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What covered companies filed with the SEC, day by day.

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‹ Tue, Oct 13, 2009

Wednesday, October 14, 2009

125 filings · 102 companiesAll checks passed · Updated Nov 4

Thu, Oct 15, 2009 ›
The dayWednesday, October 14

By time of day

35 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

3 announced

Pre-market1

  • 09:05FITYFifty 1 Labs, Inc.

Market hours1

  • 10:15HCSGHealthcare Services Group Inc

After-hours1

  • 16:26SHOSunstone Hotel Investors, Inc.

Reports

6 quarterly · 2 annual
  1. Portsmouth Square IncPRSI · 10-K · Jun 30 · 09:40
    ——
  2. Patriot Gold CorpPGOL · 10-Q · Aug 31 · 09:50
    ——
  3. Aeternum Health, Inc.AETN · 10-Q · Aug 31 · 10:45
    ——
  4. Taylor Devices, Inc.TAYD · 10-Q · Aug 31 · 13:15
    ——
  5. Intergroup CorpINTG · 10-K/A · Jun 30 · 17:11
    ——
  6. Transglobal Management Group, Inc.TMGI · 10-Q · Aug 31 · 18:10
    ——
  7. BAB, Inc.BABB · 10-Q · Aug 31 · 21:01
    ——
  8. Regenerex Pharma, Inc.— · 10-Q · Aug 31 · —
    ——

Insiders

15 filings
Purchases$397.94K10 filings
Sales$497.14K5 filings
SWZTotal Return Securities Fund · Hottinger Bank Trust Ltd$180.54KPurchase · 15,000 sh
APAmpco Pittsburgh Corp · Terrence W Kenny, President,Air&Liq. Proc. Group$178.66KSale · 6,000 sh
LINCLincoln Educational Services Corp · David F Carney, Executive Chairman$176.69KSale · 7,500 sh
BWENBroadwind, Inc. · John Cameron Drecoll, Chief Executive Officer$125.06KSale · 17,000 sh
—Bio-Path Holdings, Inc. · Thomas E Garrison, Director$100.00KPurchase · 400,000 sh
CRWSCrown Crafts Inc · Wynnefield Partners Small CAP Value LP, 10% owner$46.15KPurchase · 17,100 sh
Open insider activity

Agreements

3 filings
  1. 20:53DSS DSS, Inc. · New agreement
  2. 17:27VNDA Vanda Pharmaceuticals Inc. · New agreement
  3. 08:50MMEX MMEX Resources Corp · New agreement

Officers and directors

1 filing
  1. 16:48SAR Saratoga Investment Corp. · Officers or directors

Filings

35 listed

19:00

  1. 19:11
    NAK Northern Dynasty Minerals Ltd · Amended annual report

20:00

  1. 20:39
    CSIQ Canadian Solar Inc. · Amended annual report

06:00

  1. 06:07
    ADUS Addus HomeCare Corp · Amended registration statement

08:00

  1. 08:50
    MMEX MMEX Resources Corp · New agreement

09:00

  1. 09:05
    FITY Fifty 1 Labs, Inc. · Results, pre-market
  2. 09:40
    PRSI Portsmouth Square Inc · Annual report
  3. 09:50
    PGOL Patriot Gold Corp · Quarterly report

10:00

  1. 10:15
    HCSG Healthcare Services Group Inc · Results, market hours
  2. 10:45
    AETN Aeternum Health, Inc. · Quarterly report

11:00

  1. 11:12
    JBSS Sanfilippo John B & SON Inc · Announcement
  2. 11:59
    RES RPC Inc · Announcement

13:00

  1. 13:15
    TAYD Taylor Devices, Inc. · Quarterly report

14:00

  1. 14:08
    EP Empire Petroleum Corp · Stake reported
  2. 14:11
    EP Empire Petroleum Corp · Stake amended

16:00

  1. 16:26
    SHO Sunstone Hotel Investors, Inc. · Results, after-hours
  2. 16:30
    DLHC DLH Holdings Corp. · Announcement
  3. 16:33
    EGAN Egain Corp · Proxy statement
  4. 16:45
    BBLG Bone Biologics Corp · Auditor change
  5. 16:48
    SAR Saratoga Investment Corp. · Officers or directors

17:00

  1. 17:07
    INTI Inhibitor Therapeutics, Inc. · Announcement
  2. 17:09
    PAAS PAN American Silver Corp · Merger communication
  3. 17:11
    INTG Intergroup Corp · Amended annual report
  4. 17:12
    PAAS PAN American Silver Corp · Merger communication
  5. 17:27
    VNDA Vanda Pharmaceuticals Inc. · New agreement

18:00

  1. 18:10
    TMGI Transglobal Management Group, Inc. · Quarterly report

20:00

  1. 20:53
    DSS DSS, Inc. · New agreement

21:00

  1. 21:01
    BABB BAB, Inc. · Quarterly report
  2. 21:19
    AUMN Golden Minerals Co · Announcement
  3. 21:31
    AUMN Golden Minerals Co · Registration statement

—

  1. —
    XPL Solitario Resources Corp. · Current report
  2. —
    STLY HG Holdings, Inc. · Current report
  3. —
    — Regenerex Pharma, Inc. · Quarterly report
  4. —
    — Inotiv, Inc. · Current report
  5. —
    IHRT iHeartMedia, Inc. · Current report
  6. —
    IWSH Wright Investors Service Holdings, Inc. · Current report
35 of 35

Index

Forms filed

  • Insider filing426
  • Foreign issuer report6-K26
  • Current report8-K18
  • CORRESP7
  • Quarterly report10-Q6
  • Annual ownership53
  • Exempt offering noticeD3
  • Merger communication4252
  • N-2/A2
  • N-30B-22
  • N-Q2
  • Passive stake amendedSC 13G/A2
  • UPLOAD2
  • Asset-backed distribution report10-D1
  • Annual report10-K1
  • Amended annual report10-K/A1
  • Institutional holdings13F-HR1
  • Amended annual report20-F/A1
  • Initial ownership31
  • Initial ownership, amended3/A1
  • 40-17F21
  • 40-APP/A1
  • Amended annual report40-F/A1
  • Prospectus supplement424B51
  • 4971
  • Exempt offering notice, amendedD/A1
  • Proxy statementDEF 14A1
  • Information statementDEF 14C1
  • EFFECT1
  • Preliminary proxy statementPRE 14A1
  • Registration statementS-11
  • Amended registration statementS-1/A1
  • Amended shelf registrationS-3/A1
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1
  • SC TO-I/A1

40 companies

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