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What covered companies filed with the SEC, day by day.

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  7. 31
  8. 1
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  10. 5
‹ Mon, Apr 4, 2011

Tuesday, April 5, 2011

245 filings · 173 companiesAll checks passed · Updated Oct 31

Wed, Apr 6, 2011 ›
The dayTuesday, April 5
Delisting noticesNOBH09:42

By time of day

70 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

15 without a time on file

Results

8 announced

Pre-market1

  • 08:30KBHKB Home

Market hours3

  • 15:32GBRNew Concept Energy, Inc.
  • 15:43ARLAmerican Realty Investors Inc
  • 15:49BMNMBimini Capital Management, Inc.

After-hours4

  • 16:18MINDMind Technology, Inc
  • 16:28IORIncome Opportunity Realty Investors Inc
  • 16:30AMSCAmerican Superconductor Corp
  • 16:41TCITranscontinental Realty Investors Inc

Reports

3 quarterly · 1 annual
  1. Liquidmetal Technologies IncLQMT · 10-K/A · Dec 31 · —
    $20.57M—
  2. AiXin Life International, Inc.— · 10-Q · Feb 28 · —
    $0.00—
  3. Hartford Creative Group, Inc.HFUS · 10-Q · Oct 31 · 14:02
    ——
  4. Hartford Creative Group, Inc.HFUS · 10-Q · Jan 31 · 14:09
    ——

Insiders

21 filings
Purchases$861.71K5 filings
Sales$7.82M16 filings
MIDDMiddleby Corp · Selim a Bassoul, CEO, Chairman, President$5.13MSale · 54,386 sh
MIDDMiddleby Corp · Timothy John Fitzgerald, Chief Financial Officer$1.08MSale · 11,428 sh
IMMRImmersion Corp · Victor Viegas, CEO$508.64KSale · 66,016 sh
IRDOpus Genetics, Inc. · Chang Ho Ahn, Chairman & CEO$391.43KPurchase · 320,846 sh
KYNKayne Anderson Energy Infrastructure Fund, Inc. · Kevin S McCarthy, Chairman, President and CEO$305.80KPurchase · 10,000 sh
CPTCamden Property Trust · William W. Sengelmann, SVP - Real Estate Investments$257.27KSale · 4,504 sh
Open insider activity

Agreements

7 filings
  1. 20:14STRA Strategic Education, Inc. · New debt · New agreement
  2. 19:13CSBR Champions Oncology, Inc. · New agreement
  3. 17:27NWBO Northwest Biotherapeutics Inc · New debt · Unregistered shares sold · New agreement
  4. 16:47ORKA Oruka Therapeutics, Inc. · New agreement
  5. 16:05CVI CVR Energy Inc · Agreement ended · New agreement
  6. 15:25BCBP BCB Bancorp Inc · New agreement
  7. 10:30DLHC DLH Holdings Corp. · Unregistered shares sold · New agreement

Officers and directors

4 filings
  1. 15:01NOVT Novanta Inc · Officers or directors
  2. 10:43ACFN Acorn Energy, Inc. · Officers or directors
  3. 08:16CREX Creative Realities, Inc. · Officers or directors
  4. 20:36ALTO Alto Ingredients, Inc. · Officers or directors

Filings

70 listed

17:00

  1. 17:51
    CHUC Charlie's Holdings, Inc. · Proxy statement

20:00

  1. 20:23
    DAIO Data I/O Corp · Proxy statement
  2. 20:36
    ALTO Alto Ingredients, Inc. · Officers or directors

06:00

  1. 06:27
    SEII Sharing Economy International Inc. · Investor disclosure

07:00

  1. 07:17
    MMMW Mass Megawatts Wind Power Inc · Investor disclosure

08:00

  1. 08:16
    CREX Creative Realities, Inc. · Officers or directors
  2. 08:30
    KBH KB Home · Results, pre-market

09:00

  1. 09:37
    PEBK Peoples Bancorp of North Carolina Inc · Proxy statement
  2. 09:42
    NOBH Nobility Homes Inc · Delisting notice

10:00

  1. 10:30
    DLHC DLH Holdings Corp. · Unregistered shares sold · New agreement
  2. 10:43
    ACFN Acorn Energy, Inc. · Officers or directors

11:00

  1. 11:06
    FGPR Ferrellgas Partners L P · Announcement

12:00

  1. 12:46
    LARK Landmark Bancorp Inc · Investor disclosure

13:00

  1. 13:45
    RDCT Vnue, Inc. · Stake reported
  2. 13:58
    IVT InvenTrust Properties Corp. · Investor disclosure

14:00

  1. 14:02
    HFUS Hartford Creative Group, Inc. · Quarterly report
  2. 14:09
    HFUS Hartford Creative Group, Inc. · Quarterly report
  3. 14:16
    FTEK Fuel Tech, Inc. · Proxy statement
  4. 14:42
    FXNC First National Corp · Proxy statement
  5. 14:50
    ORI Old Republic International Corp · Proxy statement
  6. 14:58
    OIS Oil States International, Inc · Proxy statement

15:00

  1. 15:01
    NOVT Novanta Inc · Officers or directors
  2. 15:14
    SMBK Smartfinancial Inc. · Proxy statement
  3. 15:17
    BUKS Butler National Corp · Announcement
  4. 15:25
    BCBP BCB Bancorp Inc · New agreement
  5. 15:32
    GBR New Concept Energy, Inc. · Results, market hours
  6. 15:43
    ARL American Realty Investors Inc · Results, market hours
  7. 15:49
    BMNM Bimini Capital Management, Inc. · Results, market hours
  8. 15:50
    PTN Palatin Technologies Inc · Proxy statement
  9. 15:51
    AHNRF Athena Gold Corp · Investor disclosure

16:00

  1. 16:05
    CVI CVR Energy Inc · Agreement ended · New agreement
  2. 16:18
    MIND Mind Technology, Inc · Results, after-hours
  3. 16:23
    PWDY Powerdyne International, Inc. · Change in control · Acquisition or sale completed · Shell status changed (amended)
  4. 16:25
    NX Quanex Building Products CORP · Acquisition or sale completed
  5. 16:27
    STEW SRH Total Return Fund, Inc. · Proxy statement
  6. 16:28
    IOR Income Opportunity Realty Investors Inc · Results, after-hours
  7. 16:30
    AMSC American Superconductor Corp · Results, after-hours
  8. 16:34
    INIS Radnostix Inc · Amended registration statement
  9. 16:41
    TCI Transcontinental Realty Investors Inc · Results, after-hours
  10. 16:47
    ORKA Oruka Therapeutics, Inc. · New agreement
40 of 70

Index

Forms filed

  • Insider filing489
  • Current report8-K41
  • Foreign issuer report6-K21
  • Proxy statementDEF 14A16
  • CORRESP8
  • UPLOAD7
  • Proxy materialDEFA14A5
  • Initial ownership34
  • Annual report to shareholdersARS4
  • Exempt offering noticeD4
  • Stake amendedSC 13D/A4
  • Quarterly report10-Q3
  • N-CSRS3
  • POS AM3
  • Prospectus supplement424B52
  • 497AD2
  • Insider filing, amended4/A2
  • Annual ownership52
  • EFFECT2
  • N-CSRS/A2
  • Preliminary proxy statementPRE 14A2
  • Amended registration statementS-1/A2
  • Passive stake amendedSC 13G/A2
  • Amended annual report10-K/A1
  • Notice of intent to sell1441
  • 15-15D1
  • Delisting by the exchange25-NSE1
  • Amended annual report40-F/A1
  • Exchange listing8-A12G1
  • Current report (amended)8-K/A1
  • F-10/A1
  • N-2/A1
  • POS EX1
  • S-11/A1
  • Amended shelf registrationS-3/A1
  • Stake reportedSC 13D1
  • Passive stake reportedSC 13G1
  • SUPPL1

74 companies

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