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What covered companies filed with the SEC, day by day.

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‹ Wed, Nov 18, 2009

Thursday, November 19, 2009

144 filings · 117 companiesAll checks passed · Updated Nov 4

Fri, Nov 20, 2009 ›
The dayThursday, November 19

By time of day

48 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

13 without a time on file

Results

8 announced

Market hours2

  • 11:30CRTCross Timbers Royalty Trust
  • 11:36HGTXUHugoton Royalty Trust

After-hours6

  • 16:07OMEROmeros Corp
  • 17:19MTRMesa Royalty Trust
  • 17:20SHOEShoe Station Group Inc
  • 20:27ITPIT Tech Packaging, Inc.
  • 21:02DSSDSS, Inc.
  • 22:22SJTSan Juan Basin Royalty Trust

Reports

17 quarterly · 1 annual
  1. Liqtech International IncLIQT · 10-Q/A · Sep 30 · 22:50
    ——
  2. Hanmi Financial CorpHAFC · 10-Q/A · Jun 30 · 06:30
    ——
  3. CervoMed Inc.CRVO · 10-Q/A · Jun 30 · 16:04
    ——
  4. Omeros CorpOMER · 10-Q · Sep 30 · 16:11
    ——
  5. Integrated Biopharma IncINBP · 10-Q · Nov 19 · 16:58
    ——
  6. Lightbridge CorpLTBR · 10-K/A · Dec 31 · 17:07
    ——
  7. Agassi Sports Entertainment Corp.AASP · 10-Q · Sep 30 · 17:08
    ——
  8. Lightbridge CorpLTBR · 10-Q/A · Mar 31 · 17:11
    ——
  9. Lightbridge CorpLTBR · 10-Q/A · Jun 30 · 17:13
    ——
  10. Lightbridge CorpLTBR · 10-Q/A · Sep 30 · 17:14
    ——

Insiders

24 filings
Purchases$490.80K14 filings
Sales$4.20M10 filings
UHALU-Haul Holding Co · Mark Shoen V, VP,U-Haul Business Consultants$1.76MSale · 33,821 sh
ASAASA Gold & Precious Metals Ltd · Andrew Pegge, Director$951.77KSale · 11,588 sh
CSWCCapital Southwest Corp · William R Thomas III, Assistant Vice President$766.90KSale · 10,000 sh
UHALU-Haul Holding Co · Mark Shoen V, VP,U-Haul Business Consultants$433.22KSale · 8,330 sh
ULBIUltralife Corp · Bradford T Whitmore, Director$375.11KPurchase · 94,259 sh
VSECVSE Corp · Michael e Hamerly, Executive Vice President$129.20KSale · 3,000 sh
Open insider activity

Agreements

3 filings
  1. 21:53BCDA BioCardia, Inc. · Unregistered shares sold · New agreement
  2. 19:58FA First Advantage Corp · Agreement ended · Shareholder rights changed · Delisting notice · Bylaws or fiscal year changed
  3. 15:38MVIS Microvision, Inc. · New agreement

Officers and directors

2 filings
  1. 17:12THO Thor Industries Inc · Officers or directors
  2. 17:04INO Inovio Pharmaceuticals, Inc. · Officers or directors (amended)

Filings

48 listed

18:00

  1. 18:27
    WABC Westamerica Bancorporation · Announcement

22:00

  1. 22:50
    LIQT Liqtech International Inc · Amended quarterly report

06:00

  1. 06:30
    HAFC Hanmi Financial Corp · Amended quarterly report

07:00

  1. 07:03
    FGPR Ferrellgas Partners L P · Investor disclosure

10:00

  1. 10:38
    GIC Global Industrial Co · Announcement

11:00

  1. 11:30
    CRT Cross Timbers Royalty Trust · Results, market hours
  2. 11:36
    HGTXU Hugoton Royalty Trust · Results, market hours

15:00

  1. 15:20
    OVTZ Oculus Inc. · Announcement
  2. 15:21
    AEHL Antelope Enterprise Holdings Ltd · Merger communication
  3. 15:38
    MVIS Microvision, Inc. · New agreement
  4. 15:50
    SRCO Sparta Commercial Services, Inc. · Bylaws or fiscal year changed

16:00

  1. 16:04
    CRVO CervoMed Inc. · Amended quarterly report
  2. 16:07
    OMER Omeros Corp · Results, after-hours
  3. 16:09
    HBIO Harvard Bioscience Inc · Current report (amended)
  4. 16:11
    OMER Omeros Corp · Quarterly report
  5. 16:58
    INBP Integrated Biopharma Inc · Quarterly report
  6. 16:58
    WILCF G Willi Food International Ltd · Registration statement

17:00

  1. 17:04
    INO Inovio Pharmaceuticals, Inc. · Officers or directors (amended)
  2. 17:07
    LTBR Lightbridge Corp · Amended annual report
  3. 17:08
    AASP Agassi Sports Entertainment Corp. · Quarterly report
  4. 17:11
    LTBR Lightbridge Corp · Amended quarterly report
  5. 17:12
    THO Thor Industries Inc · Officers or directors
  6. 17:13
    LTBR Lightbridge Corp · Amended quarterly report
  7. 17:14
    LTBR Lightbridge Corp · Amended quarterly report
  8. 17:19
    SPE Special Opportunities Fund, Inc. · Proxy statement
  9. 17:19
    MTR Mesa Royalty Trust · Results, after-hours
  10. 17:20
    SHOE Shoe Station Group Inc · Results, after-hours
  11. 17:30
    CRVO CervoMed Inc. · Quarterly report

19:00

  1. 19:58
    FA First Advantage Corp · Agreement ended · Shareholder rights changed · Delisting notice · Bylaws or fiscal year changed

20:00

  1. 20:27
    ITP IT Tech Packaging, Inc. · Results, after-hours
  2. 20:57
    NIMU NON Invasive Monitoring Systems Inc · Bylaws or fiscal year changed

21:00

  1. 21:02
    DSS DSS, Inc. · Results, after-hours
  2. 21:25
    POWW Outdoor Holding Co · Quarterly report
  3. 21:53
    BCDA BioCardia, Inc. · Unregistered shares sold · New agreement

22:00

  1. 22:22
    SJT San Juan Basin Royalty Trust · Results, after-hours

—

  1. —
    CAPC Capstone Companies, Inc. · Stake amended
  2. —
    CARV Carver Bancorp Inc · Current report
  3. —
    AHRO Authentic Holdings, Inc. · Quarterly report
  4. —
    NVDA NVIDIA Corp · Quarterly report, Q3 2009
  5. —
    GLP Global Partners LP · Current report
40 of 48

Index

Forms filed

  • Insider filing430
  • Current report8-K24
  • Foreign issuer report6-K18
  • Quarterly report10-Q10
  • CORRESP8
  • Amended quarterly report10-Q/A7
  • Initial ownership37
  • UPLOAD6
  • Prospectus supplement424B53
  • Current report (amended)8-K/A2
  • Proxy materialDEFA14A2
  • Free writing prospectusFWP2
  • N-Q2
  • Employee plan registrationS-82
  • Amended annual report10-K/A1
  • 40-APP/A1
  • Prospectus supplement424B21
  • Prospectus supplement424B31
  • Merger communication4251
  • Insider filing, amended4/A1
  • CT ORDER1
  • Exempt offering notice, amendedD/A1
  • Proxy statementDEF 14A1
  • EFFECT1
  • Registration statementF-11
  • F-3/A1
  • F-6EF1
  • Preliminary proxy statementPRE 14A1
  • PRER14A1
  • Shelf registrationS-31
  • Amended shelf registrationS-3/A1
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1
  • Passive stake amendedSC 13G/A1
  • SC 14D9/A1

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