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What covered companies filed with the SEC, day by day.

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‹ Fri, Oct 1, 2010

Monday, October 4, 2010

202 filings · 120 companiesAll checks passed · Updated Nov 3

Tue, Oct 5, 2010 ›
The dayMonday, October 4
Delisting noticesIHT22:56

By time of day

34 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

1 announced

Market hours1

  • 13:24TRTTrio-Tech International

Reports

1 quarterly · 0 annual
  1. Smartfinancial Inc.SMBK · 10-Q/A · Jun 30 · 16:36
    $5.31M—

Insiders

15 filings
Purchases$735.24K7 filings
Sales$1.45M8 filings
NAGENiagen Bioscience, Inc. · Frost Phillip MD et AL, 10% owner$520.00KPurchase · 800,000 sh
SAHSonic Automotive Inc · Bryan Scott Smith, President and CSO$484.48KSale · 50,000 sh
GIIIG III Apparel Group Ltd · Neal Nackman, Chief Financial Officer/Treas$317.52KSale · 10,000 sh
FLNAFilana Therapeutics, Inc. · Remi Barbier, CEO & Chairman of the Board$310.00KSale · 50,000 sh
IPARInterparfums Inc · Jean Madar, CEO$163.91KSale · 9,200 sh
IPARInterparfums Inc · Philippe Benacin, President$163.91KSale · 9,200 sh
Open insider activity

Agreements

7 filings
  1. 20:33AVNW Aviat Networks, Inc. · Agreement ended · New debt · New agreement
  2. 17:30EZPW Ezcorp Inc · New agreement · Officers or directors
  3. 16:37TWAV TaoWeave, Inc. · Shareholder rights changed · Unregistered shares sold · New agreement
  4. 13:12LGL LGL Group Inc · Agreement ended
  5. 12:52BLNK Blink Charging Co. · Unregistered shares sold · New agreement (amended)
  6. 10:23WWR Westwater Resources, Inc. · New agreement · Officers or directors
  7. 22:26NEPH Nephros Inc · New debt · New agreement

Officers and directors

4 filings
  1. 19:24VIVK Vivakor, Inc. · Officers or directors
  2. 17:30EZPW Ezcorp Inc · New agreement · Officers or directors
  3. 10:56SCCO Southern Copper Corp · Officers or directors
  4. 10:23WWR Westwater Resources, Inc. · New agreement · Officers or directors

Filings

34 listed

17:00

  1. 17:50
    ELMD Electromed, Inc. · Unregistered shares sold

21:00

  1. 21:41
    MAJI Nextel Medical Corp. · Amended registration statement

22:00

  1. 22:10
    LFVN Lifevantage Corp · Proxy statement
  2. 22:26
    NEPH Nephros Inc · New debt · New agreement
  3. 22:56
    IHT Innsuites Hospitality Trust · Delisting notice

06:00

  1. 06:08
    SNY Sanofi · Tender offer

10:00

  1. 10:23
    WWR Westwater Resources, Inc. · New agreement · Officers or directors
  2. 10:56
    SCCO Southern Copper Corp · Officers or directors

12:00

  1. 12:52
    BLNK Blink Charging Co. · Unregistered shares sold · New agreement (amended)

13:00

  1. 13:12
    LGL LGL Group Inc · Agreement ended
  2. 13:24
    TRT Trio-Tech International · Results, market hours
  3. 13:46
    CTTH CTT Pharmaceutical Holdings, Inc. · Investor disclosure

14:00

  1. 14:21
    NMTC Neuroone Medical Technologies Corp · Registration statement

15:00

  1. 15:02
    DQ Daqo New Energy Corp. · Amended registration statement

16:00

  1. 16:24
    DOMH Dominari Holdings Inc. · Amended registration statement
  2. 16:36
    SMBK Smartfinancial Inc. · Amended quarterly report
  3. 16:37
    TWAV TaoWeave, Inc. · Shareholder rights changed · Unregistered shares sold · New agreement
  4. 16:44
    AITX Artificial Intelligence Technology Solutions Inc. · Amended registration statement
  5. 16:45
    MNOV Medicinova Inc · Investor disclosure

17:00

  1. 17:22
    FKYS First Keystone Corp · Announcement
  2. 17:22
    ADAM Adamas Trust, Inc. · Announcement
  3. 17:22
    ASMB Assembly Biosciences, Inc. · Amended registration statement
  4. 17:30
    EZPW Ezcorp Inc · New agreement · Officers or directors
  5. 17:31
    RELL Richardson Electronics, Ltd. · Announcement · Investor disclosure

18:00

  1. 18:31
    MX Magnachip Semiconductor Corp · Amended registration statement
  2. 18:35
    MX Magnachip Semiconductor Corp · Amended registration statement

19:00

  1. 19:24
    VIVK Vivakor, Inc. · Officers or directors

20:00

  1. 20:33
    AVNW Aviat Networks, Inc. · Agreement ended · New debt · New agreement
  2. 20:46
    PLX Protalix BioTherapeutics, Inc. · Proxy statement

—

  1. —
    — Northfield Bancorp, Inc. · Current report
  2. —
    OTTR Otter Tail Corp · Current report
  3. —
    — Hongchang International Co., Ltd · Current report
  4. —
    UTSI Utstarcom Holdings Corp. · Stake amended
  5. —
    HRB H&R Block Inc · Current report
34 of 34

Index

Forms filed

  • Insider filing4102
  • Foreign issuer report6-K25
  • Current report8-K20
  • CORRESP7
  • Amended registration statementS-1/A6
  • UPLOAD5
  • Initial ownership33
  • N-CSRS3
  • Prospectus supplement424B32
  • Proxy statementDEF 14A2
  • Proxy materialDEFA14A2
  • EFFECT2
  • N-CSR2
  • Preliminary proxy statementPRE 14A2
  • SC 13E3/A2
  • Amended quarterly report10-Q/A1
  • Notice of intent to sell1441
  • Current report (amended)8-K/A1
  • CERTNYS1
  • Exempt offering noticeD1
  • Exempt offering notice, amendedD/A1
  • Amended registration statementF-1/A1
  • F-4/A1
  • PRER14C1
  • RW1
  • Registration statementS-11
  • Amended merger registrationS-4/A1
  • Stake amendedSC 13D/A1
  • SC 14D9/A1
  • SC TO-I/A1
  • Tender offerSC TO-T1
  • SC TO-T/A1

39 companies

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