Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 7
  2. 8
  3. 9
  4. 10
  5. 13
  6. 14
  7. 15
  8. 16
  9. 19
  10. 20
‹ Mon, Oct 19, 2009

Tuesday, October 20, 2009

146 filings · 109 companiesAll checks passed · Updated Nov 4

Wed, Oct 21, 2009 ›
The dayTuesday, October 20

By time of day

41 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

10 without a time on file

Results

10 announced

Pre-market1

  • 08:56MBWMMercantile Bank Corp

Market hours4

  • 10:20FCFSFirstCash Holdings, Inc.
  • 10:34SFSTSouthern First Bancshares Inc
  • 11:57HGTXUHugoton Royalty Trust
  • 11:57CRTCross Timbers Royalty Trust

After-hours5

  • 16:06AWREAware Inc
  • 16:42PFBXPeoples Financial Corp
  • 16:48CSBBCSB Bancorp, Inc.
  • 17:12MSBMesabi Trust
  • 20:09HTLDHeartland Express Inc

Reports

7 quarterly · 1 annual
  1. CSX CorpCSX · 10-Q · Sep 25 · —
    $2.29B22.7%
  2. Aura Systems IncAUSI · 10-Q · Aug 31 · 21:31
    ——
  3. Aytu Biopharma, IncAYTU · 10-K · Aug 31 · 16:21
    ——
  4. Greystone Logistics, Inc.GLGI · 10-Q · Aug 31 · 16:59
    ——
  5. Vnue, Inc.RDCT · 10-Q · Aug 31 · 17:18
    ——
  6. Cannabis Bioscience International Holdings, Inc.CBIH · 10-Q · Aug 31 · 20:35
    ——
  7. High Wire Networks, Inc.— · 10-Q · Aug 31 · 20:44
    ——
  8. Lingerie Fighting Championships, Inc.BOTY · 10-Q · Aug 31 · —
    ——

Insiders

8 filings
Purchases$12.61K3 filings
Sales$837.14K5 filings
ACFNAcorn Energy, Inc. · George Morgenstern, Director$712.32KSale · 100,000 sh
IVDAIveda Solutions, Inc. · Ian Quinn, President$100.00KSale · 2,500,000 sh
VLGEAVillage Super Market Inc · Nicholas James Sumas, V.P.$14.98KSale · 500 sh
PDEXPro DEX Inc · Coss Ronald G, 10% owner$9.80KSale · 17,185 sh
FUNDSprott Focus Trust Inc. · John D Diederich, Vice President & Treasurer$6.12KPurchase · 1,000 sh
GRFEagle Capital Growth Fund, Inc. · David C Sims, CFO and COO$5.00KPurchase · 900 sh
Open insider activity

Agreements

5 filings
  1. 19:29CBIH Cannabis Bioscience International Holdings, Inc. · Shareholder rights changed · Unregistered shares sold · New agreement
  2. 15:36LUVU Luvu Brands, Inc. · Acquisition or sale completed · New agreement
  3. 09:16JOE St JOE Co · New debt · New agreement
  4. 08:00AWRE Aware Inc · New agreement
  5. 19:57IRD Opus Genetics, Inc. · New agreement

Officers and directors

1 filing
  1. 20:38SBFM Sunshine Biopharma Inc. · Change in control · Acquisition or sale completed · Officers or directors

Filings

41 listed

19:00

  1. 19:57
    IRD Opus Genetics, Inc. · New agreement

20:00

  1. 20:38
    SBFM Sunshine Biopharma Inc. · Change in control · Acquisition or sale completed · Officers or directors
  2. 20:57
    ABVC Abvc Biopharma, Inc. · Amended registration statement

21:00

  1. 21:31
    AUSI Aura Systems Inc · Quarterly report

23:00

  1. 23:40
    PCSV PCS Edventures!, Inc. · Announcement

08:00

  1. 08:00
    AWRE Aware Inc · New agreement
  2. 08:56
    MBWM Mercantile Bank Corp · Results, pre-market

09:00

  1. 09:16
    JOE St JOE Co · New debt · New agreement

10:00

  1. 10:20
    FCFS FirstCash Holdings, Inc. · Results, market hours
  2. 10:26
    BSET Bassett Furniture Industries Inc · Impairment · Restructuring costs
  3. 10:34
    SFST Southern First Bancshares Inc · Results, market hours

11:00

  1. 11:57
    HGTXU Hugoton Royalty Trust · Results, market hours
  2. 11:57
    CRT Cross Timbers Royalty Trust · Results, market hours

13:00

  1. 13:44
    PETS Petmed Express Inc · Announcement

14:00

  1. 14:51
    ULBI Ultralife Corp · Announcement

15:00

  1. 15:36
    LUVU Luvu Brands, Inc. · Acquisition or sale completed · New agreement
  2. 15:38
    ESP Espey MFG & Electronics Corp · Proxy statement

16:00

  1. 16:06
    AWRE Aware Inc · Results, after-hours
  2. 16:21
    AYTU Aytu Biopharma, Inc · Annual report
  3. 16:42
    PFBX Peoples Financial Corp · Results, after-hours
  4. 16:48
    CSBB CSB Bancorp, Inc. · Results, after-hours
  5. 16:59
    GLGI Greystone Logistics, Inc. · Quarterly report

17:00

  1. 17:03
    MDCE Medical Care Technologies Inc. · Bylaws or fiscal year changed
  2. 17:12
    MSB Mesabi Trust · Results, after-hours
  3. 17:18
    RDCT Vnue, Inc. · Quarterly report

19:00

  1. 19:29
    CBIH Cannabis Bioscience International Holdings, Inc. · Shareholder rights changed · Unregistered shares sold · New agreement

20:00

  1. 20:09
    HTLD Heartland Express Inc · Results, after-hours
  2. 20:27
    LEXX Lexaria Bioscience Corp. · Investor disclosure
  3. 20:35
    CBIH Cannabis Bioscience International Holdings, Inc. · Quarterly report
  4. 20:44
    — High Wire Networks, Inc. · Quarterly report

09:00

  1. 09:19
    COSM Cosmos Health Inc. · Registration statement

—

  1. —
    CSX CSX Corp · Quarterly report, Q3 2009
  2. —
    CCBG Capital City Bank Group Inc · Current report
  3. —
    GDRZF Gold Reserve Ltd · Stake amended
  4. —
    PPLT abrdn Platinum ETF Trust · Amended registration statement
  5. —
    PALL abrdn Palladium ETF Trust · Amended registration statement
  6. —
    PXLW Pixelworks, Inc · Current report
  7. —
    ENRT Enertopia Corp. · Current report
  8. —
    BOTY Lingerie Fighting Championships, Inc. · Quarterly report
  9. —
    INNI Innovaro, Inc. · Stake reported
40 of 41

Index

Forms filed

  • Insider filing430
  • Current report8-K26
  • Foreign issuer report6-K24
  • CORRESP11
  • Quarterly report10-Q7
  • Prospectus supplement424B36
  • UPLOAD6
  • Initial ownership34
  • Preliminary proxy statementPRE 14A3
  • Amended registration statementS-1/A3
  • Initial ownership, amended3/A2
  • Exchange listing8-A12B2
  • EFFECT2
  • Employee plan registrationS-82
  • SUPPL2
  • Annual report10-K1
  • CERTNYS1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • F-31
  • N-21
  • N-30B-21
  • N-Q1
  • POS AM1
  • Registration statementS-11
  • Shelf registrationS-31
  • Amended shelf registrationS-3/A1
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1
  • SC TO-I/A1

46 companies

A

B

C

E

F

G

H

I

L

M

O

P

S

U

V