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What covered companies filed with the SEC, day by day.

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  10. 1
‹ Tue, Aug 31, 2010

Wednesday, September 1, 2010

149 filings · 128 companiesAll checks passed · Updated Nov 3

Thu, Sep 2, 2010 ›
The dayWednesday, September 1

By time of day

39 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

8 without a time on file

Results

4 announced

Market hours1

  • 11:57GIIIG III Apparel Group Ltd

After-hours3

  • 16:05ZUMZZumiez Inc
  • 16:08OXMOxford Industries Inc
  • 17:11DMOWestern Asset Mortgage Opportunity Fund Inc.

Reports

6 quarterly · 1 annual
  1. Strattec Security CorpSTRT · 10-K · Jun 27 · 10:53
    $207.96M—
  2. HEICO CorpHEI · 10-Q · Jul 31 · 16:48
    $158.27M+18.0%
  3. Zumiez IncZUMZ · 10-Q · Jul 31 · 16:07
    $97.70M—
  4. CervoMed Inc.CRVO · 10-Q/A · Mar 31 · 16:52
    ——
  5. PPL CorpPPL · 10-Q/A · Jul 30 · —
    ——
  6. Autodesk, Inc.ADSK · 10-Q · Aug 24 · —
    ——
  7. Walmart Inc.WMT · 10-Q · Aug 27 · —
    ——

Insiders

19 filings
Purchases$124.55K11 filings
Sales$1.00M8 filings
SPHSuburban Propane Partners LP · Neil Scanlon, Vice Pres.,Information Systems$297.76KSale · 6,000 sh
SPHSuburban Propane Partners LP · Michael a Stivala, Chief Financial Officer$248.60KSale · 5,000 sh
LTCLTC Properties Inc · Boyd W Hendrickson, Director$131.53KSale · 5,333 sh
EMLEastern Co · Kenneth Sapack, Chief Accounting Officer$121.29KSale · 7,179 sh
—Aircastle LTD · Joseph P. Adams Jr., Director$98.63KSale · 12,500 sh
PAYDPaid Inc · Richard Rotman, C00, VP and Secretary$85.24KSale · 350,000 sh
Open insider activity

Agreements

4 filings
  1. 19:35ELTP Elite Pharmaceuticals Inc · Acquisition or sale completed · New agreement
  2. 17:00SNWV SANUWAVE Health, Inc. · New debt · New agreement
  3. 14:25FXF Invesco CurrencyShares Swiss Franc Trust · New agreement
  4. 14:08CNA CNA Financial Corp · New agreement

Officers and directors

7 filings
  1. 20:02LSAK Lesaka Technologies Inc · Officers or directors
  2. 16:37WDFC WD 40 Co · Officers or directors
  3. 16:30FF FutureFuel Corp. · Officers or directors
  4. 16:19VASO Vaso Corp · Officers or directors
  5. 16:01ASTI Ascent Solar Technologies, Inc. · Officers or directors
  6. 00:22FAF First American Financial Corp · Officers or directors
  7. 18:30NWPX NWPX Infrastructure, Inc. · Officers or directors

Filings

39 listed

18:00

  1. 18:30
    NWPX NWPX Infrastructure, Inc. · Officers or directors

20:00

  1. 20:00
    CQP Cheniere Energy Partners, L.P. · Investor disclosure

00:00

  1. 00:22
    FAF First American Financial Corp · Officers or directors

06:00

  1. 06:02
    EMMA Emmaus Life Sciences, Inc. · Amended registration statement

07:00

  1. 07:30
    HHS Harte Hanks Inc · Announcement

10:00

  1. 10:03
    HWBK Hawthorn Bancshares, Inc. · Announcement
  2. 10:53
    STRT Strattec Security Corp · Annual report

11:00

  1. 11:07
    STRT Strattec Security Corp · Proxy statement
  2. 11:57
    GIII G III Apparel Group Ltd · Results, market hours

14:00

  1. 14:08
    CNA CNA Financial Corp · New agreement
  2. 14:11
    DOMH Dominari Holdings Inc. · Shareholder vote
  3. 14:25
    FXF Invesco CurrencyShares Swiss Franc Trust · New agreement
  4. 14:40
    NTIC Northern Technologies International Corp · Stake amended

16:00

  1. 16:01
    ASTI Ascent Solar Technologies, Inc. · Officers or directors
  2. 16:05
    ZUMZ Zumiez Inc · Results, after-hours (amended)
  3. 16:07
    ZUMZ Zumiez Inc · Quarterly report
  4. 16:08
    OXM Oxford Industries Inc · Results, after-hours
  5. 16:15
    ZUMZ Zumiez Inc · Investor disclosure
  6. 16:19
    VASO Vaso Corp · Officers or directors
  7. 16:30
    FF FutureFuel Corp. · Officers or directors
  8. 16:37
    WDFC WD 40 Co · Officers or directors
  9. 16:48
    HEI HEICO Corp · Quarterly report
  10. 16:52
    CRVO CervoMed Inc. · Amended quarterly report

17:00

  1. 17:00
    SNWV SANUWAVE Health, Inc. · New debt · New agreement
  2. 17:01
    KBH KB Home · Announcement
  3. 17:11
    DMO Western Asset Mortgage Opportunity Fund Inc. · Results, after-hours
  4. 17:25
    LBSR Liberty Star Uranium & Metals Corp. · Investor disclosure

19:00

  1. 19:35
    ELTP Elite Pharmaceuticals Inc · Acquisition or sale completed · New agreement

20:00

  1. 20:02
    LSAK Lesaka Technologies Inc · Officers or directors
  2. 20:25
    PNNT Pennantpark Investment Corp · Investor disclosure
  3. 20:50
    SHOO Steven Madden, Ltd. · Announcement

—

  1. —
    HOV Hovnanian Enterprises Inc · Current report
  2. —
    GTIM Good Times Restaurants Inc. · Proxy statement
  3. —
    XPL Solitario Resources Corp. · Current report
  4. —
    PPL PPL Corp · Amended quarterly report, Q2 2010
  5. —
    CAPC Capstone Companies, Inc. · Current report
  6. —
    ADSK Autodesk, Inc. · Quarterly report, Q2 2010
  7. —
    AILIH Ameren Illinois Co · Current report
  8. —
    WMT Walmart Inc. · Quarterly report, Q2 2010
39 of 39

Index

Forms filed

  • Insider filing439
  • Current report8-K27
  • Foreign issuer report6-K23
  • UPLOAD16
  • CORRESP7
  • N-CSRS6
  • Quarterly report10-Q4
  • CT ORDER3
  • N-PX/A3
  • Amended quarterly report10-Q/A2
  • Proxy statementDEF 14A2
  • Annual report10-K1
  • Initial ownership31
  • Prospectus supplement424B31
  • 4971
  • Exchange listing8-A12B1
  • Current report (amended)8-K/A1
  • Exempt offering noticeD1
  • EFFECT1
  • N-21
  • RW1
  • Amended registration statementS-1/A1
  • Amended shelf registrationS-3/A1
  • Stake amendedSC 13D/A1
  • SC 13E3/A1
  • Passive stake reportedSC 13G1
  • SC TO-C1
  • SC TO-I/A1

43 companies

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