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News

What covered companies filed with the SEC, day by day.

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‹ Mon, Apr 5, 2010

Tuesday, April 6, 2010

195 filings · 138 companiesAll checks passed · Updated Nov 3

Wed, Apr 7, 2010 ›
The dayTuesday, April 6

By time of day

59 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

15 without a time on file

Results

6 announced

Pre-market1

  • 00:17GBRNew Concept Energy, Inc.

After-hours5

  • 23:04IORIncome Opportunity Realty Investors Inc
  • 23:07ARLAmerican Realty Investors Inc
  • 23:07TCITranscontinental Realty Investors Inc
  • 20:07WYYWidepoint Corp
  • 20:25FCFranklin Covey Co

Reports

1 quarterly · 3 annual
  1. Reed's, Inc.REED · 10-Q/A · Sep 30 · 13:52
    ——
  2. Biolargo, Inc.BLGO · 10-K · Dec 31 · 15:02
    ——
  3. INVO Fertility, Inc.IVF · 10-K · Dec 31 · 21:18
    ——
  4. QDM International Inc.QDMI · 10-K · Dec 31 · —
    ——

Insiders

15 filings
Purchases$5.10M1 filing
Sales$6.51M14 filings
AETRAetherion Technologies Inc. · Douglas Kevin, 10% owner$5.10MPurchase · 293,000 sh
SSNCSS&C Technologies Holdings Inc · Normand a Boulanger, President and COO$3.76MSale · 269,178 sh
SSNCSS&C Technologies Holdings Inc · Patrick J Pedonti, SVP and CFO$889.31KSale · 63,750 sh
SSNCSS&C Technologies Holdings Inc · Stephen V R Whitman, SVP and General Counsel$782.94KSale · 56,125 sh
IIIInformation Services Group Inc. · Semler Eric, 10% owner$658.13KSale · 193,000 sh
FLNAFilana Therapeutics, Inc. · Remi Barbier, CEO & Chairman of the Board$201.24KSale · 32,200 sh
Open insider activity

Agreements

5 filings
  1. 17:29QRHC Quest Resource Holding Corp · Change in control · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  2. 16:59FRHC Freedom Holding Corp. · New agreement
  3. 12:46NIMU NON Invasive Monitoring Systems Inc · New debt · New agreement
  4. 12:10CPIX Cumberland Pharmaceuticals Inc · New agreement
  5. 19:16GRBK Green Brick Partners, Inc. · Agreement ended · New agreement · Officers or directors

Officers and directors

6 filings
  1. 20:12IBIO iBio, Inc. · Officers or directors
  2. 17:29QRHC Quest Resource Holding Corp · Change in control · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  3. 14:29ADC Agree Realty Corp · Officers or directors
  4. 13:57TCRT Alaunos Therapeutics, Inc. · Officers or directors
  5. 11:25MNRO Monro, Inc. · Officers or directors
  6. 19:16GRBK Green Brick Partners, Inc. · Agreement ended · New agreement · Officers or directors

Filings

59 listed

19:00

  1. 19:16
    GRBK Green Brick Partners, Inc. · Agreement ended · New agreement · Officers or directors

23:00

  1. 23:04
    IOR Income Opportunity Realty Investors Inc · Results, after-hours
  2. 23:07
    ARL American Realty Investors Inc · Results, after-hours
  3. 23:07
    TCI Transcontinental Realty Investors Inc · Results, after-hours

00:00

  1. 00:17
    GBR New Concept Energy, Inc. · Results, pre-market

09:00

  1. 09:41
    BMNM Bimini Capital Management, Inc. · Investor disclosure

11:00

  1. 11:25
    MNRO Monro, Inc. · Officers or directors
  2. 11:43
    IMKTA Ingles Markets Inc · Stake amended

12:00

  1. 12:10
    CPIX Cumberland Pharmaceuticals Inc · New agreement
  2. 12:46
    NIMU NON Invasive Monitoring Systems Inc · New debt · New agreement

13:00

  1. 13:02
    LPTH Lightpath Technologies Inc · Announcement
  2. 13:14
    DMLP Dorchester Minerals, L.P. · Acquisition or sale completed
  3. 13:39
    SFST Southern First Bancshares Inc · Proxy statement
  4. 13:52
    REED Reed's, Inc. · Amended quarterly report
  5. 13:57
    TCRT Alaunos Therapeutics, Inc. · Officers or directors

14:00

  1. 14:07
    GRBK Green Brick Partners, Inc. · Proxy statement
  2. 14:29
    ADC Agree Realty Corp · Officers or directors
  3. 14:32
    HQH abrdn Healthcare Investors · Announcement
  4. 14:32
    HQL abrdn Life Sciences Investors · Announcement

15:00

  1. 15:02
    BLGO Biolargo, Inc. · Annual report
  2. 15:05
    CVU CPI Aerostructures Inc · Announcement

16:00

  1. 16:04
    XERI Xeriant, Inc. · Amended registration statement
  2. 16:04
    BBGI Beasley Broadcast Group Inc · Stake amended
  3. 16:15
    CVI CVR Energy Inc · Investor disclosure
  4. 16:15
    THO Thor Industries Inc · Announcement
  5. 16:26
    KUST Kustom Entertainment, Inc. · Auditor change
  6. 16:32
    VGTK Viking Global Technologies, Inc. · Investor disclosure
  7. 16:37
    CQP Cheniere Energy Partners, L.P. · Investor disclosure
  8. 16:40
    VRTS Virtus Investment Partners, Inc. · Proxy statement
  9. 16:53
    PRSU Pursuit Attractions & Hospitality, Inc. · Proxy statement
  10. 16:57
    SMBK Smartfinancial Inc. · Proxy statement
  11. 16:59
    FRHC Freedom Holding Corp. · New agreement

17:00

  1. 17:02
    KBH KB Home · Shareholder vote
  2. 17:10
    MYE Myers Industries Inc · Stake amended
  3. 17:10
    GDV Gabelli Dividend & Income Trust · Proxy statement
  4. 17:12
    GDL GDL Fund · Proxy statement
  5. 17:13
    GGN GAMCO Global Gold, Natural Resources & Income Trust · Proxy statement
  6. 17:13
    GAB Gabelli Equity Trust Inc · Proxy statement
  7. 17:29
    QRHC Quest Resource Holding Corp · Change in control · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors

20:00

  1. 20:07
    WYY Widepoint Corp · Results, after-hours
40 of 59

Index

Forms filed

  • Insider filing456
  • Current report8-K35
  • Foreign issuer report6-K23
  • Proxy statementDEF 14A12
  • Initial ownership38
  • Annual report to shareholdersARS8
  • Proxy materialDEFA14A7
  • UPLOAD7
  • CORRESP5
  • Passive stake amendedSC 13G/A4
  • Annual report10-K3
  • Exempt offering noticeD3
  • Stake amendedSC 13D/A3
  • Prospectus supplement424B32
  • Prospectus supplement424B52
  • Exempt offering notice, amendedD/A2
  • Amended shelf registrationS-3/A2
  • Stake reportedSC 13D2
  • Amended quarterly report10-Q/A1
  • Amended annual report40-F/A1
  • Prospectus supplement424B21
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • Registration statementF-11
  • N-2/A1
  • PRRN14A1
  • S-11/A1
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81

63 companies

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