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What covered companies filed with the SEC, day by day.

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‹ Wed, Sep 15, 2010

Thursday, September 16, 2010

166 filings · 120 companiesAll checks passed · Updated Nov 3

Fri, Sep 17, 2010 ›
The dayThursday, September 16

By time of day

50 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

10 without a time on file

Results

2 announced

Market hours2

  • 10:09LPTHLightpath Technologies Inc
  • 13:12GUREGulf Resources, Inc.

Reports

2 quarterly · 4 annual
  1. Nixxy, Inc.NIXX · 10-Q · May 31 · 15:30
    ——
  2. Nixxy, Inc.NIXX · 10-Q · Aug 31 · 15:30
    ——
  3. Vnue, Inc.RDCT · 10-K/A · May 31 · 16:08
    ——
  4. Lightpath Technologies IncLPTH · 10-K · Jun 30 · 17:21
    ——
  5. Rave Restaurant Group, Inc.RAVE · 10-K · Jun 27 · 21:24
    ——
  6. Intuit Inc.INTU · 10-K · Aug 31 · —
    ——

Insiders

20 filings
Purchases$423.26K8 filings
Sales$1.13M12 filings
AKRAcadia Realty Trust · Robert Masters, Sr. VP and General Counsel$380.00KSale · 20,000 sh
HBIOHarvard Bioscience Inc · Chane Graziano, Chief Executive Officer$358.07KPurchase · 100,000 sh
DSSDSS, Inc. · Robert B. Bzdick, COO$166.24KSale · 45,150 sh
CENXCentury Aluminum Co · Steve Schneider, Sr. VP & Chief Acct. Officer$125.18KSale · 11,000 sh
VERUVeru Inc. · Stephen M Dearholt, Director$122.75KSale · 25,000 sh
DXDynex Capital Inc · Daniel K Osborne, Director$105.90KSale · 10,000 sh
Open insider activity

Agreements

7 filings
  1. 20:38LSAK Lesaka Technologies Inc · New agreement
  2. 20:06NVEC NVE Corp · New agreement (amended)
  3. 20:03ELTP Elite Pharmaceuticals Inc · Acquisition or sale completed · New agreement
  4. 13:09OGEN Oragenics Inc · New agreement
  5. 09:11WKC World Kinect Corp · New agreement
  6. 23:46AVNW Aviat Networks, Inc. · New agreement
  7. 17:59FCCN Spectral Capital Corp · New agreement

Officers and directors

3 filings
  1. 17:15GERN Geron Corp · Officers or directors
  2. 17:02CNVS Cineverse Corp. · Shareholder vote · Officers or directors
  3. 16:30SCSC Scansource, Inc. · Officers or directors

Filings

50 listed

17:00

  1. 17:37
    OCSL Oaktree Specialty Lending Corp · Announcement
  2. 17:59
    FCCN Spectral Capital Corp · New agreement

23:00

  1. 23:46
    AVNW Aviat Networks, Inc. · New agreement

06:00

  1. 06:00
    MG Mistras Group, Inc. · Proxy statement

07:00

  1. 07:02
    UFI Unifi Inc · Proxy statement

09:00

  1. 09:11
    WKC World Kinect Corp · New agreement

10:00

  1. 10:09
    LPTH Lightpath Technologies Inc · Results, market hours

11:00

  1. 11:36
    GMBL Esports Entertainment Group, Inc. · Investor disclosure

12:00

  1. 12:16
    FCCN Spectral Capital Corp · Stake reported

13:00

  1. 13:02
    KFY Korn Ferry · Shareholder vote
  2. 13:09
    OGEN Oragenics Inc · New agreement
  3. 13:12
    GURE Gulf Resources, Inc. · Results, market hours

14:00

  1. 14:17
    GSL Global Ship Lease, Inc. · Amended annual report
  2. 14:33
    LMED LataMed AI Corp. · Amended registration statement

15:00

  1. 15:05
    CTAS Cintas Corp · Proxy statement
  2. 15:05
    HTLD Heartland Express Inc · Announcement
  3. 15:15
    RGP Resources Connection, Inc. · Proxy statement
  4. 15:30
    NIXX Nixxy, Inc. · Quarterly report
  5. 15:30
    NIXX Nixxy, Inc. · Quarterly report
  6. 15:49
    IBOC International Bancshares Corp · Announcement
  7. 15:51
    TOMZ TOMI Environmental Solutions, Inc. · Announcement
  8. 15:57
    ORMP Oramed Pharmaceuticals Inc. · Investor disclosure

16:00

  1. 16:08
    RDCT Vnue, Inc. · Amended annual report
  2. 16:30
    SCSC Scansource, Inc. · Officers or directors
  3. 16:35
    AVNW Aviat Networks, Inc. · Stake amended
  4. 16:39
    FNLC First Bancorp, Inc · Announcement
  5. 16:45
    TRNS Transcat Inc · Shareholder vote
  6. 16:50
    CLDX Celldex Therapeutics, Inc. · Shareholder vote

17:00

  1. 17:02
    CNVS Cineverse Corp. · Shareholder vote · Officers or directors
  2. 17:15
    GERN Geron Corp · Officers or directors
  3. 17:21
    LPTH Lightpath Technologies Inc · Annual report
  4. 17:25
    WWR Westwater Resources, Inc. · Announcement
  5. 17:45
    BYFC Broadway Financial Corp de · Announcement

18:00

  1. 18:10
    SPRS Surge Components Inc · Bylaws or fiscal year changed

20:00

  1. 20:03
    ELTP Elite Pharmaceuticals Inc · Acquisition or sale completed · New agreement
  2. 20:06
    NVEC NVE Corp · New agreement (amended)
  3. 20:33
    TPC Tutor Perini Corp · Stake amended
  4. 20:38
    LSAK Lesaka Technologies Inc · New agreement

21:00

  1. 21:04
    CENX Century Aluminum Co · Stake amended
  2. 21:24
    RAVE Rave Restaurant Group, Inc. · Annual report
40 of 50

Index

Forms filed

  • Insider filing442
  • Current report8-K30
  • Foreign issuer report6-K24
  • UPLOAD9
  • Initial ownership35
  • Stake amendedSC 13D/A5
  • Proxy statementDEF 14A4
  • DFAN14A4
  • Employee plan registrationS-84
  • Annual report10-K3
  • CORRESP3
  • EFFECT3
  • Free writing prospectusFWP3
  • Quarterly report10-Q2
  • Prospectus supplement424B32
  • Insider filing, amended4/A2
  • Exempt offering notice, amendedD/A2
  • 10-12G1
  • Amended annual report10-K/A1
  • 15-12B1
  • Amended annual report20-F/A1
  • Initial ownership, amended3/A1
  • Prospectus supplement424B21
  • 5/A1
  • Current report (amended)8-K/A1
  • AW1
  • CT ORDER1
  • Proxy materialDEFA14A1
  • Amended registration statementF-1/A1
  • F-61
  • F-6EF1
  • N-2/A1
  • N-Q1
  • Amended registration statementS-1/A1
  • Shelf registrationS-31
  • Stake reportedSC 13D1

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