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What covered companies filed with the SEC, day by day.

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‹ Thu, Oct 15, 2009

Friday, October 16, 2009

136 filings · 102 companiesAll checks passed · Updated Nov 4

Mon, Oct 19, 2009 ›
The dayFriday, October 16

By time of day

48 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

9 without a time on file

Results

4 announced

Market hours2

  • 10:22GBCIGlacier Bancorp, Inc.
  • 14:19CFBKCF Bankshares Inc.

After-hours2

  • 16:11SARSaratoga Investment Corp.
  • 17:14CCELCryo Cell International Inc

Reports

4 quarterly · 3 annual
  1. Healthcare Services Group IncHCSG · 10-Q · Sep 30 · 15:54
    ——
  2. Air Industries GroupAIRI · 10-K/A · Dec 31 · 20:03
    ——
  3. Solitron Devices IncSODI · 10-Q/A · Aug 31 · 20:05
    ——
  4. Biomerica IncBMRA · 10-Q · Aug 31 · 20:16
    ——
  5. Air Industries GroupAIRI · 10-K · Dec 31 · 20:18
    ——
  6. Canalaska Uranium LtdCVVUF · 20-F · Apr 30 · —
    ——
  7. Host Hotels & Resorts, Inc.HST · 10-Q · Oct 14 · —
    ——

Insiders

16 filings
Purchases$569.15K12 filings
Sales$1.10M4 filings
BWENBroadwind, Inc. · John Cameron Drecoll, Chief Executive Officer$663.04KSale · 91,300 sh
VMOInvesco Municipal Opportunity Trust · Bank of America Corp, 10% owner$239.17KPurchase · 18,000 sh
VMOInvesco Municipal Opportunity Trust · Bank of America Corp, 10% owner$235.28KSale · 18,000 sh
LWLGLightwave Logic, Inc. · Thomas P Smith, Director$184.51KSale · 131,000 sh
SHOSunstone Hotel Investors, Inc. · Arthur L Buser, President & CEO$108.00KPurchase · 15,000 sh
PMOFranklin Municipal Opportunities Trust · Karpus Management, Inc., 10% owner$56.54KPurchase · 5,126 sh
Open insider activity

Agreements

4 filings
  1. 20:25DUOT Duos Technologies Group, Inc. · New agreement · Officers or directors
  2. 17:30OTLC Oncotelic Therapeutics, Inc. · New agreement
  3. 17:21UTL Unitil Corp · New agreement
  4. 16:39LCUT Lifetime Brands, Inc · New debt · New agreement

Officers and directors

6 filings
  1. 20:25DUOT Duos Technologies Group, Inc. · New agreement · Officers or directors
  2. 19:56DSGR Distribution Solutions Group, Inc. · Officers or directors
  3. 16:47ODC Oil-Dri Corp of America · Officers or directors
  4. 16:35CECO Ceco Environmental Corp · Officers or directors
  5. 14:10PKE Park Aerospace Corp · Officers or directors
  6. 09:00HAFC Hanmi Financial Corp · Bylaws or fiscal year changed · Officers or directors

Filings

48 listed

17:00

  1. 17:51
    VIVK Vivakor, Inc. · Stake reported

18:00

  1. 18:21
    RDCT Vnue, Inc. · Late filing notice

19:00

  1. 19:39
    NAII Natural Alternatives International Inc · Proxy statement

21:00

  1. 21:50
    — High Wire Networks, Inc. · Late filing notice

09:00

  1. 09:00
    HAFC Hanmi Financial Corp · Bylaws or fiscal year changed · Officers or directors

10:00

  1. 10:22
    GBCI Glacier Bancorp, Inc. · Results, market hours

12:00

  1. 12:15
    BMRA Biomerica Inc · Late filing notice
  2. 12:43
    TELNY Telenor ASA · Merger communication
  3. 12:44
    TELNY Telenor ASA · Merger communication

14:00

  1. 14:10
    PKE Park Aerospace Corp · Officers or directors
  2. 14:19
    CFBK CF Bankshares Inc. · Results, market hours
  3. 14:30
    ULTA Ulta Beauty, Inc. · Announcement
  4. 14:36
    EVI EVI Industries, Inc. · Proxy statement
  5. 14:53
    CVI CVR Energy Inc · Announcement

15:00

  1. 15:54
    HCSG Healthcare Services Group Inc · Quarterly report

16:00

  1. 16:11
    SAR Saratoga Investment Corp. · Results, after-hours
  2. 16:35
    CECO Ceco Environmental Corp · Officers or directors
  3. 16:39
    LCUT Lifetime Brands, Inc · New debt · New agreement
  4. 16:47
    ODC Oil-Dri Corp of America · Officers or directors
  5. 16:49
    GLGI Greystone Logistics, Inc. · Late filing notice
  6. 16:53
    CBIH Cannabis Bioscience International Holdings, Inc. · Late filing notice

17:00

  1. 17:04
    ATLO Ames National Corp · Investor disclosure
  2. 17:14
    CCEL Cryo Cell International Inc · Results, after-hours
  3. 17:21
    UTL Unitil Corp · New agreement
  4. 17:28
    OTLC Oncotelic Therapeutics, Inc. · Merger communication
  5. 17:30
    OTLC Oncotelic Therapeutics, Inc. · New agreement
  6. 17:37
    SHIP Seanergy Maritime Holdings Corp. · Amended registration statement

19:00

  1. 19:56
    DSGR Distribution Solutions Group, Inc. · Officers or directors

20:00

  1. 20:03
    AIRI Air Industries Group · Bylaws or fiscal year changed
  2. 20:03
    AIRI Air Industries Group · Amended annual report
  3. 20:05
    SODI Solitron Devices Inc · Amended quarterly report
  4. 20:16
    BMRA Biomerica Inc · Quarterly report
  5. 20:18
    AIRI Air Industries Group · Annual report
  6. 20:19
    AIRI Air Industries Group · Restated financials (amended)
  7. 20:25
    DUOT Duos Technologies Group, Inc. · New agreement · Officers or directors

21:00

  1. 21:05
    AUSI Aura Systems Inc · Late filing notice
  2. 21:09
    CLRO Clearone Inc · Proxy statement
  3. 21:27
    NEN New England Realty Associates Limited Partnership · Stake reported
  4. 21:27
    NEN New England Realty Associates Limited Partnership · Stake amended

—

  1. —
    BSIN Big Sky Industrial Inc. · Current report
40 of 48

Index

Forms filed

  • Insider filing428
  • Current report8-K21
  • Foreign issuer report6-K15
  • CORRESP10
  • UPLOAD9
  • Late filing noticeNT 10-Q6
  • N-Q4
  • Quarterly report10-Q3
  • Initial ownership33
  • Merger communication4253
  • Proxy statementDEF 14A3
  • Exempt offering noticeD2
  • Information statementDEF 14C2
  • EFFECT2
  • Preliminary proxy statementPRE 14A2
  • Employee plan registrationS-82
  • Stake reportedSC 13D2
  • Stake amendedSC 13D/A2
  • Passive stake reportedSC 13G2
  • Annual report10-K1
  • Amended annual report10-K/A1
  • Amended quarterly report10-Q/A1
  • Annual report20-F1
  • Prospectus supplement424B31
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • CT ORDER1
  • Proxy materialDEFA14A1
  • Registration statementF-11
  • Amended registration statementF-1/A1
  • Amended registration statementS-1/A1
  • S-8 POS1

46 companies

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