Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 16
  2. 17
  3. 20
  4. 21
  5. 22
  6. 23
  7. 27
  8. 28
  9. 29
‹ Tue, Dec 28, 2010

Wednesday, December 29, 2010

175 filings · 147 companiesAll checks passed · Updated Nov 3

Thu, Dec 30, 2010 ›
The dayWednesday, December 29

By time of day

51 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

9 without a time on file

Results

4 announced

Pre-market1

  • 08:55ULBIUltralife Corp

After-hours3

  • 16:29ARKRARK Restaurants Corp
  • 20:58JOBGEE Group Inc.
  • 22:03RFILR F Industries Ltd

Reports

1 quarterly · 7 annual
  1. Oxford Industries IncOXM · 10-Q/A · Oct 30 · 16:04
    $139.63M—
  2. Flanigans Enterprises IncBDL · 10-K · Oct 2 · —
    $69.99M—
  3. Invesco CurrencyShares Australian Dollar TrustFXA · 10-K · Oct 31 · 17:38
    $24.14M+109.2%
  4. Bridgeline Digital, Inc.BLIN · 10-K · Sep 30 · 21:39
    $23.56M—
  5. Track Group, Inc.TRCK · 10-K · Sep 30 · 21:17
    $12.45M—
  6. Retrieve Medical Holdings, Inc.— · 10-K · Sep 30 · 13:39
    ——
  7. XMax Inc.XMAX · 10-K · Sep 30 · 17:09
    ——
  8. PharmaCyte Biotech, Inc.PMCB · 10-K · Apr 30 · 20:49
    ——

Insiders

22 filings
Purchases$2.89M9 filings
Sales$15.86M13 filings
LAMRLamar Advertising Co · Phoebe Snow Foundation$3.56MSale · 90,000 sh
PREJFPartnerre Ltd · Patrick a Thiele, Chief Executive Officer$2.91MSale · 36,400 sh
SCCOSouthern Copper Corp · German Larrea Mota Velasco, Chairman of the Board$2.43MSale · 50,000 sh
DEIDouglas Emmett Inc · Dan A Emmett, Chairman of the Board$2.35MSale · 140,000 sh
PTYPIMCO Corporate & Income Opportunity Fund · Gross William H$1.72MPurchase · 100,000 sh
INVXInnovex International, Inc. · Larry e Reimert, Co-Chairman of the Board$1.66MSale · 21,456 sh
Open insider activity

Agreements

4 filings
  1. 18:15BSAI Blusky AI Inc. · Agreement ended
  2. 17:35MLP Maui Land & Pineapple Co Inc · New debt · New agreement
  3. 16:56USBC Usbc, Inc. · New agreement
  4. 16:09— Windtree Therapeutics Inc · New agreement

Officers and directors

5 filings
  1. 21:08AERG Applied Energetics, Inc. · Officers or directors
  2. 16:48ERNA Ernexa Therapeutics Inc. · Officers or directors
  3. 16:36CREX Creative Realities, Inc. · Officers or directors
  4. 16:21MHO M/I Homes, Inc. · Officers or directors
  5. 08:55ULBI Ultralife Corp · Impairment · Officers or directors · Results, pre-market

Filings

51 listed

06:00

  1. 06:02
    NVMI Nova Ltd. · Stake amended

08:00

  1. 08:01
    UFI Unifi Inc · Announcement
  2. 08:55
    ULBI Ultralife Corp · Impairment · Officers or directors · Results, pre-market

11:00

  1. 11:00
    SRL Scully Royalty Ltd. · Merger communication
  2. 11:07
    CETX Cemtrex Inc · Late filing notice
  3. 11:31
    CLRI Cleartronic, Inc. · Late filing notice
  4. 11:32
    CPHI China Pharma Holdings, Inc. · Shareholder vote
  5. 11:54
    LIVE Live Ventures Inc · Late filing notice

12:00

  1. 12:28
    AD Array Digital Infrastructure, Inc. · Stake amended

13:00

  1. 13:36
    HIO Western Asset High Income Opportunity Fund Inc. · Proxy statement
  2. 13:39
    — Retrieve Medical Holdings, Inc. · Annual report

15:00

  1. 15:51
    GNTOF Gentor Resources Inc. · Unregistered shares sold

16:00

  1. 16:04
    OXM Oxford Industries Inc · Amended quarterly report
  2. 16:08
    TSEM Tower Semiconductor Ltd · Amended annual report
  3. 16:09
    — Windtree Therapeutics Inc · New agreement
  4. 16:11
    JCTC Jewett Cameron Trading Co Ltd · Proxy statement
  5. 16:21
    MHO M/I Homes, Inc. · Officers or directors
  6. 16:26
    COPR Idaho Copper Corp · Bylaws or fiscal year changed
  7. 16:29
    ARKR ARK Restaurants Corp · Results, after-hours
  8. 16:32
    USBC Usbc, Inc. · Late filing notice
  9. 16:36
    CREX Creative Realities, Inc. · Officers or directors
  10. 16:48
    ERNA Ernexa Therapeutics Inc. · Officers or directors
  11. 16:56
    USBC Usbc, Inc. · New agreement
  12. 16:57
    DLHC DLH Holdings Corp. · Late filing notice

17:00

  1. 17:09
    XMAX XMax Inc. · Annual report
  2. 17:14
    MERC Mercer International Inc. · Stake amended
  3. 17:18
    NOVT Novanta Inc · Bylaws or fiscal year changed
  4. 17:22
    LVS Las Vegas Sands Corp · Investor disclosure
  5. 17:35
    MLP Maui Land & Pineapple Co Inc · New debt · New agreement
  6. 17:38
    FXA Invesco CurrencyShares Australian Dollar Trust · Annual report

18:00

  1. 18:15
    BSAI Blusky AI Inc. · Agreement ended

20:00

  1. 20:18
    SRCE 1ST Source Corp · Announcement
  2. 20:49
    PMCB PharmaCyte Biotech, Inc. · Annual report
  3. 20:58
    JOB GEE Group Inc. · Results, after-hours

21:00

  1. 21:08
    AERG Applied Energetics, Inc. · Officers or directors
  2. 21:17
    TRCK Track Group, Inc. · Annual report
  3. 21:20
    FC Franklin Covey Co · Announcement
  4. 21:32
    — Selectis Health, Inc. · Announcement
  5. 21:39
    BLIN Bridgeline Digital, Inc. · Annual report

22:00

  1. 22:03
    RFIL R F Industries Ltd · Results, after-hours
40 of 51

Index

Forms filed

  • Insider filing442
  • Current report8-K24
  • NSAR-B19
  • Late filing noticeNT 10-K10
  • N-CSR8
  • UPLOAD8
  • Annual report10-K7
  • Initial ownership37
  • Foreign issuer report6-K6
  • CORRESP5
  • NSAR-A5
  • N-Q4
  • S-8 POS3
  • Stake amendedSC 13D/A3
  • Prospectus supplement424B32
  • Exchange listing8-A12B2
  • Exempt offering noticeD2
  • Proxy statementDEF 14A2
  • EFFECT2
  • Amended quarterly report10-Q/A1
  • Amended annual report20-F/A1
  • 40-17G1
  • Prospectus supplement424B21
  • 424B71
  • Merger communication4251
  • AW1
  • N-2/A1
  • N-CSRS1
  • Registration statementS-11
  • Merger registrationS-41
  • Amended merger registrationS-4/A1
  • Stake reportedSC 13D1
  • Passive stake reportedSC 13G1

57 companies

#

A

B

C

D

E

F

G

H

I

J

L

M

N

O

P

R

S

T

U

V

W

X