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What covered companies filed with the SEC, day by day.

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‹ Wed, Oct 21, 2009

Thursday, October 22, 2009

166 filings · 147 companiesAll checks passed · Updated Nov 4

Fri, Oct 23, 2009 ›
The dayThursday, October 22

By time of day

77 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

15 without a time on file

Results

17 announced

Pre-market1

  • 07:00SGCSuperior Group of Companies, Inc.

Market hours6

  • 10:25HUBGHub Group, Inc.
  • 12:00SGUStar Group, L.P.
  • 13:52UTMDUtah Medical Products Inc
  • 14:13UNBUnion Bankshares Inc
  • 15:06NRIMNorthrim Bancorp Inc
  • 15:35UBOHUnited Bancshares Inc

After-hours10

  • 17:37SFBSServisFirst Bancshares, Inc.
  • 16:00WHGWestwood Holdings Group Inc
  • 16:08MVISMicrovision, Inc.
  • 16:11SCKTSocket Mobile, Inc.
  • 16:38JBSSSanfilippo John B & SON Inc
  • 17:04NEUNewmarket Corp
  • 17:17UHTUniversal Health Realty Income Trust
  • 17:20FXNCFirst National Corp
  • 18:09MTRMesa Royalty Trust
  • 18:44JUVFJuniata Valley Financial Corp

Reports

13 quarterly · 3 annual
  1. Bristol Myers Squibb CoBMY · 10-Q · Sep 30 · —
    $4.79B8.9%
  2. Southwest Airlines CoLUV · 10-Q/A · Jun 30 · —
    $2.62B8.8%
  3. Leopard Energy, Inc.LEEN · 10-K · Jul 31 · 21:52
    ——
  4. First Bancorp, IncFNLC · 10-Q/A · Jun 30 · 12:00
    ——
  5. Frequency Electronics IncFEIM · 10-Q/A · Jul 31 · 12:09
    ——
  6. Aware IncAWRE · 10-Q · Sep 30 · 12:11
    ——
  7. Westwood Holdings Group IncWHG · 10-Q · Sep 30 · 16:01
    ——
  8. Esports Entertainment Group, Inc.GMBL · 10-K · Sep 30 · 16:23
    ——
  9. Bespoke Extracts, Inc.— · 10-K · Jun 30 · 17:05
    ——
  10. Valaris LtdVAL · 10-Q · Oct 21 · —
    ——

Insiders

4 filings
Purchases$18.37K3 filings
Sales$16.00K1 filing
CATOCato Corp · John R Howe, EVP - CFO$16.00KSale · 700 sh
SCDLMP Capital & Income Fund Inc. · Vanderlee Peter$9.70KPurchase · 1,000 sh
THFFFirst Financial Corp · Thomas T Dinkel, Director$4.34KPurchase · 155 sh
LEXXLexaria Bioscience Corp. · Christopher Bunka, Chairman/CEO/President$4.33KPurchase · 79,780 sh
Open insider activity

Agreements

8 filings
  1. 17:11ZIVO Zivo Bioscience, Inc. · New agreement
  2. 16:47SWKHL SWK Holdings Corp · New agreement
  3. 16:45STRS Stratus Properties Inc · New debt · New agreement
  4. 16:19EML Eastern Co · New agreement · Officers or directors
  5. 12:17LUVU Luvu Brands, Inc. · Change in control · Auditor change · Acquisition or sale completed · Bylaws or fiscal year changed · New agreement
  6. 09:36CBAT CBAK Energy Technology Ltd · New agreement
  7. 21:58FKWL Franklin Wireless Corp · Acquisition or sale completed · Unregistered shares sold · New agreement
  8. 19:16CRVO CervoMed Inc. · New agreement

Officers and directors

4 filings
  1. 21:05LRDC Laredo Oil, Inc. · Change in control · Bylaws or fiscal year changed · Officers or directors
  2. 21:03PRPH ProPhase Labs, Inc. · Officers or directors
  3. 18:44JUVF Juniata Valley Financial Corp · Officers or directors · Results, after-hours
  4. 16:19EML Eastern Co · New agreement · Officers or directors

Filings

77 listed

17:00

  1. 17:37
    SFBS ServisFirst Bancshares, Inc. · Results, after-hours
  2. 17:38
    CQP Cheniere Energy Partners, L.P. · Announcement

19:00

  1. 19:16
    CRVO CervoMed Inc. · New agreement

21:00

  1. 21:20
    LOGI Logitech International S.A. · Current report
  2. 21:52
    LEEN Leopard Energy, Inc. · Annual report
  3. 21:58
    FKWL Franklin Wireless Corp · Acquisition or sale completed · Unregistered shares sold · New agreement

07:00

  1. 07:00
    SGC Superior Group of Companies, Inc. · Results, pre-market

09:00

  1. 09:36
    CBAT CBAK Energy Technology Ltd · New agreement

10:00

  1. 10:25
    HUBG Hub Group, Inc. · Results, market hours

12:00

  1. 12:00
    FNLC First Bancorp, Inc · Amended quarterly report
  2. 12:00
    SGU Star Group, L.P. · Results, market hours
  3. 12:09
    FEIM Frequency Electronics Inc · Amended quarterly report
  4. 12:11
    AWRE Aware Inc · Quarterly report
  5. 12:17
    LUVU Luvu Brands, Inc. · Change in control · Auditor change · Acquisition or sale completed · Bylaws or fiscal year changed · New agreement
  6. 12:51
    LITS Lite Strategy, Inc. · Proxy statement

13:00

  1. 13:12
    RVSB Riverview Bancorp Inc · Announcement
  2. 13:52
    UTMD Utah Medical Products Inc · Results, market hours
  3. 13:53
    IAF Abrdn Australia Equity Fund, Inc. · Stake amended

14:00

  1. 14:05
    RVSB Riverview Bancorp Inc · Registration statement
  2. 14:13
    UNB Union Bankshares Inc · Results, market hours
  3. 14:30
    JMM Nuveen Multi-Market Income Fund · Proxy statement

15:00

  1. 15:06
    NRIM Northrim Bancorp Inc · Results, market hours
  2. 15:22
    NAZ Nuveen Arizona Quality Municipal Income Fund · Proxy statement
  3. 15:22
    NAC Nuveen California Quality Municipal Income Fund · Proxy statement
  4. 15:25
    ERH Allspring Utilities & High Income Fund · Proxy statement
  5. 15:28
    NCA Nuveen California Municipal Value Fund · Proxy statement
  6. 15:35
    UBOH United Bancshares Inc · Results, market hours
  7. 15:38
    WFCF Where Food Comes From, Inc. · Proxy statement

16:00

  1. 16:00
    WHG Westwood Holdings Group Inc · Results, after-hours
  2. 16:01
    WHG Westwood Holdings Group Inc · Quarterly report
  3. 16:01
    PNNT Pennantpark Investment Corp · Investor disclosure
  4. 16:05
    MXE Mexico Equity & Income Fund Inc · Proxy statement
  5. 16:08
    MVIS Microvision, Inc. · Results, after-hours
  6. 16:11
    SCKT Socket Mobile, Inc. · Results, after-hours
  7. 16:15
    NKX Nuveen California Amt-Free Quality Municipal Income Fund · Proxy statement
  8. 16:19
    EML Eastern Co · New agreement · Officers or directors
  9. 16:23
    GMBL Esports Entertainment Group, Inc. · Annual report
  10. 16:23
    BOSC BOS Better Online Solutions Ltd · Amended annual report
  11. 16:31
    NPV Nuveen Virginia Quality Municipal Income Fund · Proxy statement
  12. 16:33
    NMT Nuveen Massachusetts Quality Municipal Income Fund · Proxy statement
40 of 77

Index

Forms filed

  • Current report8-K43
  • Foreign issuer report6-K23
  • 40-17G21
  • Insider filing419
  • Proxy statementDEF 14A12
  • Quarterly report10-Q10
  • UPLOAD9
  • CORRESP4
  • Annual report10-K3
  • Amended quarterly report10-Q/A3
  • Annual report to shareholdersARS2
  • EFFECT2
  • N-Q2
  • Stake reportedSC 13D2
  • Amended annual report20-F/A1
  • Prospectus supplement424B31
  • Merger communication4251
  • Exempt offering noticeD1
  • Exempt offering notice, amendedD/A1
  • N-2/A1
  • POS EX1
  • Registration statementS-11
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1
  • SC TO-I/A1

78 companies

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