Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 16
  2. 17
  3. 20
  4. 21
  5. 22
  6. 23
  7. 24
  8. 27
  9. 28
  10. 29
‹ Tue, Sep 28, 2010

Wednesday, September 29, 2010

193 filings · 151 companiesAll checks passed · Updated Nov 3

Thu, Sep 30, 2010 ›
The dayWednesday, September 29

By time of day

39 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

1 announced

Pre-market1

  • 01:39ESMCEscalon Medical Corp

Reports

6 quarterly · 5 annual
  1. Thor Industries IncTHO · 10-K · Jul 31 · 22:03
    $2.28B+49.6%
  2. AiXin Life International, Inc.— · 10-Q · Aug 31 · —
    $0.00—
  3. Integrated Biopharma IncINBP · 10-K/A · Jun 30 · 18:22
    ——
  4. Trio-Tech InternationalTRT · 10-Q/A · Sep 30 · 14:51
    ——
  5. Trio-Tech InternationalTRT · 10-Q/A · Dec 31 · 14:55
    ——
  6. Trio-Tech InternationalTRT · 10-Q/A · Mar 31 · 14:59
    ——
  7. Icici Bank LtdIBN · 20-F · Mar 31 · —
    ——
  8. Campbell's CoCPB · 10-K · Sep 15 · —
    ——
  9. Medicure IncMCUJF · 20-F · May 31 · —
    ——
  10. Oracle CorpORCL · 10-Q/A · Dec 31 · —
    ——

Insiders

20 filings
Purchases$133.53K7 filings
Sales$1.50M13 filings
WWRWestwater Resources, Inc. · Marxe Austin W & Greenhouse David M, 10% owner$345.66KSale · 258,250 sh
IPARInterparfums Inc · Jean Madar, CEO$230.62KSale · 12,750 sh
IPARInterparfums Inc · Philippe Benacin, President$230.62KSale · 12,750 sh
EPMEvolution Petroleum Corp · Scott Bedford, Director$174.90KSale · 30,000 sh
PAYDPaid Inc · Gregory Rotman, President$162.56KSale · 504,000 sh
COPRIdaho Copper Corp · Gust Kepler, President & CEO$154.44KSale · 3,300,000 sh
Open insider activity

Agreements

4 filings
  1. 17:26BWEN Broadwind, Inc. · New debt · New agreement
  2. 15:08VGTK Viking Global Technologies, Inc. · Agreement ended
  3. 08:19SRCO Sparta Commercial Services, Inc. · New agreement
  4. 06:02PCYO Pure Cycle Corp · New debt · Unregistered shares sold

Officers and directors

2 filings
  1. 14:13BICX BioCorRx Inc. · Officers or directors
  2. 07:01MMEX MMEX Resources Corp · Change in control · Acquisition or sale completed · Unregistered shares sold · Officers or directors

Filings

39 listed

18:00

  1. 18:22
    INBP Integrated Biopharma Inc · Amended annual report
  2. 18:51
    BXC BlueLinx Holdings Inc. · Stake amended

22:00

  1. 22:03
    THO Thor Industries Inc · Annual report
  2. 22:51
    AWCA Awaysis Capital, Inc. · Late filing notice

23:00

  1. 23:06
    FKWL Franklin Wireless Corp · Late filing notice

01:00

  1. 01:39
    ESMC Escalon Medical Corp · Results, pre-market

06:00

  1. 06:02
    PCYO Pure Cycle Corp · New debt · Unregistered shares sold

07:00

  1. 07:01
    MMEX MMEX Resources Corp · Change in control · Acquisition or sale completed · Unregistered shares sold · Officers or directors
  2. 07:46
    TOVX Theriva Biologics, Inc. · Proxy statement

08:00

  1. 08:19
    SRCO Sparta Commercial Services, Inc. · New agreement

09:00

  1. 09:59
    CLDT Chatham Lodging Trust · Acquisition or sale completed

11:00

  1. 11:12
    ADAM Adamas Trust, Inc. · Investor disclosure

12:00

  1. 12:36
    NRP Natural Resource Partners LP · Stake amended

14:00

  1. 14:13
    BICX BioCorRx Inc. · Officers or directors
  2. 14:51
    TRT Trio-Tech International · Amended quarterly report
  3. 14:55
    TRT Trio-Tech International · Amended quarterly report
  4. 14:59
    TRT Trio-Tech International · Amended quarterly report

15:00

  1. 15:02
    TRT Trio-Tech International · Late filing notice
  2. 15:08
    VGTK Viking Global Technologies, Inc. · Agreement ended

16:00

  1. 16:30
    KFFB Kentucky First Federal Bancorp · Late filing notice
  2. 16:30
    TAL TAL Education Group · Registration statement

17:00

  1. 17:00
    NSSC Napco Security Technologies, Inc · Late filing notice
  2. 17:00
    ALP Alpha Compute Corp · Amended registration statement
  3. 17:14
    ALP Alpha Compute Corp · Stake amended
  4. 17:15
    CNTHP Connecticut Light & Power Co · Announcement
  5. 17:26
    BWEN Broadwind, Inc. · New debt · New agreement

20:00

  1. 20:03
    ESMC Escalon Medical Corp · Late filing notice
  2. 20:20
    CRVW CareView Communications Inc · Stake reported
  3. 20:24
    CRVW CareView Communications Inc · Stake reported
  4. 20:27
    CRVW CareView Communications Inc · Stake reported

21:00

  1. 21:15
    BMRA Biomerica Inc · Proxy statement
  2. 21:16
    QRHC Quest Resource Holding Corp · Late filing notice

—

  1. —
    IBN Icici Bank Ltd · Annual report
  2. —
    CPB Campbell's Co · Annual report, FY2010
  3. —
    — AiXin Life International, Inc. · Quarterly report
  4. —
    MCUJF Medicure Inc · Annual report
  5. —
    ORCL Oracle Corp · Amended quarterly report, Q1 2011
  6. —
    BMXI Brookmount Explorations Inc · Quarterly report
  7. —
    CCU United Breweries Co Inc · Amended annual report
39 of 39

Index

Forms filed

  • Insider filing443
  • N-Q37
  • Foreign issuer report6-K21
  • CORRESP12
  • Current report8-K10
  • NSAR-B10
  • Initial ownership38
  • Late filing noticeNT 10-K7
  • Free writing prospectusFWP6
  • UPLOAD5
  • Amended quarterly report10-Q/A4
  • Stake reportedSC 13D3
  • Stake amendedSC 13D/A3
  • Annual report10-K2
  • Quarterly report10-Q2
  • Annual report20-F2
  • Exempt offering noticeD2
  • Proxy statementDEF 14A2
  • 10-12G1
  • Amended annual report10-K/A1
  • Amended annual report20-F/A1
  • 40-17F21
  • 40-331
  • Prospectus supplement424B21
  • Insider filing, amended4/A1
  • DEFR14A1
  • DFAN14A1
  • Registration statementF-11
  • Amended registration statementF-1/A1
  • N-2/A1
  • NO ACT1
  • Employee plan registrationS-81

39 companies

A

B

C

E

F

I

K

M

N

O

P

Q

S

T

U

V

W