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What covered companies filed with the SEC, day by day.

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‹ Fri, Sep 17, 2010

Monday, September 20, 2010

150 filings · 119 companiesAll checks passed · Updated Nov 3

Tue, Sep 21, 2010 ›
The dayMonday, September 20

By time of day

46 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

5 announced

Market hours1

  • 15:55HGTXUHugoton Royalty Trust

After-hours4

  • 16:48LFVNLifevantage Corp
  • 17:21CRTCross Timbers Royalty Trust
  • 20:19EBFEnnis, Inc.
  • 20:27SJTSan Juan Basin Royalty Trust

Reports

5 quarterly · 2 annual
  1. Sparta Commercial Services, Inc.SRCO · 10-Q · Jul 31 · 17:21
    $132.15K—
  2. Liberty Star Uranium & Metals Corp.LBSR · 10-Q · Jul 31 · 09:15
    $0.00—
  3. Eagle Bancorp Montana, Inc.EBMT · 10-K · Jun 30 · 12:00
    ——
  4. MMEX Resources CorpMMEX · 10-Q · Jul 31 · 13:41
    ——
  5. Coda Octopus Group, Inc.CODA · 10-Q · Jul 31 · 16:25
    ——
  6. Koss CorpKOSS · 10-K · Jun 30 · 17:03
    ——
  7. 3DX Industries, Inc.DDDX · 10-Q · Jul 31 · —
    ——

Insiders

24 filings
Purchases$5.69M14 filings
Sales$12.00M10 filings
TPCTutor Perini Corp · Ronald N Tutor, Chairman & CEO$9.45MSale · 490,000 sh
ULTAUlta Beauty, Inc. · Dennis K Eck, Director$2.67MPurchase · 94,800 sh
IWSHWright Investors Service Holdings, Inc. · Bedford OAK Advisors LLC, 10% owner$2.27MPurchase · 1,745,165 sh
BCPCBalchem Corp · David F Ludwig, VP/Gen Mgr/ARC Spec Prods$1.15MSale · 40,900 sh
SHOOSteven Madden, Ltd. · Arvind Dharia, Chief Financial Officer$548.26KSale · 14,040 sh
GOODGladstone Commercial Corp · George Stelljes III, President; CIO$466.17KSale · 27,330 sh
Open insider activity

Agreements

3 filings
  1. 20:30TPC Tutor Perini Corp · New agreement
  2. 16:10BCIC BCP Investment Corp · New agreement
  3. 13:47SRI Stoneridge Inc · New agreement

Officers and directors

9 filings
  1. 20:15RICK RCI Hospitality Holdings, Inc. · Shareholder vote · Officers or directors
  2. 16:48LFVN Lifevantage Corp · Officers or directors · Results, after-hours
  3. 16:37MBWM Mercantile Bank Corp · Officers or directors
  4. 16:12CITR CitroTech Inc. · Officers or directors
  5. 15:50ACRG American Clean Resources Group, Inc. · Officers or directors
  6. 12:51FTEK Fuel Tech, Inc. · Officers or directors
  7. 12:27TRT Trio-Tech International · Officers or directors
  8. 08:50SLNG Stabilis Solutions, Inc. · Officers or directors

Filings

46 listed

01:00

  1. 01:53
    PACB Pacific Biosciences of California, Inc. · Amended registration statement

06:00

  1. 06:01
    MDCE Medical Care Technologies Inc. · Bylaws or fiscal year changed · Officers or directors

08:00

  1. 08:50
    SLNG Stabilis Solutions, Inc. · Officers or directors

09:00

  1. 09:13
    LBSR Liberty Star Uranium & Metals Corp. · Investor disclosure
  2. 09:15
    LBSR Liberty Star Uranium & Metals Corp. · Quarterly report

10:00

  1. 10:55
    LPTH Lightpath Technologies Inc · Announcement

12:00

  1. 12:00
    EBMT Eagle Bancorp Montana, Inc. · Annual report
  2. 12:01
    EBMT Eagle Bancorp Montana, Inc. · Proxy statement
  3. 12:27
    TRT Trio-Tech International · Officers or directors
  4. 12:48
    NORD Nordicus Partners Corp · Shareholder vote
  5. 12:51
    FTEK Fuel Tech, Inc. · Officers or directors

13:00

  1. 13:18
    LOPE Grand Canyon Education, Inc. · Announcement
  2. 13:41
    MMEX MMEX Resources Corp · Quarterly report
  3. 13:47
    SRI Stoneridge Inc · New agreement

14:00

  1. 14:08
    CVV CVD Equipment Corp · Shareholder vote
  2. 14:51
    ASG Liberty ALL Star Growth Fund Inc. · Stake amended

15:00

  1. 15:50
    ACRG American Clean Resources Group, Inc. · Officers or directors
  2. 15:55
    HGTXU Hugoton Royalty Trust · Results, market hours

16:00

  1. 16:10
    BCIC BCP Investment Corp · New agreement
  2. 16:12
    CITR CitroTech Inc. · Officers or directors
  3. 16:25
    CODA Coda Octopus Group, Inc. · Quarterly report
  4. 16:26
    ACFN Acorn Energy, Inc. · Announcement · Investor disclosure
  5. 16:27
    UFI Unifi Inc · Investor disclosure
  6. 16:37
    MBWM Mercantile Bank Corp · Officers or directors
  7. 16:48
    LFVN Lifevantage Corp · Officers or directors · Results, after-hours

17:00

  1. 17:03
    KOSS Koss Corp · Annual report
  2. 17:07
    CLDT Chatham Lodging Trust · Current report (amended)
  3. 17:08
    KOSS Koss Corp · Proxy statement
  4. 17:21
    SRCO Sparta Commercial Services, Inc. · Quarterly report
  5. 17:21
    CRT Cross Timbers Royalty Trust · Results, after-hours
  6. 17:30
    INFU InfuSystem Holdings, Inc · Registration statement

20:00

  1. 20:00
    LEXX Lexaria Bioscience Corp. · Investor disclosure
  2. 20:15
    RICK RCI Hospitality Holdings, Inc. · Shareholder vote · Officers or directors
  3. 20:19
    EBF Ennis, Inc. · Results, after-hours
  4. 20:22
    IDN Intellicheck, Inc. · Proxy statement
  5. 20:27
    SJT San Juan Basin Royalty Trust · Results, after-hours
  6. 20:30
    TPC Tutor Perini Corp · New agreement
  7. 20:41
    TPC Tutor Perini Corp · Stake amended

21:00

  1. 21:29
    POSC Positron Corp · Investor disclosure

—

  1. —
    IWSH Wright Investors Service Holdings, Inc. · Stake amended
40 of 46

Index

Forms filed

  • Insider filing439
  • Current report8-K29
  • Foreign issuer report6-K21
  • UPLOAD8
  • CORRESP7
  • Quarterly report10-Q5
  • Initial ownership34
  • Annual ownership54
  • Free writing prospectusFWP4
  • Proxy statementDEF 14A3
  • Stake amendedSC 13D/A3
  • Annual report10-K2
  • POSASR2
  • Employee plan registrationS-82
  • 40-17G1
  • 40-331
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • 4971
  • 497AD1
  • Current report (amended)8-K/A1
  • CT ORDER1
  • Proxy materialDEFA14A1
  • EFFECT1
  • F-31
  • N-2/A1
  • Registration statementS-11
  • Amended registration statementS-1/A1
  • Stake reportedSC 13D1
  • SC TO-I/A1
  • SUPPL1

48 companies

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