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What covered companies filed with the SEC, day by day.

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‹ Fri, Jul 2, 2010

Tuesday, July 6, 2010

199 filings · 126 companiesAll checks passed · Updated Nov 3

Wed, Jul 7, 2010 ›
The dayTuesday, July 6

By time of day

32 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Reports

0 quarterly · 1 annual
  1. MK Automotive, Inc.— · 10-K · Mar 31 · —
    ——

Insiders

23 filings
Purchases$134.80K9 filings
Sales$8.08M14 filings
FNFabrinet · TA LIN HSU, Director$4.98MSale · 535,006 sh
FNFabrinet · David T. Mitchell, CEO & President$2.67MSale · 287,389 sh
UONEUrban One, Inc. · Alfred C Liggins, CEO$160.24KSale · 120,349 sh
UONEUrban One, Inc. · Peter Thompson, CFO / EVP$88.92KSale · 58,964 sh
KEQUKewaunee Scientific Corp · Ross W McCanless, Director$53.28KPurchase · 4,800 sh
UONEUrban One, Inc. · Catherine L Hughes, Chairperson and Secretary$48.69KSale · 36,570 sh
Open insider activity

Agreements

9 filings
  1. 21:19CREG Smart Powerr Corp. · New agreement
  2. 17:11ECTM ECA Marcellus Trust I · New agreement
  3. 17:08ALTO Alto Ingredients, Inc. · Delisting notice · New agreement
  4. 16:17REX REX American Resources Corp · New agreement
  5. 16:00FTLF Fitlife Brands, Inc. · New debt · Unregistered shares sold · New agreement
  6. 12:17KINS Kingstone Companies, Inc. · Unregistered shares sold · New agreement
  7. 12:12AVXL Anavex Life Sciences Corp. · Agreement ended · Unregistered shares sold · New agreement · Officers or directors
  8. 09:55TOVX Theriva Biologics, Inc. · New agreement

Officers and directors

6 filings
  1. 20:58BEEM Beam Global · Officers or directors
  2. 20:19BNBX BNB Plus Corp. · Officers or directors
  3. 16:44CSBB CSB Bancorp, Inc. · Officers or directors
  4. 12:12AVXL Anavex Life Sciences Corp. · Agreement ended · Unregistered shares sold · New agreement · Officers or directors
  5. 11:40PRSO Peraso Inc. · Shareholder vote · Officers or directors
  6. 10:09WVVI Willamette Valley Vineyards Inc · Officers or directors

Filings

32 listed

17:00

  1. 17:40
    IOVA Iovance Biotherapeutics, Inc. · Acquisition or sale completed · New agreement (amended)

18:00

  1. 18:09
    SWKHL SWK Holdings Corp · Announcement

21:00

  1. 21:33
    TRCK Track Group, Inc. · Bylaws or fiscal year changed · Shareholder vote
  2. 21:34
    EMMA Emmaus Life Sciences, Inc. · Amended registration statement

00:00

  1. 00:19
    CENX Century Aluminum Co · Stake amended

07:00

  1. 07:21
    BLGO Biolargo, Inc. · Announcement

08:00

  1. 08:18
    KRO Kronos Worldwide Inc · Investor disclosure

09:00

  1. 09:55
    TOVX Theriva Biologics, Inc. · New agreement

10:00

  1. 10:09
    WVVI Willamette Valley Vineyards Inc · Officers or directors

11:00

  1. 11:40
    PRSO Peraso Inc. · Shareholder vote · Officers or directors
  2. 11:47
    LZB La-Z-Boy Inc · Proxy statement
  3. 11:58
    GOVX GeoVax Labs, Inc. · Announcement

12:00

  1. 12:12
    AVXL Anavex Life Sciences Corp. · Agreement ended · Unregistered shares sold · New agreement · Officers or directors
  2. 12:17
    KINS Kingstone Companies, Inc. · Unregistered shares sold · New agreement

14:00

  1. 14:11
    MYE Myers Industries Inc · Stake amended
  2. 14:57
    OPHC OptimumBank Holdings, Inc. · Delisting notice

15:00

  1. 15:39
    GNTOF Gentor Resources Inc. · Announcement

16:00

  1. 16:00
    FTLF Fitlife Brands, Inc. · New debt · Unregistered shares sold · New agreement
  2. 16:06
    WWR Westwater Resources, Inc. · Delisting notice (amended)
  3. 16:17
    REX REX American Resources Corp · New agreement
  4. 16:44
    CSBB CSB Bancorp, Inc. · Officers or directors
  5. 16:50
    KOSS Koss Corp · Announcement

17:00

  1. 17:08
    ALTO Alto Ingredients, Inc. · Delisting notice · New agreement
  2. 17:11
    ECTM ECA Marcellus Trust I · New agreement

20:00

  1. 20:19
    NEPH Nephros Inc · Announcement
  2. 20:19
    BNBX BNB Plus Corp. · Officers or directors
  3. 20:58
    BEEM Beam Global · Officers or directors

21:00

  1. 21:19
    CREG Smart Powerr Corp. · New agreement

—

  1. —
    PTEN Patterson UTI Energy Inc · Current report
  2. —
    PLOW Douglas Dynamics, Inc · Current report
  3. —
    — MK Automotive, Inc. · Annual report
  4. —
    OSG Octave Specialty Group Inc · Current report
32 of 32

Index

Forms filed

  • Insider filing478
  • Foreign issuer report6-K31
  • Current report8-K25
  • CORRESP9
  • Prospectus supplement424B38
  • UPLOAD8
  • EFFECT4
  • Exempt offering noticeD3
  • N-CSRS3
  • Current report (amended)8-K/A2
  • Free writing prospectusFWP2
  • Proxy voting recordN-PX2
  • PRER14C2
  • Stake amendedSC 13D/A2
  • Passive stake amendedSC 13G/A2
  • Annual report10-K1
  • Employee plan annual report11-K1
  • Initial ownership31
  • 40-17F21
  • Insider filing, amended4/A1
  • 6-K/A1
  • Annual report to shareholdersARS1
  • CT ORDER1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • N-2/A1
  • N-CSR1
  • PRE 14C1
  • PRER14A1
  • Amended registration statementS-1/A1
  • Amended shelf registrationS-3/A1
  • Amended merger registrationS-4/A1
  • Passive stake reportedSC 13G1

36 companies

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