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What covered companies filed with the SEC, day by day.

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  9. 24
‹ Mon, Nov 23, 2009

Tuesday, November 24, 2009

177 filings · 116 companiesAll checks passed · Updated Nov 4

Wed, Nov 25, 2009 ›
The dayTuesday, November 24
Delisting noticesDLHC09:50

By time of day

40 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

16 without a time on file

Results

2 announced

Pre-market1

Market hours1

  • 12:04WMGWarner Music Group Corp.

Reports

2 quarterly · 5 annual
  1. Analog Devices IncADI · 10-K · Oct 31 · —
    $2.01B22.0%
  2. Griffon CorpGFF · 10-K · Sep 30 · —
    $1.19B—
  3. Amtech Systems IncASYS · 10-K · Sep 30 · 21:00
    $52.97M—
  4. Warner Music Group Corp.WMG · 10-K · Sep 30 · 13:18
    ——
  5. Avnet IncAVT · 10-Q/A · Oct 23 · —
    ——
  6. Franklin Templeton IncBEN · 10-K · Oct 31 · —
    ——
  7. Kraig Biocraft Laboratories, Inc.KBLB · 10-Q/A · Jun 30 · —
    ——

Insiders

22 filings
Purchases$874.43K13 filings
Sales$1.58M9 filings
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$718.51KPurchase · 125,898 sh
NVRNVR Inc · David a Preiser, Director$671.92KSale · 1,000 sh
UHALU-Haul Holding Co · Mark Shoen V, VP,U-Haul Business Consultants$338.19KSale · 6,502 sh
SHOEShoe Station Group Inc · Mark L Lemond, PRESIDENT AND CEO$238.00KSale · 13,333 sh
SHOEShoe Station Group Inc · Clifton e Sifford, EVP - GENERAL MERCHANDISE MGR$178.13KSale · 10,000 sh
CTSOCytosorbents Corp · David Lamadrid, Chief Financial Officer$87.37KSale · 505,000 sh
Open insider activity

Agreements

4 filings
  1. 21:19PRSU Pursuit Attractions & Hospitality, Inc. · New agreement
  2. 16:18DX Dynex Capital Inc · New agreement
  3. 13:39AVXL Anavex Life Sciences Corp. · Unregistered shares sold · New agreement
  4. 13:01DLTI DLT Resolution Inc. · New agreement

Officers and directors

3 filings
  1. 21:11ACHV Achieve Life Sciences, Inc. · Officers or directors
  2. 20:56FIEE FiEE, Inc. · Officers or directors
  3. 16:46ESP Espey MFG & Electronics Corp · Officers or directors

Filings

40 listed

20:00

  1. 20:00
    RGP Resources Connection, Inc. · Acquisition or sale completed · Unregistered shares sold

09:00

  1. 09:07
    CATO Cato Corp · Results, pre-market
  2. 09:50
    DLHC DLH Holdings Corp. · Delisting notice

10:00

  1. 10:02
    KINS Kingstone Companies, Inc. · Auditor change
  2. 10:06
    EOT Eaton Vance National Municipal Opportunities Trust · Proxy statement

12:00

  1. 12:01
    KRO Kronos Worldwide Inc · Investor disclosure
  2. 12:04
    WMG Warner Music Group Corp. · Results, market hours
  3. 12:46
    MGYR Magyar Bancorp, Inc. · Stake amended

13:00

  1. 13:01
    DLTI DLT Resolution Inc. · New agreement
  2. 13:18
    WMG Warner Music Group Corp. · Annual report
  3. 13:39
    AVXL Anavex Life Sciences Corp. · Unregistered shares sold · New agreement

14:00

  1. 14:46
    IGI Western Asset Investment Grade Opportunity Trust Inc. · Proxy statement

15:00

  1. 15:33
    OVTZ Oculus Inc. · Announcement
  2. 15:39
    TSEM Tower Semiconductor Ltd · Amended annual report

16:00

  1. 16:18
    DX Dynex Capital Inc · New agreement
  2. 16:46
    ESP Espey MFG & Electronics Corp · Officers or directors
  3. 16:49
    NRIM Northrim Bancorp Inc · Bylaws or fiscal year changed

18:00

  1. 18:36
    FA First Advantage Corp · Announcement

20:00

  1. 20:56
    FIEE FiEE, Inc. · Officers or directors

21:00

  1. 21:00
    ASYS Amtech Systems Inc · Annual report
  2. 21:06
    WYY Widepoint Corp · Proxy statement
  3. 21:11
    ACHV Achieve Life Sciences, Inc. · Officers or directors
  4. 21:19
    PRSU Pursuit Attractions & Hospitality, Inc. · New agreement

22:00

  1. 22:01
    LGL LGL Group Inc · Investor disclosure

—

  1. —
    AVT Avnet Inc · Amended quarterly report, Q1 2010
  2. —
    ADI Analog Devices Inc · Annual report, FY2009
  3. —
    QSEP QS Energy, Inc. · Current report
  4. —
    GFF Griffon Corp · Annual report
  5. —
    — Salem Media Group, Inc. · Current report
  6. —
    — Whitestone REIT · Tender offer
  7. —
    BKTH Megola Inc · Current report
  8. —
    BKTH Megola Inc · Current report
  9. —
    BKTH Megola Inc · Current report
  10. —
    LTUM Lithium Corp · Current report
  11. —
    FBCD FBC Holding, Inc. · Current report
  12. —
    KOPN Kopin Corp · Current report
  13. —
    BEN Franklin Templeton Inc · Annual report, FY2009
  14. —
    NEON Neonode Inc. · Current report (amended)
  15. —
    KBLB Kraig Biocraft Laboratories, Inc. · Amended quarterly report
  16. —
    IWSH Wright Investors Service Holdings, Inc. · Current report
40 of 40

Index

Forms filed

  • Insider filing448
  • Current report8-K26
  • Initial ownership325
  • Foreign issuer report6-K17
  • UPLOAD9
  • N-Q8
  • EFFECT6
  • Annual report10-K5
  • CORRESP3
  • Proxy statementDEF 14A3
  • Amended quarterly report10-Q/A2
  • Insider filing, amended4/A2
  • NSAR-B2
  • Shelf registrationS-32
  • Employee plan registrationS-82
  • Amended annual report20-F/A1
  • 40-17G1
  • Prospectus supplement424B21
  • Prospectus supplement424B31
  • Exchange listing8-A12B1
  • Current report (amended)8-K/A1
  • CT ORDER1
  • Exempt offering noticeD1
  • Proxy materialDEFA14A1
  • F-3DPOS1
  • Free writing prospectusFWP1
  • N-2/A1
  • NSAR-A1
  • PRER14A1
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1
  • Tender offerSC TO-T1

44 companies

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