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What covered companies filed with the SEC, day by day.

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‹ Mon, Oct 5, 2009

Tuesday, October 6, 2009

115 filings · 98 companiesAll checks passed · Updated Nov 4

Wed, Oct 7, 2009 ›
The dayTuesday, October 6
Delisting noticesRJET21:24

By time of day

43 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

1 announced

Market hours1

  • 12:42TRTTrio-Tech International

Reports

1 quarterly · 1 annual
  1. Clearone IncCLRO · 10-K/A · Jun 30 · 23:59
    ——
  2. Laredo Oil, Inc.LRDC · 10-Q · Aug 31 · 14:48
    ——

Insiders

4 filings
Purchases$85.68K2 filings
Sales$279.53K2 filings
CRMTAmericas Carmart Inc · Tilman J Falgout III, Chairman of the Board$227.70KSale · 10,000 sh
EPEmpire Petroleum Corp · Montague H Hackett Jr, Director$75.00KPurchase · 1,071,429 sh
NRCNRC Health · Paul C Schorr III, Director$51.83KSale · 2,178 sh
ACFNAcorn Energy, Inc. · Joe B. Cogdell Jr., VP, General Counsel, Secretary$10.68KPurchase · 2,000 sh
Open insider activity

Agreements

9 filings
  1. 17:19EACO Eaco Corp · Agreement ended · Acquisition or sale completed
  2. 17:19SCKT Socket Mobile, Inc. · New agreement
  3. 17:06— Graybar Electric Co Inc · New agreement
  4. 17:00WTBA West Bancorporation Inc · Impairment · New agreement
  5. 16:56FTLF Fitlife Brands, Inc. · New agreement
  6. 16:07HDSN Hudson Technologies Inc · New debt · New agreement
  7. 14:00REX REX American Resources Corp · Agreement ended · Officers or directors
  8. 12:41PLUR Pluri Inc. · New agreement

Officers and directors

6 filings
  1. 17:21CNVS Cineverse Corp. · Shareholder rights changed · Bylaws or fiscal year changed · Officers or directors
  2. 16:15INO Inovio Pharmaceuticals, Inc. · Officers or directors
  3. 16:09SFD Smithfield Foods Inc · Officers or directors
  4. 15:28TWIN Twin Disc Inc · Officers or directors
  5. 14:00REX REX American Resources Corp · Agreement ended · Officers or directors
  6. 13:34AASP Agassi Sports Entertainment Corp. · Officers or directors

Filings

43 listed

20:00

  1. 20:24
    KFFB Kentucky First Federal Bancorp · Proxy statement

21:00

  1. 21:24
    RJET Republic Airways Holdings Inc. · Delisting notice

23:00

  1. 23:10
    BCDA BioCardia, Inc. · Acquisition or sale completed · New agreement
  2. 23:59
    CLRO Clearone Inc · Amended annual report

07:00

  1. 07:40
    HROW Harrow, Inc. · Announcement

09:00

  1. 09:15
    EMYB Embassy Bancorp, Inc. · Auditor change
  2. 09:42
    WHG Westwood Holdings Group Inc · Investor disclosure

10:00

  1. 10:01
    DSGR Distribution Solutions Group, Inc. · Investor disclosure

12:00

  1. 12:41
    PLUR Pluri Inc. · New agreement
  2. 12:42
    TRT Trio-Tech International · Results, market hours

13:00

  1. 13:27
    ESP Espey MFG & Electronics Corp · Auditor change
  2. 13:34
    AASP Agassi Sports Entertainment Corp. · Officers or directors

14:00

  1. 14:00
    REX REX American Resources Corp · Agreement ended · Officers or directors
  2. 14:30
    CRWE Crown Equity Holdings, Inc. · Change in control
  3. 14:31
    BMNM Bimini Capital Management, Inc. · Stake reported
  4. 14:48
    LRDC Laredo Oil, Inc. · Quarterly report
  5. 14:50
    THO Thor Industries Inc · Announcement

15:00

  1. 15:02
    KFFB Kentucky First Federal Bancorp · Auditor change (amended)
  2. 15:28
    TWIN Twin Disc Inc · Officers or directors
  3. 15:41
    TLSS Transportation & Logistics Systems, Inc. · Amended registration statement

16:00

  1. 16:07
    HDSN Hudson Technologies Inc · New debt · New agreement
  2. 16:09
    SFD Smithfield Foods Inc · Officers or directors
  3. 16:13
    NPHC Nutra Pharma Corp · Unregistered shares sold
  4. 16:15
    INO Inovio Pharmaceuticals, Inc. · Officers or directors
  5. 16:56
    FTLF Fitlife Brands, Inc. · New agreement

17:00

  1. 17:00
    WTBA West Bancorporation Inc · Impairment · New agreement
  2. 17:01
    GCBC Greene County Bancorp Inc · Auditor change
  3. 17:02
    SEII Sharing Economy International Inc. · Investor disclosure
  4. 17:06
    — Graybar Electric Co Inc · New agreement
  5. 17:08
    ASTC Astrotech Corp · Stake amended
  6. 17:19
    SCKT Socket Mobile, Inc. · New agreement
  7. 17:19
    EACO Eaco Corp · Agreement ended · Acquisition or sale completed
  8. 17:21
    CNVS Cineverse Corp. · Shareholder rights changed · Bylaws or fiscal year changed · Officers or directors

19:00

  1. 19:54
    HNRG Hallador Energy Co · Announcement

20:00

  1. 20:04
    TOMZ TOMI Environmental Solutions, Inc. · Registration statement
  2. 20:32
    ACHV Achieve Life Sciences, Inc. · Investor disclosure
  3. 20:54
    HNRG Hallador Energy Co · Stake amended

—

  1. —
    CYRX Cryoport, Inc. · Registration statement
  2. —
    ONEI OneMeta Inc. · Current report
  3. —
    OPXS Optex Systems Holdings Inc · Current report
40 of 43

Index

Forms filed

  • Current report8-K31
  • Foreign issuer report6-K18
  • Insider filing411
  • 40-17G7
  • CORRESP4
  • Exempt offering noticeD4
  • UPLOAD4
  • Prospectus supplement424B52
  • Current report (amended)8-K/A2
  • CERTNYS2
  • EFFECT2
  • Registration statementS-12
  • Stake reportedSC 13D2
  • Stake amendedSC 13D/A2
  • SC TO-I/A2
  • Amended annual report10-K/A1
  • Quarterly report10-Q1
  • Initial ownership31
  • Prospectus supplement424B31
  • Prospectus424B41
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • 8-A12B/A1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • F-41
  • F-4/A1
  • F-61
  • N-23C-21
  • Preliminary proxy statementPRE 14A1
  • PRE 14C1
  • Amended registration statementS-1/A1
  • S-1MEF1
  • Passive stake reportedSC 13G1
  • SC 14F11

45 companies

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