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What covered companies filed with the SEC, day by day.

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‹ Tue, Dec 1, 2009

Wednesday, December 2, 2009

154 filings · 124 companiesAll checks passed · Updated Nov 4

Thu, Dec 3, 2009 ›
The dayWednesday, December 2
Delisting noticesNTIC11:35KINS17:23

By time of day

49 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

11 without a time on file

Results

2 announced

Pre-market1

  • 07:05CBATCBAK Energy Technology Ltd

Market hours1

  • 11:00CPRTCopart Inc

Reports

6 quarterly · 1 annual
  1. Mills Music TrustMMTRS · 10-Q · Sep 30 · 10:27
    ——
  2. First Choice Healthcare Solutions, Inc.FCHS · 10-K/A · Dec 31 · 13:16
    ——
  3. First Choice Healthcare Solutions, Inc.FCHS · 10-Q/A · Jun 30 · 13:20
    ——
  4. Village Super Market IncVLGEA · 10-Q · Oct 24 · 13:27
    ——
  5. Kingstone Companies, Inc.KINS · 10-Q · Sep 30 · 17:09
    ——
  6. Apyx Medical CorpAPYX · 10-Q/A · Sep 30 · 17:30
    ——
  7. Lifeway Foods, Inc.LWAY · 10-Q/A · Jun 30 · 22:12
    ——

Insiders

22 filings
Purchases$426.53K12 filings
Sales$35.72M10 filings
BRKRBruker Corp · Dirk D Laukien, Director$21.34MSale · 2,000,000 sh
MELIMercadoLibre Inc · Anton J Levy, Director$12.36MSale · 250,000 sh
CRMTAmericas Carmart Inc · Tilman J Falgout III, Director$966.60KSale · 40,000 sh
AMSCAmerican Superconductor Corp · Gregory J Yurek, Chairman, President and CEO$517.06KSale · 15,000 sh
ORNOrion Group Holdings Inc · James Michael Pearson, Chief Executive Officer$387.68KSale · 19,897 sh
JLSNuveen Mortgage & Income Fund · Schneider William J$100.00KPurchase · 4,000 sh
Open insider activity

Agreements

3 filings
  1. 15:49LCUT Lifetime Brands, Inc · New agreement
  2. 13:39PPSI Pioneer Power Solutions, Inc. · Shareholder rights changed · New agreement
  3. 12:09ARTNA Artesian Resources Corp · New agreement

Officers and directors

1 filing
  1. 11:55LITS Lite Strategy, Inc. · Officers or directors

Filings

49 listed

18:00

  1. 18:35
    GSG iShares S&P GSCI Commodity-Indexed Trust · Announcement

01:00

  1. 01:25
    HPS John Hancock Preferred Income Fund III · Proxy statement
  2. 01:44
    JHS John Hancock Income Securities Trust · Proxy statement
  3. 01:59
    BTO John Hancock Financial Opportunities Fund · Proxy statement

02:00

  1. 02:25
    JHI John Hancock Investors Trust · Proxy statement
  2. 02:33
    PDT John Hancock Premium Dividend Fund · Proxy statement
  3. 02:37
    HTD John Hancock Tax-Advantaged Dividend Income Fund · Proxy statement
  4. 02:44
    HPF John Hancock Preferred Income Fund II · Proxy statement

06:00

  1. 06:02
    BWEN Broadwind, Inc. · Amended registration statement

07:00

  1. 07:05
    CBAT CBAK Energy Technology Ltd · Results, pre-market

08:00

  1. 08:54
    VRMK ERP Operating Ltd Partnership · Announcement

09:00

  1. 09:01
    VRMK ERP Operating Ltd Partnership · Tender offer

10:00

  1. 10:27
    MMTRS Mills Music Trust · Quarterly report
  2. 10:57
    IAF Abrdn Australia Equity Fund, Inc. · Stake amended

11:00

  1. 11:00
    CPRT Copart Inc · Results, market hours
  2. 11:35
    NTIC Northern Technologies International Corp · Delisting notice
  3. 11:47
    ABEO Abeona Therapeutics Inc. · Amended registration statement
  4. 11:55
    LITS Lite Strategy, Inc. · Officers or directors

12:00

  1. 12:09
    ARTNA Artesian Resources Corp · New agreement

13:00

  1. 13:16
    FCHS First Choice Healthcare Solutions, Inc. · Amended annual report
  2. 13:20
    FCHS First Choice Healthcare Solutions, Inc. · Amended quarterly report
  3. 13:27
    VLGEA Village Super Market Inc · Quarterly report
  4. 13:39
    PPSI Pioneer Power Solutions, Inc. · Shareholder rights changed · New agreement

15:00

  1. 15:28
    ELTP Elite Pharmaceuticals Inc · Announcement
  2. 15:49
    LCUT Lifetime Brands, Inc · New agreement

17:00

  1. 17:00
    CRVO CervoMed Inc. · Restated financials
  2. 17:09
    KINS Kingstone Companies, Inc. · Quarterly report
  3. 17:23
    KINS Kingstone Companies, Inc. · Delisting notice
  4. 17:30
    APYX Apyx Medical Corp · Amended quarterly report
  5. 17:40
    NXPL NextPlat Corp · Stake amended
  6. 17:43
    NXPL NextPlat Corp · Stake amended
  7. 17:46
    NXPL NextPlat Corp · Stake amended

19:00

  1. 19:01
    CREG Smart Powerr Corp. · Code of ethics changed · Bylaws or fiscal year changed

21:00

  1. 21:02
    NLST Netlist Inc · Announcement · Investor disclosure
  2. 21:02
    NLST Netlist Inc · Announcement
  3. 21:11
    VHC VirnetX Holding Corp · Investor disclosure

22:00

  1. 22:10
    TWN Taiwan Fund Inc · Investor disclosure
  2. 22:12
    LWAY Lifeway Foods, Inc. · Amended quarterly report

—

  1. —
    GLAI Global AI, Inc. · Registration statement
  2. —
    CNET ZW Data Action Technologies Inc. · Current report
40 of 49

Index

Forms filed

  • Insider filing433
  • Foreign issuer report6-K24
  • Current report8-K23
  • UPLOAD13
  • CORRESP8
  • Proxy statementDEF 14A7
  • Stake amendedSC 13D/A7
  • Initial ownership34
  • Quarterly report10-Q3
  • Amended quarterly report10-Q/A3
  • Prospectus supplement424B33
  • Passive stake reportedSC 13G3
  • Free writing prospectusFWP2
  • Amended registration statementS-1/A2
  • Employee plan registrationS-82
  • Amended annual report10-K/A1
  • Prospectus supplement424B21
  • Prospectus supplement424B51
  • Merger communication4251
  • CB/A1
  • Exempt offering noticeD1
  • EFFECT1
  • N-23C3A1
  • N-CSR1
  • N-CSRS1
  • Preliminary proxy statementPRE 14A1
  • PRE 14C1
  • Registration statementS-11
  • Passive stake amendedSC 13G/A1
  • Tender offerSC TO-I1
  • SUPPL1
  • T-31

49 companies

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