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What covered companies filed with the SEC, day by day.

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‹ Sat, Oct 10, 2009

Tuesday, October 13, 2009

200 filings · 164 companiesAll checks passed · Updated Nov 4

Wed, Oct 14, 2009 ›
The dayTuesday, October 13
Delisting noticesAURX10:11

By time of day

65 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

13 without a time on file

Results

3 announced

Pre-market1

  • 07:16BSETBassett Furniture Industries Inc

Market hours1

  • 10:28ARTWArts WAY Manufacturing Co Inc

After-hours1

  • 19:00ENBPENB Financial Corp

Reports

4 quarterly · 14 annual
  1. YUM Brands IncYUM · 10-Q · Sep 5 · —
    $2.78B2.3%
  2. Quartz Mountain Resources LtdQZMRF · 20-F · Jul 31 · 23:35
    ——
  3. Integrated Biopharma IncINBP · 10-K · Jun 30 · 14:20
    ——
  4. Sono TEK CorpSOTK · 10-Q · Aug 31 · 14:32
    ——
  5. GeoVax Labs, Inc.GOVX · 10-K/A · Dec 31 · 15:13
    ——
  6. Pure Bioscience, Inc.PURE · 10-K · Jul 31 · 16:34
    ——
  7. Golden Star Resource Corp.GLNS · 10-K · Jun 30 · 16:41
    ——
  8. Marygold Companies, Inc.MGLD · 10-K · Jun 30 · 16:49
    ——
  9. Intergroup CorpINTG · 10-K · Jun 30 · 17:16
    ——
  10. Napco Security Technologies, IncNSSC · 10-K · Jun 30 · 17:19
    ——

Insiders

16 filings
Purchases$76.41K2 filings
Sales$1.47M14 filings
KOPNKopin Corp · Daily S Hill, Senior Vice President$318.40KSale · 63,319 sh
ARMPArmata Pharmaceuticals, Inc. · Marxe Austin W & Greenhouse David M, 10% owner$227.40KSale · 875,000 sh
REXREX American Resources Corp · Edward M Kress, Secretary$207.60KSale · 17,300 sh
KOPNKopin Corp · BOR YEU Tsaur, Executive Vice President$150.86KSale · 30,000 sh
CATOCato Corp · Michael Timothy Greer, EVP-DIR OF STORES$129.53KSale · 6,000 sh
STRLSterling Infrastructure, Inc. · Joseph P Harper SR, President & COO$94.85KSale · 5,000 sh
Open insider activity

Filings

65 listed

17:00

  1. 17:36

19:00

  1. 19:41

20:00

  1. 20:05
  2. 20:34

23:00

  1. 23:35

06:00

  1. 06:10

07:00

  1. 07:16

08:00

  1. 08:38
  2. 08:48

09:00

  1. 09:51

10:00

  1. 10:11
  2. 10:12
  3. 10:28

11:00

  1. 11:18
  2. 11:40

12:00

  1. 12:25

13:00

  1. 13:02

14:00

  1. 14:00
  2. 14:20
  3. 14:25
  4. 14:32
  5. 14:38

15:00

  1. 15:13
  2. 15:29
  3. 15:34

16:00

  1. 16:34
  2. 16:40
  3. 16:40
  4. 16:41
  5. 16:49
  6. 16:50

17:00

  1. 17:00
  2. 17:02
  3. 17:16
  4. 17:18
  5. 17:19
  6. 17:19
  7. 17:20
  8. 17:29

18:00

  1. 18:04
40 of 65

Index

Forms filed

  • Insider filing441
  • Current report8-K38
  • Foreign issuer report6-K26
  • 40-17G15
  • Annual report10-K12
  • CORRESP9
  • Passive stake amendedSC 13G/A8
  • UPLOAD6
  • Exempt offering noticeD5
  • Quarterly report10-Q4
  • Passive stake reportedSC 13G4
  • Initial ownership33
  • Prospectus supplement424B22
  • Current report (amended)8-K/A2
  • Exempt offering notice, amendedD/A2
  • Proxy statementDEF 14A2
  • Amended registration statementS-1/A2
  • Stake amendedSC 13D/A2
  • 10-12G/A1
  • Amended annual report10-K/A1
  • 13F-NT1
  • Notice of intent to sell1441
  • 15-12G1
  • Annual report20-F1
  • 40-APP/A1
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • Merger communication4251
  • Insider filing, amended4/A1
  • Annual report to shareholdersARS1
  • Information statementDEF 14C1
  • EFFECT1
  • F-61
  • N-23C-2/A1
  • Employee plan registrationS-81

68 companies

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