Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 10
  2. 11
  3. 12
  4. 15
  5. 16
  6. 17
  7. 18
  8. 19
  9. 22
  10. 23
‹ Mon, Aug 22, 2011

Tuesday, August 23, 2011

129 filings · 100 companiesAll checks passed · Updated Oct 31

Wed, Aug 24, 2011 ›
The dayTuesday, August 23

By time of day

40 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

2 announced

Pre-market1

  • 06:10KTCCKey Tronic Corp

Market hours1

  • 12:23DAKTDaktronics Inc

Reports

7 quarterly · 0 annual
  1. Hawkins IncHWKN · 10-Q/A · Jul 3 · 08:04
    $88.59M+18.7%
  2. Broadway Financial Corp deBYFC · 10-Q/A · Jun 30 · 17:33
    $4.63M16.1%
  3. Cardiff Lexington CorpCDIX · 10-Q · Jun 30 · 13:41
    $139.00—
  4. Cardiff Lexington CorpCDIX · 10-Q · Sep 30 · 13:44
    $85.00—
  5. LiveOne, Inc.LVO · 10-Q · Jul 31 · 12:02
    $0.00—
  6. Cardiff Lexington CorpCDIX · 10-Q · Mar 31 · 13:36
    ——
  7. SUIC Worldwide Holdings Ltd.SUIC · 10-Q/A · Jun 30 · —
    ——

Insiders

21 filings
Purchases$1.44M17 filings
Sales$11.08M4 filings
CRMTAmericas Carmart Inc · Tilman J Falgout III, Director$6.48MSale · 220,000 sh
TPCTutor Perini Corp · Ronald N. Tutor Separate Property Trust, 10% owner$4.54MSale · 347,853 sh
TCPCBlackRock TCP Capital Corp. · Eric John Draut, Director$607.50KPurchase · 1,084 sh
BXSYBexil Investment Trust · Bexil Securities LLC$241.35KPurchase · 65,000 sh
SSNCSS&C Technologies Holdings Inc · Normand a Boulanger, President and COO$232.08KPurchase · 15,000 sh
GLPGlobal Partners LP · GP LLC Global, Director$92.15KPurchase · 5,000 sh
Open insider activity

Agreements

3 filings
  1. 08:56IVR Invesco Mortgage Capital Inc. · New agreement
  2. 11:55AIRT Air T Inc · New agreement
  3. 20:48EEFT Euronet Worldwide, Inc. · Agreement ended · Shareholder rights changed · New debt · New agreement

Officers and directors

6 filings
  1. 19:00LOPE Grand Canyon Education, Inc. · Officers or directors
  2. 15:25SUNE SUNation Energy, Inc. · Officers or directors
  3. 15:11HGBL Heritage Global Inc. · Officers or directors
  4. 12:19SLNG Stabilis Solutions, Inc. · Officers or directors
  5. 10:06THO Thor Industries Inc · Officers or directors
  6. 18:20FGBI First Guaranty Bancshares, Inc. · Officers or directors

Filings

40 listed

17:00

  1. 17:40
    HOS Hornbeck Offshore Services, Inc. · Investor disclosure

18:00

  1. 18:20
    FGBI First Guaranty Bancshares, Inc. · Officers or directors

20:00

  1. 20:48
    USBC Usbc, Inc. · Amended registration statement
  2. 20:48
    EEFT Euronet Worldwide, Inc. · Agreement ended · Shareholder rights changed · New debt · New agreement
  3. 20:52
    EEFT Euronet Worldwide, Inc. · Investor disclosure

00:00

  1. 00:50
    ASYS Amtech Systems Inc · Announcement

08:00

  1. 08:00
    CAPS Capstone Holding Corp. · Investor disclosure
  2. 08:33
    XWEL Xwell, Inc. · Stake reported

10:00

  1. 10:06
    THO Thor Industries Inc · Officers or directors
  2. 10:08
    CYD China Yuchai International Ltd · Stake amended

11:00

  1. 11:52
    FTFT Future FinTech Group Inc. · Shareholder vote
  2. 11:55
    AIRT Air T Inc · New agreement

12:00

  1. 12:02
    LVO LiveOne, Inc. · Quarterly report
  2. 12:19
    SLNG Stabilis Solutions, Inc. · Officers or directors
  3. 12:23
    DAKT Daktronics Inc · Results, market hours
  4. 12:35
    ALP Alpha Compute Corp · Amended annual report

13:00

  1. 13:36
    CDIX Cardiff Lexington Corp · Quarterly report
  2. 13:41
    CDIX Cardiff Lexington Corp · Quarterly report
  3. 13:44
    CDIX Cardiff Lexington Corp · Quarterly report

14:00

  1. 14:17
    RELL Richardson Electronics, Ltd. · Proxy statement

15:00

  1. 15:03
    BKYI Bio Key International Inc · Investor disclosure
  2. 15:06
    CMT Core Molding Technologies Inc · Announcement
  3. 15:11
    HGBL Heritage Global Inc. · Officers or directors
  4. 15:25
    SUNE SUNation Energy, Inc. · Officers or directors

17:00

  1. 17:33
    BYFC Broadway Financial Corp de · Amended quarterly report
  2. 17:41
    BYFC Broadway Financial Corp de · Announcement

18:00

  1. 18:50
    MRKR Marker Therapeutics, Inc. · Investor disclosure

19:00

  1. 19:00
    LOPE Grand Canyon Education, Inc. · Officers or directors
  2. 19:09
    WFCF Where Food Comes From, Inc. · Announcement

06:00

  1. 06:10
    KTCC Key Tronic Corp · Results, pre-market

07:00

  1. 07:59
    NTIP NETWORK-1 Technologies, Inc. · Announcement

08:00

  1. 08:04
    HWKN Hawkins Inc · Amended quarterly report
  2. 08:56
    IVR Invesco Mortgage Capital Inc. · New agreement

—

  1. —
    SVA Sinovac Biotech Ltd · Stake amended
  2. —
    GMER Good Gaming, Inc. · Current report
  3. —
    LTRX Lantronix Inc · Current report
  4. —
    BCLI Brainstorm Cell Therapeutics Inc. · Current report
  5. —
    XTNT Xtant Medical Holdings, Inc. · Current report
  6. —
    SUIC SUIC Worldwide Holdings Ltd. · Amended quarterly report
  7. —
    PYT PPLUS Trust Series GSC-2 · Current report
40 of 40

Index

Forms filed

  • Insider filing431
  • Current report8-K27
  • Foreign issuer report6-K24
  • Quarterly report10-Q4
  • CORRESP4
  • Amended quarterly report10-Q/A3
  • Initial ownership33
  • Proxy voting recordN-PX3
  • UPLOAD3
  • Prospectus supplement424B32
  • 497AD2
  • NSAR-A2
  • Stake amendedSC 13D/A2
  • 10-12G/A1
  • Amended annual report20-F/A1
  • Prospectus supplement424B21
  • 4971
  • 5/A1
  • Exempt offering noticeD1
  • Exempt offering notice, amendedD/A1
  • Proxy statementDEF 14A1
  • EFFECT1
  • F-31
  • NSAR-B1
  • RW WD1
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Passive stake reportedSC 13G1
  • Passive stake amendedSC 13G/A1
  • SC TO-C1
  • SC TO-I/A1

44 companies

A

B

C

D

E

F

G

H

I

K

L

M

N

P

R

S

T

U

W

X