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What covered companies filed with the SEC, day by day.

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‹ Sun, Dec 13, 2009

Monday, December 14, 2009

175 filings · 127 companiesAll checks passed · Updated Nov 4

Tue, Dec 15, 2009 ›
The dayMonday, December 14

By time of day

40 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

1 announced

Market hours1

  • 11:27BRNBarnwell Industries Inc

Reports

3 quarterly · 6 annual
  1. CBAK Energy Technology LtdCBAT · 10-K · Sep 30 · 13:48
    $211.14M—
  2. CBAK Energy Technology, Inc.— · 10-K · Sep 30 · —
    $211.14M—
  3. Innovative Solutions & Support IncIA · 10-K · Sep 30 · 21:35
    $36.73M—
  4. Timberland Bancorp IncTSBK · 10-K · Sep 30 · 15:57
    $32.25M—
  5. MMEX Resources CorpMMEX · 10-Q · Oct 31 · 18:32
    ——
  6. Astrana Health, Inc.ASTH · 10-Q · Oct 31 · 14:08
    ——
  7. Lindsay CorpLNN · 10-K/A · Aug 31 · 17:13
    ——
  8. U.S. Gold Corp.USAU · 10-Q · Oct 31 · 20:50
    ——
  9. Outcrop Silver & Gold CorpOCGSF · 20-F · Aug 31 · —
    ——

Insiders

18 filings
Purchases$338.94K8 filings
Sales$1.65M10 filings
LSAKLesaka Technologies Inc · Serge Belamant, Chief Executive Officer$919.39KSale · 48,800 sh
CEVACeva Inc · Louis Silver, Director$618.80KSale · 52,000 sh
FSPFranklin Street Properties Corp · George J Carter, President$130.00KPurchase · 10,000 sh
MRTNMarten Transport Ltd · G Larry Owens, Director$89.69KPurchase · 5,000 sh
EHIWestern Asset Global High Income Fund Inc. · Walsh Stephen a$54.64KPurchase · 5,000 sh
ODCOil-Dri Corp of America · Michael A Nemeroff, Director$49.27KPurchase · 3,200 sh
Open insider activity

Agreements

4 filings
  1. 20:54LFVN Lifevantage Corp · New debt · Unregistered shares sold · New agreement
  2. 15:38FREVS First Real Estate Investment Trust of New Jersey, Inc. · New agreement
  3. 13:32GURE Gulf Resources, Inc. · Unregistered shares sold · New agreement
  4. 06:00HGYN Hong Yuan Holding Group · Unregistered shares sold · New agreement

Officers and directors

6 filings
  1. 22:02TULP Bloomia Holdings, Inc. · Officers or directors
  2. 17:07SFD Smithfield Foods Inc · Officers or directors
  3. 17:00HEI HEICO Corp · Officers or directors
  4. 16:50STRT Strattec Security Corp · Officers or directors
  5. 15:24CHSCP CHS Inc · Officers or directors
  6. 11:31TENX Tenax Therapeutics, Inc. · Officers or directors

Filings

40 listed

17:00

  1. 17:36
    PCYN Procyon Corp · Announcement

18:00

  1. 18:32
    MMEX MMEX Resources Corp · Quarterly report

06:00

  1. 06:00
    HGYN Hong Yuan Holding Group · Unregistered shares sold · New agreement
  2. 06:03
    CHKIF China Southern Airlines Co Ltd · Amended annual report

08:00

  1. 08:32
    TWI Titan International Inc · Announcement

10:00

  1. 10:05
    KYN Kayne Anderson Energy Infrastructure Fund, Inc. · Stake reported
  2. 10:13
    AWRE Aware Inc · Tender offer

11:00

  1. 11:23
    GSFI Green Stream Holdings Inc. · Late filing notice
  2. 11:27
    BRN Barnwell Industries Inc · Results, market hours
  3. 11:31
    TENX Tenax Therapeutics, Inc. · Officers or directors

12:00

  1. 12:19
    RSKIA George Risk Industries, Inc. · Late filing notice
  2. 12:47
    REI Ring Energy, Inc. · Impairment

13:00

  1. 13:09
    FTFT Future FinTech Group Inc. · Auditor change
  2. 13:32
    GURE Gulf Resources, Inc. · Unregistered shares sold · New agreement
  3. 13:48
    CBAT CBAK Energy Technology Ltd · Annual report

14:00

  1. 14:08
    ASTH Astrana Health, Inc. · Quarterly report

15:00

  1. 15:04
    VISK Viskase Holdings, Inc. · Stake amended
  2. 15:10
    RELL Richardson Electronics, Ltd. · Debt acceleration
  3. 15:24
    CHSCP CHS Inc · Officers or directors
  4. 15:38
    FREVS First Real Estate Investment Trust of New Jersey, Inc. · New agreement
  5. 15:49
    BUKS Butler National Corp · Announcement
  6. 15:57
    TSBK Timberland Bancorp Inc · Annual report

16:00

  1. 16:47
    FXNC First National Corp · Announcement
  2. 16:50
    STRT Strattec Security Corp · Officers or directors

17:00

  1. 17:00
    HEI HEICO Corp · Officers or directors
  2. 17:02
    LOGI Logitech International S.A. · Acquisition or sale completed
  3. 17:07
    SFD Smithfield Foods Inc · Officers or directors
  4. 17:13
    LNN Lindsay Corp · Amended annual report
  5. 17:18
    GFASY Gafisa S.A. · Merger communication

18:00

  1. 18:34
    BUKS Butler National Corp · Announcement

20:00

  1. 20:50
    USAU U.S. Gold Corp. · Quarterly report
  2. 20:54
    LFVN Lifevantage Corp · New debt · Unregistered shares sold · New agreement

21:00

  1. 21:12
    PMCB PharmaCyte Biotech, Inc. · Late filing notice
  2. 21:35
    IA Innovative Solutions & Support Inc · Annual report

22:00

  1. 22:02
    TULP Bloomia Holdings, Inc. · Officers or directors

—

  1. —
    TLF Tandy Leather Factory Inc · Current report
  2. —
    SIGA Siga Technologies Inc · Current report
  3. —
    STLY HG Holdings, Inc. · Current report
  4. —
    OCGSF Outcrop Silver & Gold Corp · Annual report
  5. —
    — CBAK Energy Technology, Inc. · Annual report
40 of 40

Index

Forms filed

  • Insider filing444
  • Annual ownership525
  • Current report8-K23
  • Foreign issuer report6-K19
  • CORRESP14
  • Annual report10-K4
  • Exempt offering noticeD4
  • UPLOAD4
  • Quarterly report10-Q3
  • Late filing noticeNT 10-Q3
  • Passive stake reportedSC 13G3
  • CT ORDER2
  • N-23C-22
  • POS 8C2
  • Amended annual report10-K/A1
  • Annual report20-F1
  • Amended annual report20-F/A1
  • Initial ownership31
  • Initial ownership, amended3/A1
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • Merger communication4251
  • Insider filing, amended4/A1
  • EFFECT1
  • F-31
  • Free writing prospectusFWP1
  • F-X1
  • N-21
  • N-8A1
  • PRER14A1
  • S-111
  • S-11/A1
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1
  • SC14D1F1
  • Tender offerSC TO-I1

47 companies

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