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News

What covered companies filed with the SEC, day by day.

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  10. 26
‹ Fri, Oct 23, 2009

Monday, October 26, 2009

128 filings · 108 companiesAll checks passed · Updated Nov 4

Tue, Oct 27, 2009 ›
The dayMonday, October 26

By time of day

41 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

14 without a time on file

Results

7 announced

Pre-market1

  • 08:41NOVNOV Inc.

Market hours4

  • 12:53BOTJBank of the James Financial Group Inc
  • 14:47GRCGorman Rupp Co
  • 14:49OPHCOptimumBank Holdings, Inc.
  • 15:46MYEMyers Industries Inc

After-hours2

  • 16:09PARPAR Technology Corp
  • 17:00OVLYOak Valley Bancorp

Reports

8 quarterly · 3 annual
  1. PPG Industries IncPPG · 10-Q · Sep 30 · —
    $3.23B23.7%
  2. Omnicom Group Inc.OMC · 10-Q · Sep 30 · —
    $2.84B14.4%
  3. Amphenol CorpAPH · 10-Q · Sep 30 · —
    $716.57M17.0%
  4. Netflix IncNFLX · 10-Q · Sep 30 · —
    $423.12M+24.0%
  5. NewHydrogen, Inc.NEWH · 10-K/A · Dec 31 · 16:42
    ——
  6. NewHydrogen, Inc.NEWH · 10-Q/A · Mar 31 · 16:44
    ——
  7. NewHydrogen, Inc.NEWH · 10-Q/A · Jun 30 · 16:45
    ——
  8. Harmony Gold Mining Co LtdHMY · 20-F · Jun 30 · 17:08
    ——
  9. Fuse Medical, Inc.— · 10-K · Aug 31 · —
    ——
  10. Sundance Strategies, Inc.SUND · 10-Q · Sep 30 · —
    ——

Insiders

10 filings
Purchases$57.02K7 filings
Sales$112.75K3 filings
VLGEAVillage Super Market Inc · Kevin Begley, CFO$73.29KSale · 2,443 sh
CATOCato Corp · John R Howe, EVP - CFO$29.76KSale · 1,300 sh
LXRXLexicon Pharmaceuticals, Inc. · SAM L Barker, Director$29.67KPurchase · 19,000 sh
AURXNuo Therapeutics, Inc. · David Emerson Jorden, Director$15.00KPurchase · 30,000 sh
UTGReaves Utility Income Fund · Bank of America Corp, 10% owner$9.70KSale · 600 sh
UTGReaves Utility Income Fund · Bank of America Corp, 10% owner$9.61KPurchase · 600 sh
Open insider activity

Agreements

2 filings
  1. 15:45CNTY Century Casinos Inc · Agreement ended
  2. 17:50SEII Sharing Economy International Inc. · Unregistered shares sold · New agreement

Officers and directors

2 filings
  1. 17:01INO Inovio Pharmaceuticals, Inc. · Officers or directors
  2. 12:45FCFS FirstCash Holdings, Inc. · Officers or directors

Filings

41 listed

17:00

  1. 17:50
    SEII Sharing Economy International Inc. · Unregistered shares sold · New agreement

20:00

  1. 20:36
    NUVI Emo Capital Corp. · Late filing notice

06:00

  1. 06:11
    IRD Opus Genetics, Inc. · Announcement

08:00

  1. 08:41
    NOV NOV Inc. · Results, pre-market

09:00

  1. 09:01
    HROW Harrow, Inc. · Investor disclosure
  2. 09:50
    CDZIP Cadiz Inc · Unregistered shares sold

12:00

  1. 12:45
    FCFS FirstCash Holdings, Inc. · Officers or directors
  2. 12:53
    BOTJ Bank of the James Financial Group Inc · Results, market hours

14:00

  1. 14:06
    SRCO Sparta Commercial Services, Inc. · Amended registration statement
  2. 14:47
    GRC Gorman Rupp Co · Results, market hours
  3. 14:49
    OPHC OptimumBank Holdings, Inc. · Results, market hours

15:00

  1. 15:04
    EAXR Ealixir, Inc. · Proxy statement
  2. 15:45
    CNTY Century Casinos Inc · Agreement ended
  3. 15:46
    MYE Myers Industries Inc · Results, market hours
  4. 15:52
    BCIC BCP Investment Corp · Announcement

16:00

  1. 16:09
    PAR PAR Technology Corp · Results, after-hours
  2. 16:26
    GCBC Greene County Bancorp Inc · Announcement
  3. 16:42
    NEWH NewHydrogen, Inc. · Amended annual report
  4. 16:44
    NEWH NewHydrogen, Inc. · Amended quarterly report
  5. 16:45
    ADAM Adamas Trust, Inc. · Investor disclosure
  6. 16:45
    NEWH NewHydrogen, Inc. · Amended quarterly report

17:00

  1. 17:00
    OVLY Oak Valley Bancorp · Results, after-hours
  2. 17:01
    INO Inovio Pharmaceuticals, Inc. · Officers or directors
  3. 17:08
    HMY Harmony Gold Mining Co Ltd · Annual report

21:00

  1. 21:04
    CATX Perspective Therapeutics, Inc. · Proxy statement
  2. 21:10
    UDN Invesco DB US Dollar Index Bearish Fund · Announcement
  3. 21:10
    UUP Invesco DB US Dollar Index Bullish Fund · Announcement

—

  1. —
    OMC Omnicom Group Inc. · Quarterly report, Q3 2009
  2. —
    IMMR Immersion Corp · Stake amended
  3. —
    — Fuse Medical, Inc. · Annual report
  4. —
    SUND Sundance Strategies, Inc. · Quarterly report
  5. —
    APH Amphenol Corp · Quarterly report, Q3 2009
  6. —
    AIFC AI Financial Corp · Current report
  7. —
    CTA-PB Eidp, Inc. · Quarterly report, Q3 2009
  8. —
    AIFC AI Financial Corp · Current report
  9. —
    — NextSource Materials Inc. · Proxy statement
  10. —
    IMMR Immersion Corp · Current report
  11. —
    LTUM Lithium Corp · Current report
  12. —
    NFLX Netflix Inc · Quarterly report, Q3 2009
  13. —
    CIZN Citizens Holding Co · Current report
40 of 41

Index

Forms filed

  • Foreign issuer report6-K24
  • Current report8-K24
  • Insider filing422
  • Initial ownership38
  • Quarterly report10-Q6
  • UPLOAD6
  • N-Q5
  • 40-17G/A3
  • CORRESP3
  • Exempt offering noticeD3
  • Proxy statementDEF 14A3
  • Amended quarterly report10-Q/A2
  • CERTNAS2
  • Preliminary proxy statementPRE 14A2
  • Annual report10-K1
  • Amended annual report10-K/A1
  • Annual report20-F1
  • 4971
  • Insider filing, amended4/A1
  • CB/A1
  • Exempt offering notice, amendedD/A1
  • Proxy materialDEFA14A1
  • N-CSR1
  • Late filing noticeNT 10-K1
  • Amended registration statementS-1/A1
  • Shelf registrationS-31
  • Employee plan registrationS-81
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1

43 companies

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