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What covered companies filed with the SEC, day by day.

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‹ Tue, Apr 5, 2011

Wednesday, April 6, 2011

223 filings · 173 companiesAll checks passed · Updated Oct 31

Thu, Apr 7, 2011 ›
The dayWednesday, April 6
Delisting noticesOTLC16:00

By time of day

75 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

20 without a time on file

Results

4 announced

Market hours2

  • 12:37GNSSGenasys Inc.
  • 14:32BDCOBlue Dolphin Energy Co

After-hours2

  • 16:20WDFCWD 40 Co
  • 19:42FSIFlexible Solutions International Inc

Reports

3 quarterly · 5 annual
  1. Nike, Inc.NKE · 10-Q · Feb 28 · —
    $5.08B+7.3%
  2. Navios Maritime Holdings Inc.NMPGY · 20-F · Dec 31 · 17:27
    $679.92M+13.6%
  3. Factset Research Systems IncFDS · 10-Q · Feb 28 · —
    $177.64M+12.9%
  4. Mind Technology, IncMIND · 10-K · Jan 31 · 16:30
    $71.36M+29.3%
  5. Lisata Therapeutics, Inc.LSTA · 10-K · Dec 31 · 06:43
    $69.82M—
  6. GBT Technologies Inc.GTCH · 10-K · Dec 31 · —
    $148.28K—
  7. Millerknoll, Inc.MLKN · 10-Q · Apr 1 · —
    ——
  8. Arvana Inc— · 10-K · Dec 31 · —
    ——

Insiders

35 filings
Purchases$51.28M14 filings
Sales$6.98M21 filings
AMSCAmerican Superconductor Corp · Douglas Kevin, 10% owner$50.14MPurchase · 3,295,000 sh
KFYKorn Ferry · Gary D Burnison, CEO$2.22MSale · 100,000 sh
—LivePerson Inc · Timothy e Bixby, President and CFO$1.46MSale · 115,000 sh
CSBRChampions Oncology, Inc. · James Martell, Director$960.00KSale · 2,000,000 sh
ATLCAtlanticus Holdings Corp · Second Curve Capital LLC, 10% owner$608.70KSale · 90,000 sh
MBWMMercantile Bank Corp · Second Curve Capital LLC, 10% owner$417.19KPurchase · 42,850 sh
Open insider activity

Agreements

11 filings
  1. 21:24UONE Urban One, Inc. · Agreement ended · New debt · New agreement
  2. 21:07RHEP Regional Health Properties, Inc · New debt · Unregistered shares sold · New agreement
  3. 20:01CLNE Clean Energy Fuels Corp. · New agreement
  4. 17:04INN Summit Hotel Properties, Inc. · New debt · New agreement
  5. 16:53NWBO Northwest Biotherapeutics Inc · New debt · Unregistered shares sold · New agreement (amended)
  6. 16:38NATH Nathans Famous, Inc. · New agreement
  7. 16:36OPY Oppenheimer Holdings Inc · New agreement
  8. 14:57HUBG Hub Group, Inc. · New agreement

Officers and directors

6 filings
  1. 17:26ASTI Ascent Solar Technologies, Inc. · Restructuring costs · Officers or directors
  2. 16:59LMED LataMed AI Corp. · Change in control · Officers or directors
  3. 16:30ZNOG Zion Oil & Gas Inc · Officers or directors
  4. 16:00OTLC Oncotelic Therapeutics, Inc. · Delisting notice · Officers or directors
  5. 15:35KBH KB Home · Officers or directors
  6. 12:14FF FutureFuel Corp. · Officers or directors

Filings

75 listed

22:00

  1. 22:21
    LAMR Lamar Advertising Co · Investor disclosure

23:00

  1. 23:23
    CENX Century Aluminum Co · New agreement

01:00

  1. 01:04
    CENX Century Aluminum Co · Stake amended

06:00

  1. 06:06
    INVX Innovex International, Inc. · Proxy statement
  2. 06:43
    LSTA Lisata Therapeutics, Inc. · Annual report

07:00

  1. 07:00
    PLUR Pluri Inc. · Announcement
  2. 07:31
    APAM Artisan Partners Asset Management Inc. · Registration statement

09:00

  1. 09:30
    SHO Sunstone Hotel Investors, Inc. · Shareholder rights changed · Bylaws or fiscal year changed
  2. 09:55
    JOE St JOE Co · Proxy statement

10:00

  1. 10:31
    LEE LEE Enterprises, Inc · Announcement

11:00

  1. 11:19
    TOFB Tofutti Brands Inc · Restated financials

12:00

  1. 12:05
    PTBS Potomac Bancshares Inc · Proxy statement
  2. 12:14
    FF FutureFuel Corp. · Officers or directors
  3. 12:16
    ORMP Oramed Pharmaceuticals Inc. · Agreement ended · Acquisition or sale completed
  4. 12:37
    GNSS Genasys Inc. · Results, market hours
  5. 12:51
    NL NLI Holdings, Inc. · Proxy statement

13:00

  1. 13:25
    CMS-PB Consumers Energy Co · New agreement
  2. 13:43
    OSPN OneSpan Inc. · Announcement
  3. 13:56
    FSP Franklin Street Properties Corp · Proxy statement

14:00

  1. 14:09
    RAIL FreightCar America, Inc. · Proxy statement
  2. 14:17
    TLS Telos Corp · Stake amended
  3. 14:32
    BDCO Blue Dolphin Energy Co · Results, market hours
  4. 14:38
    RSCF Reflect Scientific, Inc. · Unregistered shares sold
  5. 14:57
    HUBG Hub Group, Inc. · New agreement

15:00

  1. 15:11
    MYE Myers Industries Inc · Stake amended
  2. 15:22
    SFD Smithfield Foods Inc · Announcement
  3. 15:35
    KBH KB Home · Officers or directors
  4. 15:41
    ASPS Altisource Portfolio Solutions S.A. · Proxy statement

16:00

  1. 16:00
    OTLC Oncotelic Therapeutics, Inc. · Delisting notice · Officers or directors
  2. 16:10
    ZUMZ Zumiez Inc · Investor disclosure
  3. 16:16
    SRPT Sarepta Therapeutics, Inc. · Announcement
  4. 16:19
    EFC Ellington Financial Inc. · Proxy statement
  5. 16:20
    WDFC WD 40 Co · Results, after-hours
  6. 16:30
    ZNOG Zion Oil & Gas Inc · Officers or directors
  7. 16:30
    MIND Mind Technology, Inc · Annual report
  8. 16:36
    OPY Oppenheimer Holdings Inc · New agreement
  9. 16:38
    NATH Nathans Famous, Inc. · New agreement
  10. 16:53
    NWBO Northwest Biotherapeutics Inc · New debt · Unregistered shares sold · New agreement (amended)
  11. 16:59
    LMED LataMed AI Corp. · Change in control · Officers or directors

17:00

  1. 17:02
    IPM Intelligent Protection Management Corp. · Amended registration statement
40 of 75

Index

Forms filed

  • Insider filing470
  • Current report8-K45
  • Foreign issuer report6-K20
  • Annual report to shareholdersARS12
  • Proxy statementDEF 14A12
  • CORRESP7
  • UPLOAD6
  • Stake amendedSC 13D/A5
  • Annual report10-K4
  • Proxy materialDEFA14A4
  • Quarterly report10-Q3
  • Insider filing, amended4/A3
  • Exempt offering noticeD3
  • Passive stake amendedSC 13G/A3
  • Initial ownership32
  • Exchange listing8-A12B2
  • Amended registration statementF-1/A2
  • SUPPL2
  • Annual report20-F1
  • 40-17G1
  • Prospectus supplement424B31
  • 4971
  • 6-K/A1
  • Current report (amended)8-K/A1
  • DEFC14A1
  • F-61
  • Free writing prospectusFWP1
  • N-21
  • N-8A1
  • PRER14C1
  • PRRN14A1
  • Registration statementS-11
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81
  • Passive stake reportedSC 13G1
  • SC TO-I/A1

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