Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 21
  2. 22
  3. 23
  4. 24
  5. 25
  6. 28
  7. 29
  8. 30
  9. 1
  10. 2
‹ Thu, Oct 1, 2009

Friday, October 2, 2009

178 filings · 115 companiesAll checks passed · Updated Nov 4

Mon, Oct 5, 2009 ›
The dayFriday, October 2

By time of day

46 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

8 without a time on file

Reports

0 quarterly · 1 annual
  1. Trio-Tech InternationalTRT · 10-K · Jun 30 · 17:23
    ——

Insiders

21 filings
Purchases$483.60K9 filings
Sales$1.63M12 filings
MDPediatrix Medical Group, Inc. · Frederick V MD Miller, President, Pediatrix Division$762.40KSale · 14,007 sh
AMSCAmerican Superconductor Corp · Gregory J Yurek, Chairman, President and CEO$481.16KSale · 15,000 sh
SFDSmithfield Foods Inc · Richard J M Poulson, Executive Vice President$188.70KPurchase · 15,000 sh
LINCLincoln Educational Services Corp · David F Carney, Executive Chairman$171.53KSale · 7,500 sh
BGYBlackRock Enhanced International Dividend Trust · James T Flynn, Director$106.30KPurchase · 9,000 sh
FLNAFilana Therapeutics, Inc. · Remi Barbier, Chief Executive Officer$102.03KSale · 20,000 sh
Open insider activity

Agreements

6 filings
  1. 19:56SENEA Seneca Foods Corp · New agreement
  2. 16:59SMTI Sanara MedTech Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement
  3. 16:45ABVC Abvc Biopharma, Inc. · Unregistered shares sold · New agreement · Officers or directors
  4. 16:32GAIN Gladstone Investment Corporation · New debt
  5. 06:00HAFC Hanmi Financial Corp · Unregistered shares sold · New agreement · Officers or directors
  6. 21:49CLDX Celldex Therapeutics, Inc. · Acquisition or sale completed · New agreement · Officers or directors

Officers and directors

10 filings
  1. 20:43AIMD Ainos, Inc. · Officers or directors
  2. 20:11CBIH Cannabis Bioscience International Holdings, Inc. · Officers or directors
  3. 16:57FGBI First Guaranty Bancshares, Inc. · Officers or directors
  4. 16:45ABVC Abvc Biopharma, Inc. · Unregistered shares sold · New agreement · Officers or directors
  5. 14:33PED Pedevco Corp · Officers or directors
  6. 13:38RVP Retractable Technologies Inc · Officers or directors
  7. 10:08HURC Hurco Companies Inc · Officers or directors
  8. 10:01CATX Perspective Therapeutics, Inc. · Officers or directors

Filings

46 listed

18:00

  1. 18:01
    REED Reed's, Inc. · Announcement
  2. 18:10
    ZIVO Zivo Bioscience, Inc. · Unregistered shares sold

20:00

  1. 20:28
    ADUS Addus HomeCare Corp · Amended registration statement

21:00

  1. 21:49
    CLDX Celldex Therapeutics, Inc. · Acquisition or sale completed · New agreement · Officers or directors

06:00

  1. 06:00
    HAFC Hanmi Financial Corp · Unregistered shares sold · New agreement · Officers or directors

08:00

  1. 08:21
    WTBA West Bancorporation Inc · Announcement

09:00

  1. 09:16
    BOOM DMC Global Inc. · Announcement

10:00

  1. 10:01
    CATX Perspective Therapeutics, Inc. · Officers or directors
  2. 10:08
    HURC Hurco Companies Inc · Officers or directors
  3. 10:40
    WHG Westwood Holdings Group Inc · Investor disclosure

13:00

  1. 13:26
    MSEX Middlesex Water Co · Auditor change
  2. 13:38
    RVP Retractable Technologies Inc · Officers or directors
  3. 13:47
    BGS B&G Foods, Inc. · Debt acceleration
  4. 13:52
    GBCI Glacier Bancorp, Inc. · Announcement

14:00

  1. 14:18
    TULP Bloomia Holdings, Inc. · Announcement
  2. 14:33
    PED Pedevco Corp · Officers or directors
  3. 14:45
    SNGX Soligenix, Inc. · Stake amended
  4. 14:47
    SNGX Soligenix, Inc. · Stake amended
  5. 14:48
    SNGX Soligenix, Inc. · Stake amended
  6. 14:49
    SNGX Soligenix, Inc. · Stake amended
  7. 14:51
    SNGX Soligenix, Inc. · Stake amended
  8. 14:52
    SNGX Soligenix, Inc. · Stake amended

15:00

  1. 15:14
    OMEX Odyssey Marine Exploration Inc · Unregistered shares sold
  2. 15:34
    QNBC QNB Corp. · Auditor change
  3. 15:48
    OMER Omeros Corp · Amended registration statement
  4. 15:48
    ISCO International Stem Cell CORP · Stake amended

16:00

  1. 16:06
    TWN Taiwan Fund Inc · Investor disclosure
  2. 16:14
    SRCO Sparta Commercial Services, Inc. · Registration statement
  3. 16:32
    GAIN Gladstone Investment Corporation · New debt
  4. 16:45
    ABVC Abvc Biopharma, Inc. · Unregistered shares sold · New agreement · Officers or directors
  5. 16:57
    FGBI First Guaranty Bancshares, Inc. · Officers or directors
  6. 16:59
    SMTI Sanara MedTech Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement

17:00

  1. 17:23
    TRT Trio-Tech International · Annual report
  2. 17:47
    JUVF Juniata Valley Financial Corp · Auditor change

18:00

  1. 18:57
    NEPH Nephros Inc · Registration statement

19:00

  1. 19:56
    SENEA Seneca Foods Corp · New agreement

20:00

  1. 20:11
    CBIH Cannabis Bioscience International Holdings, Inc. · Officers or directors
  2. 20:43
    AIMD Ainos, Inc. · Officers or directors

—

  1. —
    — Arvana Inc · Current report
  2. —
    VYST Vystar Corp · Current report
40 of 46

Index

Forms filed

  • Insider filing475
  • Current report8-K32
  • Foreign issuer report6-K17
  • CORRESP10
  • Stake amendedSC 13D/A8
  • Initial ownership36
  • Exempt offering noticeD3
  • N-23C-23
  • Registration statementS-13
  • Passive stake reportedSC 13G3
  • Prospectus supplement424B32
  • Amended registration statementS-1/A2
  • 10-12G/A1
  • Annual report10-K1
  • Prospectus supplement424B21
  • Annual report to shareholdersARS1
  • CT ORDER1
  • Information statementDEF 14C1
  • Free writing prospectusFWP1
  • N-23C3A1
  • N-2/A1
  • POS AM1
  • Preliminary proxy statementPRE 14A1
  • PRE 14C1
  • Passive stake amendedSC 13G/A1
  • UPLOAD1

49 companies

A

B

C

D

E

F

G

H

I

J

K

L

M

N

O

P

Q

R

S

T

V

W

Z