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What covered companies filed with the SEC, day by day.

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‹ Fri, Apr 2, 2010

Monday, April 5, 2010

190 filings · 118 companiesAll checks passed · Updated Nov 3

Tue, Apr 6, 2010 ›
The dayMonday, April 5

By time of day

46 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

2 announced

After-hours2

  • 17:05TOVXTheriva Biologics, Inc.
  • 17:26UONEUrban One, Inc.

Reports

1 quarterly · 1 annual
  1. Lakeland Industries IncLAKE · 10-Q/A · Oct 31 · 16:25
    ——
  2. Planet Green Holdings Corp.PLAG · 10-K/A · Dec 31 · 17:31
    ——

Insiders

19 filings
Purchases$1.08M7 filings
Sales$1.56M12 filings
MDPediatrix Medical Group, Inc. · Frederick V MD Miller, President, Pediatrix Division$611.04KSale · 10,347 sh
AETRAetherion Technologies Inc. · Douglas Kevin, 10% owner$471.84KPurchase · 28,220 sh
AETRAetherion Technologies Inc. · Douglas Kevin, 10% owner$424.24KPurchase · 25,900 sh
KTFDWS Municipal Income Trust · Philip G Condon, Portfolio Manager$220.82KSale · 18,426 sh
LINCLincoln Educational Services Corp · David F Carney, Executive Chairman$189.15KSale · 7,500 sh
KTFDWS Municipal Income Trust · Philip G Condon, Portfolio Manager$138.90KSale · 11,587 sh
Open insider activity

Agreements

7 filings
  1. 18:43BLIN Bridgeline Digital, Inc. · New debt · New agreement
  2. 17:26UONE Urban One, Inc. · New agreement · Results, after-hours
  3. 17:21BHLL Bunker Hill Mining Corp. · New agreement
  4. 16:37ACRG American Clean Resources Group, Inc. · New agreement · Officers or directors
  5. 16:27FTEK Fuel Tech, Inc. · New agreement
  6. 08:02STWD Starwood Property Trust, Inc. · New agreement
  7. 17:33NRP Natural Resource Partners LP · New agreement

Officers and directors

6 filings
  1. 16:37ACRG American Clean Resources Group, Inc. · New agreement · Officers or directors
  2. 16:30GSIT GSI Technology Inc · Officers or directors
  3. 16:13FTEK Fuel Tech, Inc. · Officers or directors
  4. 15:34PLBC Plumas Bancorp · Officers or directors
  5. 10:38NSYS Nortech Systems Inc · Officers or directors
  6. 08:55OTLC Oncotelic Therapeutics, Inc. · Officers or directors

Filings

46 listed

17:00

  1. 17:33
    NRP Natural Resource Partners LP · New agreement
  2. 17:45
    VGTK Viking Global Technologies, Inc. · Shareholder vote

18:00

  1. 18:16
    DNP DNP Select Income Fund Inc · Proxy statement

22:00

  1. 22:01
    IGC IGC Pharma, Inc. · Delisting notice

01:00

  1. 01:54
    EQS Equus Total Return, Inc. · Stake amended

06:00

  1. 06:02
    TNK Teekay Tankers Ltd. · Amended annual report

08:00

  1. 08:02
    STWD Starwood Property Trust, Inc. · New agreement
  2. 08:55
    OTLC Oncotelic Therapeutics, Inc. · Officers or directors

10:00

  1. 10:38
    NSYS Nortech Systems Inc · Officers or directors

11:00

  1. 11:07
    EBMT Eagle Bancorp Montana, Inc. · Announcement
  2. 11:15
    NROM Noble Romans Inc · Proxy statement
  3. 11:22
    DAIO Data I/O Corp · Proxy statement

12:00

  1. 12:08
    CFBK CF Bankshares Inc. · Proxy statement
  2. 12:30
    TDF Templeton Dragon Fund Inc · Proxy statement

13:00

  1. 13:09
    ELOX Eloxx Pharmaceuticals, Inc. · Announcement
  2. 13:30
    PTBS Potomac Bancshares Inc · Proxy statement
  3. 13:51
    TSSI TSS, Inc. · Stake reported

14:00

  1. 14:15
    BRID Bridgford Foods Corp · Stake reported
  2. 14:18
    FLUX Flux Power Holdings, Inc. · Current report
  3. 14:26
    BBSI Barrett Business Services Inc · Proxy statement
  4. 14:43
    ASG Liberty ALL Star Growth Fund Inc. · Stake amended

15:00

  1. 15:13
    VISK Viskase Holdings, Inc. · Stake amended
  2. 15:29
    EMMA Emmaus Life Sciences, Inc. · Investor disclosure
  3. 15:30
    CDXS Codexis, Inc. · Amended registration statement
  4. 15:34
    PLBC Plumas Bancorp · Officers or directors

16:00

  1. 16:02
    SMTI Sanara MedTech Inc. · Unregistered shares sold
  2. 16:07
    INTZ Intrusion Inc · Proxy statement
  3. 16:09
    STWD Starwood Property Trust, Inc. · Proxy statement
  4. 16:13
    FTEK Fuel Tech, Inc. · Officers or directors
  5. 16:25
    LAKE Lakeland Industries Inc · Amended quarterly report
  6. 16:27
    FTEK Fuel Tech, Inc. · New agreement
  7. 16:30
    GSIT GSI Technology Inc · Officers or directors
  8. 16:37
    ACRG American Clean Resources Group, Inc. · New agreement · Officers or directors
  9. 16:42
    PHK PIMCO High Income Fund · Bylaws or fiscal year changed

17:00

  1. 17:05
    TOVX Theriva Biologics, Inc. · Results, after-hours
  2. 17:21
    BHLL Bunker Hill Mining Corp. · New agreement
  3. 17:24
    OTTR Otter Tail Corp · Announcement
  4. 17:26
    UONE Urban One, Inc. · New agreement · Results, after-hours
  5. 17:31
    PLAG Planet Green Holdings Corp. · Amended annual report

18:00

  1. 18:43
    BLIN Bridgeline Digital, Inc. · New debt · New agreement
40 of 46

Index

Forms filed

  • Insider filing471
  • Current report8-K28
  • Initial ownership325
  • Foreign issuer report6-K9
  • Proxy statementDEF 14A9
  • Annual report to shareholdersARS6
  • Insider filing, amended4/A5
  • CORRESP5
  • UPLOAD4
  • N-CSR3
  • Stake amendedSC 13D/A3
  • Proxy materialDEFA14A2
  • Stake reportedSC 13D2
  • Amended annual report10-K/A1
  • Amended quarterly report10-Q/A1
  • Notice of intent to sell1441
  • Amended annual report20-F/A1
  • Delisting251
  • Initial ownership, amended3/A1
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • APP ORDR1
  • Exempt offering noticeD1
  • DFAN14A1
  • N-Q1
  • POS AM1
  • S-11/A1
  • Amended registration statementS-1/A1
  • Shelf registrationS-31
  • S-3ASR1
  • Employee plan registrationS-81

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