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What covered companies filed with the SEC, day by day.

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‹ Thu, Nov 19, 2009

Friday, November 20, 2009

242 filings · 164 companiesAll checks passed · Updated Nov 4

Mon, Nov 23, 2009 ›
The dayFriday, November 20
Delisting noticesBCIC13:43CHCI16:31

By time of day

62 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

9 announced

Market hours4

  • 09:30JOUTJohnson Outdoors Inc
  • 09:49CRMTAmericas Carmart Inc
  • 13:24SGLASino Green Land Corp.
  • 15:46PBTPermian Basin Royalty Trust

After-hours5

  • 16:11SMBKSmartfinancial Inc.
  • 21:32ARLAmerican Realty Investors Inc
  • 21:32TCITranscontinental Realty Investors Inc
  • 21:32IORIncome Opportunity Realty Investors Inc
  • 21:36WYYWidepoint Corp

Reports

17 quarterly · 4 annual
  1. Addus HomeCare CorpADUS · 10-Q · Sep 30 · 19:58
    ——
  2. Clean Energy Technologies, Inc.CETY · 10-Q · Sep 30 · 23:56
    ——
  3. Omniq Corp.OMQS · 10-Q · Sep 30 · 13:43
    ——
  4. Trio-Tech InternationalTRT · 10-Q · Sep 30 · 14:10
    ——
  5. Mineralrite CorpRITE · 10-Q · Sep 30 · 14:31
    ——
  6. Data Storage CorpDTST · 10-Q · Sep 30 · 15:42
    ——
  7. Commercial Vehicle Group, Inc.CVGI · 10-K/A · Dec 31 · 16:39
    ——
  8. Commercial Vehicle Group, Inc.CVGI · 10-Q/A · Mar 31 · 16:51
    ——
  9. Sanara MedTech Inc.SMTI · 10-Q · Sep 30 · 17:00
    ——
  10. Commercial Vehicle Group, Inc.CVGI · 10-Q/A · Jun 30 · 17:06
    ——

Insiders

22 filings
Purchases$3.12M15 filings
Sales$3.42M7 filings
CNACNA Financial Corp · Andrew H Tisch, Director$2.33MPurchase · 100,000 sh
AVXLAnavex Life Sciences Corp. · Skarpelos Athanasios, 10% owner$1.89MSale · 841,668 sh
LOGILogitech International S.A. · Guerrino De Luca, Chairman$908.81KSale · 50,000 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$481.40KPurchase · 84,600 sh
APTAlpha Pro Tech Ltd · Charles D Montgomery, Sr. V.P. Engineered Products$255.50KSale · 50,000 sh
LINCLincoln Educational Services Corp · Thomas F McHugh, SVP & Chief Compliance Officer$230.00KSale · 10,000 sh
Open insider activity

Agreements

5 filings
  1. 16:11SMBK Smartfinancial Inc. · Agreement ended · Officers or directors · Results, after-hours
  2. 16:01OMEX Odyssey Marine Exploration Inc · New agreement
  3. 15:36ABVC Abvc Biopharma, Inc. · Agreement ended
  4. 12:06FTFT Future FinTech Group Inc. · New agreement
  5. 23:49CETY Clean Energy Technologies, Inc. · New agreement

Officers and directors

5 filings
  1. 21:33CLFD Clearfield, Inc. · Officers or directors
  2. 17:46MGEE MGE Energy Inc · Officers or directors
  3. 16:11SMBK Smartfinancial Inc. · Agreement ended · Officers or directors · Results, after-hours
  4. 15:51AD Array Digital Infrastructure, Inc. · Officers or directors
  5. 14:41KFY Korn Ferry · Officers or directors

Filings

62 listed

18:00

  1. 18:55
    TOVX Theriva Biologics, Inc. · Proxy statement

19:00

  1. 19:58
    ADUS Addus HomeCare Corp · Quarterly report

21:00

  1. 21:21
    GSL Global Ship Lease, Inc. · Stake amended

23:00

  1. 23:49
    CETY Clean Energy Technologies, Inc. · New agreement
  2. 23:56
    CETY Clean Energy Technologies, Inc. · Quarterly report

07:00

  1. 07:55
    CCM Concord Medical Services Holdings Ltd · Amended registration statement

08:00

  1. 08:56
    CFFI C & F Financial Corp · Announcement

09:00

  1. 09:30
    JOUT Johnson Outdoors Inc · Results, market hours
  2. 09:49
    CRMT Americas Carmart Inc · Results, market hours

10:00

  1. 10:39
    MARPS Marine Petroleum Trust · Investor disclosure

11:00

  1. 11:37
    CQP Cheniere Energy Partners, L.P. · Investor disclosure

12:00

  1. 12:05
    VLGEA Village Super Market Inc · Code of ethics changed
  2. 12:06
    FTFT Future FinTech Group Inc. · New agreement
  3. 12:09
    FTFT Future FinTech Group Inc. · Announcement
  4. 12:29
    KOSS Koss Corp · Bylaws or fiscal year changed
  5. 12:34
    MDCE Medical Care Technologies Inc. · Announcement
  6. 12:44
    VICP Vicapsys Life Sciences, Inc. · Amended registration statement

13:00

  1. 13:24
    SGLA Sino Green Land Corp. · Results, market hours
  2. 13:43
    BCIC BCP Investment Corp · Delisting notice
  3. 13:43
    OMQS Omniq Corp. · Quarterly report

14:00

  1. 14:10
    TRT Trio-Tech International · Quarterly report
  2. 14:19
    PROV Provident Financial Holdings Inc · Amended registration statement
  3. 14:31
    RITE Mineralrite Corp · Quarterly report
  4. 14:41
    OTLC Oncotelic Therapeutics, Inc. · Merger communication
  5. 14:41
    KFY Korn Ferry · Officers or directors
  6. 14:43
    OTLC Oncotelic Therapeutics, Inc. · Announcement
  7. 14:57
    AVXL Anavex Life Sciences Corp. · Stake amended

15:00

  1. 15:36
    ABVC Abvc Biopharma, Inc. · Agreement ended
  2. 15:40
    FN Fabrinet · Registration statement
  3. 15:42
    RVP Retractable Technologies Inc · Announcement
  4. 15:42
    DTST Data Storage Corp · Quarterly report
  5. 15:46
    PBT Permian Basin Royalty Trust · Results, market hours
  6. 15:47
    AD Array Digital Infrastructure, Inc. · Announcement
  7. 15:51
    AD Array Digital Infrastructure, Inc. · Officers or directors

16:00

  1. 16:01
    OMEX Odyssey Marine Exploration Inc · New agreement
  2. 16:11
    SMBK Smartfinancial Inc. · Agreement ended · Officers or directors · Results, after-hours
  3. 16:26
    FOTB First Ottawa Bancshares, Inc. · Announcement
  4. 16:31
    CHCI Comstock Holding Companies, Inc. · Delisting notice
  5. 16:39
    CVGI Commercial Vehicle Group, Inc. · Amended annual report
  6. 16:51
    CVGI Commercial Vehicle Group, Inc. · Amended quarterly report
40 of 62

Index

Forms filed

  • Insider filing452
  • Initial ownership334
  • Current report8-K32
  • 40-17G25
  • CORRESP22
  • Quarterly report10-Q12
  • Foreign issuer report6-K12
  • UPLOAD9
  • Amended quarterly report10-Q/A5
  • N-Q5
  • Annual report10-K3
  • CT ORDER2
  • Proxy materialDEFA14A2
  • Amended registration statementS-1/A2
  • Stake amendedSC 13D/A2
  • Passive stake reportedSC 13G2
  • Amended annual report10-K/A1
  • 15-12G/A1
  • Delisting251
  • Prospectus424B41
  • Merger communication4251
  • Exempt offering noticeD1
  • Proxy statementDEF 14A1
  • EFFECT1
  • Amended registration statementF-1/A1
  • F-91
  • F-X1
  • N-21
  • N-2/A1
  • Preliminary proxy statementPRE 14A1
  • PRER14A1
  • Registration statementS-11
  • Shelf registrationS-31
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Passive stake amendedSC 13G/A1
  • SUPPL1

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