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What covered companies filed with the SEC, day by day.

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‹ Fri, Nov 20, 2009

Monday, November 23, 2009

255 filings · 153 companiesAll checks passed · Updated Nov 4

Tue, Nov 24, 2009 ›
The dayMonday, November 23
Delisting noticesASUR14:40

By time of day

67 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

18 without a time on file

Results

1 announced

After-hours1

  • 17:25GLADGladstone Capital Corp

Reports

33 quarterly · 5 annual
  1. Pilgrims Pride CorpPPC · 10-K · Sep 26 · 18:20
    $7.09B—
  2. Comstock Holding Companies, Inc.CHCI · 10-Q/A · Sep 30 · 19:00
    ——
  3. AgEagle Aerial Systems Inc.UAVS · 10-Q · Sep 30 · 23:13
    ——
  4. NewStream Energy Technologies Group Inc— · 10-Q · Sep 30 · 12:09
    ——
  5. Innovative Designs IncIVDN · 10-K/A · Oct 31 · 12:37
    ——
  6. Innovative Designs IncIVDN · 10-Q/A · Jan 31 · 12:38
    ——
  7. Innovative Designs IncIVDN · 10-Q/A · Apr 30 · 12:39
    ——
  8. Tanke Biosciences CorpTNBI · 10-Q · Sep 30 · 15:38
    ——
  9. OptimumBank Holdings, Inc.OPHC · 10-Q/A · Jun 30 · 15:57
    ——
  10. OptimumBank Holdings, Inc.OPHC · 10-Q · Sep 30 · 16:01
    ——

Insiders

27 filings
Purchases$464.38K15 filings
Sales$4.33M12 filings
FRTFederal Realty Investment Trust · Donald C Wood, Trustee, President and CEO$3.06MSale · 47,100 sh
HIWHighwoods Properties, Inc. · W Brian Reames, Sr. Vice President$452.32KSale · 15,000 sh
SQFTPresidio Property Trust, Inc. · William Allen, Director$239.84KSale · 25,790 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$213.55KPurchase · 37,400 sh
FRTFederal Realty Investment Trust · Donald C Wood, Trustee, President and CEO$188.85KSale · 2,900 sh
TACTTransact Technologies Inc · Bart C Shuldman, Chairman, President & CEO$91.98KSale · 14,380 sh
Open insider activity

Agreements

1 filing
  1. 08:41GOOD Gladstone Commercial Corp · New agreement

Officers and directors

5 filings
  1. 21:12QUIK Quicklogic Corp · Officers or directors
  2. 19:17AVNW Aviat Networks, Inc. · Bylaws or fiscal year changed · Officers or directors
  3. 17:15TZOO Travelzoo · Officers or directors
  4. 16:17— Beazer Homes USA Inc · Officers or directors
  5. 15:52BICX BioCorRx Inc. · Officers or directors

Filings

67 listed

17:00

  1. 17:54
    HNOI HNO International, Inc. · Auditor change

18:00

  1. 18:13
    ABVC Abvc Biopharma, Inc. · Amended registration statement
  2. 18:20
    PPC Pilgrims Pride Corp · Annual report
  3. 18:21
    PRPO Precipio, Inc. · Stake amended

19:00

  1. 19:00
    CHCI Comstock Holding Companies, Inc. · Amended quarterly report

23:00

  1. 23:13
    UAVS AgEagle Aerial Systems Inc. · Quarterly report

06:00

  1. 06:21
    LVS Las Vegas Sands Corp · Investor disclosure

08:00

  1. 08:41
    GOOD Gladstone Commercial Corp · New agreement

09:00

  1. 09:51
    CCM Concord Medical Services Holdings Ltd · Amended registration statement

10:00

  1. 10:24
    DOMH Dominari Holdings Inc. · Bylaws or fiscal year changed

12:00

  1. 12:00
    USBC Usbc, Inc. · Announcement
  2. 12:09
    — NewStream Energy Technologies Group Inc · Quarterly report
  3. 12:37
    IVDN Innovative Designs Inc · Amended annual report
  4. 12:38
    IVDN Innovative Designs Inc · Amended quarterly report
  5. 12:39
    IVDN Innovative Designs Inc · Amended quarterly report

14:00

  1. 14:40
    ASUR Asure Software Inc · Delisting notice

15:00

  1. 15:36
    HWBK Hawthorn Bancshares, Inc. · Announcement
  2. 15:38
    TNBI Tanke Biosciences Corp · Quarterly report
  3. 15:40
    CREG Smart Powerr Corp. · Announcement
  4. 15:52
    BICX BioCorRx Inc. · Officers or directors
  5. 15:57
    OPHC OptimumBank Holdings, Inc. · Amended quarterly report

16:00

  1. 16:01
    OPHC OptimumBank Holdings, Inc. · Quarterly report
  2. 16:01
    PLUR Pluri Inc. · Proxy statement
  3. 16:09
    ORKA Oruka Therapeutics, Inc. · Announcement
  4. 16:17
    — Beazer Homes USA Inc · Officers or directors
  5. 16:18
    MDWK MDWerks, Inc. · Quarterly report
  6. 16:29
    CITR CitroTech Inc. · Quarterly report
  7. 16:30
    PML PIMCO Municipal Income Fund II · Proxy statement
  8. 16:30
    PNI PIMCO New York Municipal Income Fund II · Proxy statement
  9. 16:30
    PCQ PIMCO California Municipal Income Fund · Proxy statement
  10. 16:41
    — Adapti, Inc. · Quarterly report

17:00

  1. 17:05
    DROR Dror Ortho-Design, Inc. · Quarterly report
  2. 17:12
    NWBO Northwest Biotherapeutics Inc · Quarterly report
  3. 17:15
    TZOO Travelzoo · Officers or directors
  4. 17:16
    MDCE Medical Care Technologies Inc. · Quarterly report
  5. 17:21
    OCC Optical Cable Corp · Announcement
  6. 17:21
    ENVB Enveric Biosciences, Inc. · Quarterly report
  7. 17:22
    GLAD Gladstone Capital Corp · Annual report
  8. 17:25
    GLAD Gladstone Capital Corp · Results, after-hours
  9. 17:28
    DLPN Dolphin Entertainment, Inc. · Quarterly report
40 of 67

Index

Forms filed

  • Insider filing499
  • Quarterly report10-Q28
  • Foreign issuer report6-K23
  • Current report8-K19
  • Initial ownership316
  • N-Q12
  • UPLOAD7
  • Amended quarterly report10-Q/A5
  • CORRESP5
  • Prospectus supplement424B34
  • Proxy statementDEF 14A4
  • Stake amendedSC 13D/A4
  • Annual report10-K3
  • Exempt offering noticeD3
  • EFFECT3
  • Amended annual report10-K/A2
  • 40-17G2
  • 15-12G/A1
  • 40-17F21
  • Prospectus supplement424B51
  • Exempt offering notice, amendedD/A1
  • Information statementDEF 14C1
  • Amended registration statementF-1/A1
  • F-6 POS1
  • N-2/A1
  • N-2MEF1
  • N-30D1
  • PREM14A1
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81
  • Passive stake reportedSC 13G1
  • Passive stake amendedSC 13G/A1
  • SUPPL1

66 companies

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