quarterly report

12:00

  1. 12:12
    SFBS ServisFirst Bancshares, Inc. · Quarterly report
  2. 12:17
    MSEX Middlesex Water Co · Quarterly report
  3. 12:53
    MYE Myers Industries Inc · Stake amended
  4. 12:57
    WABC Westamerica Bancorporation · Quarterly report

13:00

  1. 13:10
    USO United States Oil Fund, LP · Investor disclosure
  2. 13:10
    BBGI Beasley Broadcast Group Inc · Results, market hours
  3. 13:13
    UNG United States Natural Gas Fund, LP · Investor disclosure
  4. 13:18
    USL United States 12 Month Oil Fund, LP · Investor disclosure
  5. 13:23
    UGA United States Gasoline Fund, LP · Investor disclosure
  6. 13:42
    CMS-PB Consumers Energy Co · Quarterly report
  7. 13:44
    FGBI First Guaranty Bancshares, Inc. · Officers or directors (amended)
  8. 13:48
    EMYB Embassy Bancorp, Inc. · New agreement
  9. 13:51
    AXTI AXT Inc · Officers or directors
  10. 13:55
    UFI Unifi Inc · Quarterly report

14:00

  1. 14:02
    HTLD Heartland Express Inc · Stake amended
  2. 14:26
    LSTR Landstar System Inc · Quarterly report
  3. 14:47
    APT Alpha Pro Tech Ltd · Stake amended
  4. 14:52
    CMS-PB Consumers Energy Co · Investor disclosure
  5. 14:58
    SMP Standard Motor Products, Inc. · Announcement
40 of 111

Index

Forms filed

  • Foreign issuer report6-K47
  • Current report8-K47
  • Quarterly report10-Q46
  • Insider filing422
  • NSAR-B8
  • N-CSR7
  • UPLOAD6
  • NSAR-A5
  • N-Q4
  • Stake amendedSC 13D/A4
  • Amended quarterly report10-Q/A3
  • CORRESP3
  • Initial ownership32
  • Prospectus supplement424B22
  • Merger communication4252
  • 4972
  • Current report (amended)8-K/A2
  • CT ORDER2
  • EFFECT2
  • Registration statementS-12
  • Annual report10-K1
  • Amended annual report10-K/A1
  • Delisting251
  • Prospectus supplement424B51
  • Annual report to shareholdersARS1
  • Exempt offering noticeD1
  • Proxy statementDEF 14A1
  • F-801
  • Free writing prospectusFWP1
  • F-X1
  • Late filing noticeNT 10-K1
  • POS AMI1
  • PRE 14C1
  • RW1
  • Amended merger registrationS-4/A1
  • Stake reportedSC 13D1
  • Passive stake amendedSC 13G/A1
  • SC TO-T/A1
  • SUPPL1

108 companies

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