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What covered companies filed with the SEC, day by day.

  1. 31
  2. 1
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  4. 3
  5. 7
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  9. 13
‹ Fri, Sep 10, 2010

Monday, September 13, 2010

195 filings · 145 companiesAll checks passed · Updated Nov 3

Tue, Sep 14, 2010 ›
The dayMonday, September 13
Delisting noticesNWPX17:19

By time of day

58 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

4 announced

After-hours4

  • 16:30LMNRLimoneira CO
  • 16:36VIRCVirco MFG Corporation
  • 16:40FEIMFrequency Electronics Inc
  • 21:25BUKSButler National Corp

Reports

8 quarterly · 4 annual
  1. Key Tronic CorpKTCC · 10-K · Jul 3 · 17:16
    $199.62M—
  2. Provident Financial Holdings IncPROV · 10-K · Jun 30 · 16:48
    $61.84M—
  3. Limoneira COLMNR · 10-Q · Jul 31 · 16:35
    $22.23M—
  4. U.S. Gold Corp.USAU · 10-Q · Jul 31 · 15:16
    $12.74M—
  5. R F Industries LtdRFIL · 10-Q · Jul 31 · 18:04
    $4.23M—
  6. SurgePays, Inc.SURG · 10-Q · Jul 31 · 20:23
    $1.91K—
  7. Totaligent, Inc.TGNT · 10-Q · Jul 31 · —
    $624.00—
  8. Twin Disc IncTWIN · 10-K · Sep 13 · 08:56
    ——
  9. United States Commodity Index Funds TrustUSCI · 10-Q · Jun 30 · 13:17
    ——
  10. Nutex Health Inc.NUTX · 10-K/A · Sep 7 · 16:57
    ——

Insiders

35 filings
Purchases$4.32M19 filings
Sales$8.09M16 filings
BRKRBruker Corp · Joerg C Laukien, Director$7.16MSale · 539,750 sh
IEPIcahn Enterprises L.P. · Carl C Icahn, Director$3.75MPurchase · 111,241 sh
BOOMDMC Global Inc. · John G Banker, Sr. VP Customers & Technology$190.11KSale · 12,659 sh
GHIGreystone Housing Impact Investors LP · Mark a Hiatt, CEO$150.00KPurchase · 26,785 sh
CENXCentury Aluminum Co · Logan W Kruger, CEO and President$112.50KSale · 10,000 sh
SPHSuburban Propane Partners LP · a Davin Dambrosio, Vice President & Treasurer$104.16KSale · 2,000 sh
Open insider activity

Agreements

8 filings
  1. 21:25PLAG Planet Green Holdings Corp. · Unregistered shares sold · New agreement
  2. 20:03ACRG American Clean Resources Group, Inc. · New agreement
  3. 19:48FLL Full House Resorts Inc · New agreement
  4. 17:37LEXX Lexaria Bioscience Corp. · New debt · New agreement
  5. 17:28TCX Tucows Inc · Shareholder vote · New debt · New agreement
  6. 16:41UELMO Union Electric Co · Agreement ended · New debt · New agreement
  7. 10:51FRHC Freedom Holding Corp. · New agreement
  8. 10:10MFIN Medallion Financial Corp · New agreement

Officers and directors

5 filings
  1. 21:20INSG Inseego Corp. · Officers or directors
  2. 17:05IDT IDT Corp · Officers or directors
  3. 16:30IRD Opus Genetics, Inc. · Officers or directors
  4. 14:55— Graybar Electric Co Inc · Officers or directors
  5. 12:52QNBC QNB Corp. · Officers or directors

Filings

58 listed

17:00

  1. 17:33
    KRO Kronos Worldwide Inc · Investor disclosure

18:00

  1. 18:05
    FTLF Fitlife Brands, Inc. · Bylaws or fiscal year changed

21:00

  1. 21:44
    TRCK Track Group, Inc. · Registration statement

06:00

  1. 06:43
    WKC World Kinect Corp · Investor disclosure

07:00

  1. 07:00
    XWEL Xwell, Inc. · Investor disclosure

08:00

  1. 08:34
    LPTH Lightpath Technologies Inc · Announcement
  2. 08:47
    FORM Formfactor Inc · Restructuring costs
  3. 08:56
    TWIN Twin Disc Inc · Annual report

10:00

  1. 10:10
    MFIN Medallion Financial Corp · New agreement
  2. 10:13
    BELFA BEL Fuse Inc · Stake amended
  3. 10:31
    OTLC Oncotelic Therapeutics, Inc. · Announcement
  4. 10:32
    WFCF Where Food Comes From, Inc. · Proxy statement
  5. 10:51
    FRHC Freedom Holding Corp. · New agreement

11:00

  1. 11:53
    RGEN Repligen Corp · Shareholder vote

12:00

  1. 12:52
    QNBC QNB Corp. · Officers or directors

13:00

  1. 13:17
    USCI United States Commodity Index Funds Trust · Quarterly report
  2. 13:25
    ZLME Zhanling International Ltd · Amended registration statement
  3. 13:41
    IVT InvenTrust Properties Corp. · Investor disclosure

14:00

  1. 14:05
    RIO Rio Tinto PLC · Stake amended
  2. 14:14
    VLGEA Village Super Market Inc · Investor disclosure
  3. 14:25
    PLX Protalix BioTherapeutics, Inc. · Investor disclosure
  4. 14:25
    LGL LGL Group Inc · Stake amended
  5. 14:55
    — Graybar Electric Co Inc · Officers or directors

15:00

  1. 15:16
    USAU U.S. Gold Corp. · Quarterly report
  2. 15:31
    LOGI Logitech International S.A. · Shareholder vote

16:00

  1. 16:14
    DQ Daqo New Energy Corp. · Amended registration statement
  2. 16:15
    ZUMZ Zumiez Inc · Investor disclosure
  3. 16:30
    IRD Opus Genetics, Inc. · Officers or directors
  4. 16:30
    LMNR Limoneira CO · Results, after-hours
  5. 16:30
    BGMS Bio Green Med Solution, Inc. · Announcement
  6. 16:33
    CTTH CTT Pharmaceutical Holdings, Inc. · Announcement
  7. 16:35
    LMNR Limoneira CO · Quarterly report
  8. 16:36
    VIRC Virco MFG Corporation · Results, after-hours
  9. 16:40
    FEIM Frequency Electronics Inc · Results, after-hours
  10. 16:41
    UELMO Union Electric Co · Agreement ended · New debt · New agreement
  11. 16:48
    PROV Provident Financial Holdings Inc · Annual report
  12. 16:57
    NUTX Nutex Health Inc. · Amended annual report
  13. 16:58
    NUTX Nutex Health Inc. · Amended quarterly report

17:00

  1. 17:05
    IDT IDT Corp · Officers or directors
  2. 17:13
    BCRD BlueOne Technologies, Inc. · Amended registration statement
40 of 58

Index

Forms filed

  • Insider filing461
  • Current report8-K37
  • Foreign issuer report6-K19
  • Initial ownership310
  • UPLOAD9
  • CORRESP8
  • Quarterly report10-Q6
  • 40-17G5
  • Annual report10-K3
  • EFFECT3
  • Free writing prospectusFWP3
  • Stake amendedSC 13D/A3
  • Amended quarterly report10-Q/A2
  • Prospectus supplement424B52
  • Proxy statementDEF 14A2
  • Amended registration statementS-1/A2
  • Passive stake reportedSC 13G2
  • Passive stake amendedSC 13G/A2
  • 10-12G/A1
  • Asset-backed distribution report10-D1
  • Amended annual report10-K/A1
  • Delisting251
  • Initial ownership, amended3/A1
  • Exchange listing8-A12B1
  • Annual report to shareholdersARS1
  • CERTNAS1
  • Exempt offering noticeD1
  • Amended registration statementF-1/A1
  • N-2/A1
  • Registration statementS-11
  • S-111
  • S-3ASR1
  • Employee plan registrationS-81
  • SUPPL1

63 companies

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