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What covered companies filed with the SEC, day by day.

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‹ Wed, Sep 30, 2009

Thursday, October 1, 2009

135 filings · 97 companiesAll checks passed · Updated Nov 4

Fri, Oct 2, 2009 ›
The dayThursday, October 1
Delisting noticesARMP17:24

By time of day

34 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

8 without a time on file

Results

1 announced

After-hours1

  • 16:03RGPResources Connection, Inc.

Reports

2 quarterly · 2 annual
  1. Bunker Hill Mining Corp.BHLL · 10-K · Jun 30 · 12:45
    ——
  2. Adobe Inc.ADBE · 10-Q · Sep 25 · —
    ——
  3. Optex Systems Holdings IncOPXS · 10-K/A · Dec 31 · —
    ——
  4. Carnival Corp Ltd.CCL · 10-Q · Sep 28 · —
    ——

Insiders

20 filings
Purchases$653.77K5 filings
Sales$1.26M15 filings
HIWHighwoods Properties, Inc. · Michael e Harris, Executive Vice President & COO$715.25KSale · 22,549 sh
ARIApollo Commercial Real Estate Finance, Inc. · Joseph F Azrack, President, CEO$500.00KPurchase · 25,000 sh
USLMUnited States Lime & Minerals Inc · Beall Robert S, 10% owner$181.09KSale · 4,901 sh
ARIApollo Commercial Real Estate Finance, Inc. · Stuart Rothstein, CFO, Treasurer and Secretary$100.00KPurchase · 5,000 sh
STRLSterling Infrastructure, Inc. · Joseph P Harper SR, President & COO$54.00KSale · 3,000 sh
ACRGAmerican Clean Resources Group, Inc. · Robert Lazzeri, Trustee Lazzeri Family Trust, Director$49.42KSale · 260,511 sh
Open insider activity

Agreements

9 filings
  1. 21:11TRAK ReposiTrak, Inc. · New debt
  2. 21:03BNBX BNB Plus Corp. · New debt · Unregistered shares sold · New agreement
  3. 21:02GTY Getty Realty Corp · Acquisition or sale completed · New debt · New agreement
  4. 18:44QUIK Quicklogic Corp · New agreement
  5. 17:24ARMP Armata Pharmaceuticals, Inc. · Delisting notice · New agreement
  6. 17:22MDCE Medical Care Technologies Inc. · Agreement ended
  7. 16:08ASTI Ascent Solar Technologies, Inc. · New agreement
  8. 13:21POR Portland General Electric Co · New debt

Officers and directors

3 filings
  1. 17:06RSCF Reflect Scientific, Inc. · Officers or directors
  2. 15:48NNUP Nocopi Technologies Inc · Officers or directors
  3. 11:17ASTC Astrotech Corp · Officers or directors

Filings

34 listed

18:00

  1. 18:31
    CHEV Charging Robotics Inc. · Amended registration statement

19:00

  1. 19:46
    SNGX Soligenix, Inc. · Bylaws or fiscal year changed

07:00

  1. 07:24
    MMEX MMEX Resources Corp · Investor disclosure

10:00

  1. 10:48
    CPHI China Pharma Holdings, Inc. · Announcement

11:00

  1. 11:17
    ASTC Astrotech Corp · Officers or directors
  2. 11:34
    OPTT Ocean Power Technologies, Inc. · New agreement

12:00

  1. 12:07
    BVFL BV Financial, Inc. · Proxy statement
  2. 12:45
    BHLL Bunker Hill Mining Corp. · Annual report

13:00

  1. 13:21
    POR Portland General Electric Co · New debt

14:00

  1. 14:28
    SMBK Smartfinancial Inc. · Announcement

15:00

  1. 15:31
    INTT Intest Corp · Restructuring costs
  2. 15:44
    PMCB PharmaCyte Biotech, Inc. · Unregistered shares sold
  3. 15:48
    NNUP Nocopi Technologies Inc · Officers or directors

16:00

  1. 16:03
    RGP Resources Connection, Inc. · Results, after-hours
  2. 16:08
    ASTI Ascent Solar Technologies, Inc. · New agreement
  3. 16:09
    NPK National Presto Industries Inc · Announcement
  4. 16:44
    WULF Terawulf Inc. · Impairment

17:00

  1. 17:00
    JKHY Jack Henry & Associates Inc · Proxy statement
  2. 17:06
    RSCF Reflect Scientific, Inc. · Officers or directors
  3. 17:22
    MDCE Medical Care Technologies Inc. · Agreement ended
  4. 17:24
    ARMP Armata Pharmaceuticals, Inc. · Delisting notice · New agreement

18:00

  1. 18:44
    QUIK Quicklogic Corp · New agreement

20:00

  1. 20:24
    SKAS Saker Aviation Services, Inc. · Debt acceleration · Bylaws or fiscal year changed

21:00

  1. 21:02
    GTY Getty Realty Corp · Acquisition or sale completed · New debt · New agreement
  2. 21:03
    BNBX BNB Plus Corp. · New debt · Unregistered shares sold · New agreement
  3. 21:11
    TRAK ReposiTrak, Inc. · New debt

—

  1. —
    ADBE Adobe Inc. · Quarterly report, Q3 2009
  2. —
    EFOI Energy Focus, Inc · Amended registration statement
  3. —
    AIFC AI Financial Corp · Current report
  4. —
    CBMJ Conservative Broadcast Media & Publishing, Inc. · Amended registration statement
  5. —
    OPXS Optex Systems Holdings Inc · Amended annual report
  6. —
    CCL Carnival Corp Ltd. · Quarterly report, Q3 2009
  7. —
    MFIN Medallion Financial Corp · Current report
  8. —
    — Sotherly Hotels Inc. · Current report
34 of 34

Index

Forms filed

  • Insider filing443
  • Current report8-K25
  • Foreign issuer report6-K20
  • Annual ownership56
  • UPLOAD6
  • CORRESP5
  • Initial ownership33
  • Annual report to shareholdersARS3
  • Amended registration statementS-1/A3
  • Quarterly report10-Q2
  • Proxy statementDEF 14A2
  • EFFECT2
  • Passive stake reportedSC 13G2
  • Annual report10-K1
  • Amended annual report10-K/A1
  • Prospectus supplement424B31
  • Prospectus424B41
  • Prospectus supplement424B51
  • Insider filing, amended4/A1
  • F-91
  • Free writing prospectusFWP1
  • F-X1
  • N-23C-21
  • N-54C1
  • Shelf registrationS-31
  • Employee plan registrationS-81

39 companies

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