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What covered companies filed with the SEC, day by day.

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‹ Tue, Nov 3, 2009

Wednesday, November 4, 2009

223 filings · 173 companiesAll checks passed · Updated Nov 4

Thu, Nov 5, 2009 ›
The dayWednesday, November 4
Delisting noticesELOX14:30

By time of day

97 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

33 without a time on file

Results

23 announced

Pre-market1

  • 08:01RMTIRockwell Medical, Inc.

Market hours5

  • 09:45ALNTAllient Inc
  • 11:02OPIOffice Properties Income Trust
  • 12:30CLDXCelldex Therapeutics, Inc.
  • 15:34ICCCImmucell Corp
  • 15:50RANDRand Capital Corp

After-hours17

  • 17:48MTEXMannatech Inc
  • 18:07DEIDouglas Emmett Inc
  • 18:30JKHYJack Henry & Associates Inc
  • 23:16GTYGetty Realty Corp
  • 16:00KUSTKustom Entertainment, Inc.
  • 16:03VRTSVirtus Investment Partners, Inc.
  • 16:10GOODGladstone Commercial Corp
  • 16:10EVCEntravision Communications Corp
  • 16:13SHOSunstone Hotel Investors, Inc.
  • 16:14NATHNathans Famous, Inc.
  • 16:26JJSFJ&J Snack Foods Corp
  • 16:30GAIAGaia, Inc

Reports

45 quarterly · 1 annual
  1. Comcast CorpCMCSA · 10-Q · Sep 30 · —
    $8.85B+3.5%
  2. Motorola Solutions, Inc.MSI · 10-Q · Oct 3 · —
    $4.34B42.0%
  3. FMC CorpFMC · 10-Q · Sep 30 · —
    $713.30M13.1%
  4. Federal Realty Investment TrustFRT · 10-Q · Sep 30 · 17:04
    $130.99M—
  5. Maui Land & Pineapple Co IncMLP · 10-Q · Sep 30 · 00:06
    ——
  6. Grand Canyon Education, Inc.LOPE · 10-Q · Sep 30 · 00:33
    ——
  7. Agree Realty CorpADC · 10-Q · Sep 30 · 11:11
    ——
  8. Southern First Bancshares IncSFST · 10-Q · Sep 30 · 15:27
    ——
  9. Diversified Healthcare TrustDHC · 10-Q · Sep 30 · 15:41
    ——
  10. Vanda Pharmaceuticals Inc.VNDA · 10-Q · Sep 30 · 15:59
    ——

Insiders

22 filings
Purchases$1.20M12 filings
Sales$7.80M10 filings
UONEUrban One, Inc. · Fine Capital Partners, L.P., 10% owner$2.52MSale · 1,400,000 sh
MDPediatrix Medical Group, Inc. · Joseph M Calabro, President and COO$2.04MSale · 37,350 sh
TTECTTEC Holdings, Inc. · James e Barlett, Vice Chairman$1.36MSale · 72,500 sh
IIIInformation Services Group Inc. · Semler Eric, 10% owner$802.51KSale · 231,000 sh
ULBIUltralife Corp · Bradford T Whitmore, Director$802.22KPurchase · 195,626 sh
MNROMonro, Inc. · Joseph Tomarchio JR, Executive VP-Store Operations$534.32KSale · 17,700 sh
Open insider activity

Agreements

6 filings
  1. 20:33EVI EVI Industries, Inc. · New agreement
  2. 16:43GOOD Gladstone Commercial Corp · New agreement
  3. 15:57FGPR Ferrellgas Partners L P · New debt · New agreement
  4. 12:34POR Portland General Electric Co · New debt · New agreement
  5. 06:05SMP Standard Motor Products, Inc. · New agreement
  6. 17:59HURC Hurco Companies Inc · New agreement · Officers or directors

Officers and directors

6 filings
  1. 22:03VALU Value Line Inc · Officers or directors
  2. 17:13BKYI Bio Key International Inc · Officers or directors
  3. 15:08SLNG Stabilis Solutions, Inc. · Officers or directors
  4. 10:23FRT Federal Realty Investment Trust · Officers or directors
  5. 08:42CTAS Cintas Corp · Officers or directors
  6. 17:59HURC Hurco Companies Inc · New agreement · Officers or directors

Filings

97 listed

17:00

  1. 17:48
    MTEX Mannatech Inc · Results, after-hours
  2. 17:59
    HURC Hurco Companies Inc · New agreement · Officers or directors

18:00

  1. 18:07
    DEI Douglas Emmett Inc · Results, after-hours
  2. 18:30
    JKHY Jack Henry & Associates Inc · Results, after-hours

23:00

  1. 23:16
    GTY Getty Realty Corp · Results, after-hours

00:00

  1. 00:06
    MLP Maui Land & Pineapple Co Inc · Quarterly report
  2. 00:33
    LOPE Grand Canyon Education, Inc. · Quarterly report

06:00

  1. 06:05
    SMP Standard Motor Products, Inc. · New agreement

08:00

  1. 08:01
    RMTI Rockwell Medical, Inc. · Results, pre-market
  2. 08:42
    CTAS Cintas Corp · Officers or directors

09:00

  1. 09:08
    DSGR Distribution Solutions Group, Inc. · Proxy statement
  2. 09:45
    ALNT Allient Inc · Results, market hours

10:00

  1. 10:23
    FRT Federal Realty Investment Trust · Officers or directors

11:00

  1. 11:02
    OPI Office Properties Income Trust · Results, market hours
  2. 11:11
    ADC Agree Realty Corp · Quarterly report

12:00

  1. 12:30
    CLDX Celldex Therapeutics, Inc. · Results, market hours
  2. 12:34
    POR Portland General Electric Co · New debt · New agreement

14:00

  1. 14:04
    CMS-PB Consumers Energy Co · Announcement
  2. 14:30
    ELOX Eloxx Pharmaceuticals, Inc. · Delisting notice

15:00

  1. 15:08
    SLNG Stabilis Solutions, Inc. · Officers or directors
  2. 15:16
    SMP Standard Motor Products, Inc. · Stake amended
  3. 15:27
    SFST Southern First Bancshares Inc · Quarterly report
  4. 15:34
    ICCC Immucell Corp · Results, market hours
  5. 15:41
    DHC Diversified Healthcare Trust · Quarterly report
  6. 15:50
    RAND Rand Capital Corp · Results, market hours
  7. 15:57
    FGPR Ferrellgas Partners L P · New debt · New agreement
  8. 15:59
    VNDA Vanda Pharmaceuticals Inc. · Quarterly report
  9. 15:59
    SMBC Southern Missouri Bancorp, Inc. · Announcement

16:00

  1. 16:00
    KUST Kustom Entertainment, Inc. · Results, after-hours
  2. 16:03
    VRTS Virtus Investment Partners, Inc. · Results, after-hours
  3. 16:05
    VRTS Virtus Investment Partners, Inc. · Quarterly report
  4. 16:07
    GOOD Gladstone Commercial Corp · Quarterly report
  5. 16:10
    GOOD Gladstone Commercial Corp · Results, after-hours
  6. 16:10
    EVC Entravision Communications Corp · Results, after-hours
  7. 16:13
    SHO Sunstone Hotel Investors, Inc. · Results, after-hours
  8. 16:14
    NATH Nathans Famous, Inc. · Results, after-hours
  9. 16:15
    SHO Sunstone Hotel Investors, Inc. · Quarterly report
  10. 16:18
    LOGI Logitech International S.A. · Quarterly report
  11. 16:26
    JJSF J&J Snack Foods Corp · Results, after-hours
  12. 16:30
    GAIA Gaia, Inc · Results, after-hours
40 of 97

Index

Forms filed

  • Insider filing457
  • Quarterly report10-Q45
  • Current report8-K43
  • Foreign issuer report6-K25
  • UPLOAD9
  • Annual ownership55
  • CORRESP4
  • Stake amendedSC 13D/A3
  • Initial ownership32
  • Prospectus supplement424B52
  • CERTNYS2
  • Exempt offering noticeD2
  • Proxy statementDEF 14A2
  • EFFECT2
  • S-112
  • Employee plan registrationS-82
  • Stake reportedSC 13D2
  • Passive stake reportedSC 13G2
  • Amended annual report10-K/A1
  • 40-17G1
  • 6-K/A1
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • Exempt offering notice, amendedD/A1
  • Proxy materialDEFA14A1
  • F-6EF1
  • N-21
  • Amended shelf registrationS-3/A1
  • Merger registrationS-41
  • Amended merger registrationS-4/A1

94 companies

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